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WORKIVA INC — Director's Dealing 2017
May 31, 2017
31131_dirs_2017-05-31_c16c411b-b6d5-4bf0-85ea-033b34afd663.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2017-05-26
Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-26 | Class A Common Stock | S | 3314 | $18.38 | Disposed | 4092116 | Indirect |
| 2017-05-30 | Class A Common Stock | S | 73206 | $18.27 | Disposed | 4018910 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3065 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted-average price. The prices actually received range from $18.35 to $18.40. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F2: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.
F3: The price reported in Column 4 is a weighted-average price. The prices actually received range from $18.25 to $18.35. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range