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WORKIVA INC — Director's Dealing 2017
Jun 21, 2017
31131_dirs_2017-06-21_1457592f-e3fa-4313-9952-3b617e760b55.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2017-06-19
Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-14 | Class A Common Stock | G | 1915 | — | Disposed | 3960874 | Indirect |
| 2017-06-19 | Class A Common Stock | S | 13037 | $19.10 | Disposed | 3947837 | Indirect |
| 2017-06-20 | Class A Common Stock | S | 767 | $19.10 | Disposed | 3947070 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3065 | Indirect |
Footnotes
F1: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.
F2: The price reported in Column 4 is a weighted-average price. The prices actually received range from $19.10 to $19.15. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.