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WORKIVA INC Director's Dealing 2016

Feb 9, 2016

31131_dirs_2016-02-09_142739fa-fe5d-4469-bf6e-a17184f69c7a.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2015-12-31

Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-14 Class A Common Stock G 2000 Disposed 4353968 Indirect
2015-12-17 Class A Common Stock G 1000 Disposed 4352968 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 3065 Indirect

Footnotes

F1: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust.

F2: The shares held by Mr. and Dr. Behar's son were inadvertently omitted from the Form 4 filed on December 14, 2015.