WORKIVA INC — Director's Dealing 2016

Feb 3, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2016-02-01

Reporting Person: TROM JEFF D (Executive VP & CTO, 10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-02-01	Employee Stock Option to Purchase Class A Common Stock	$14.74	A	21212	Acquired	2026-02-01	Class A Common Stock (21212.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	70161	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$15.83	2024-08-11	Class A Common Stock (178200.0)	178200	Direct
Class B Common Stock	$		Class A Common Stock (1881533.0)	1881533	Direct
Class B Common Stock	$		Class A Common Stock (523050.0)	523050	Indirect

Footnotes

F1: Grant of stock option pursuant to the 2014 Equity Incentive Plan.

F2: Vests in three equal annual installments commencing on the first anniversary of the grant date.

F3: Granted pursuant to 2009 Unit Incentive Plan.

F4: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

F5: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).