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WORKIVA INC — Director's Dealing 2016
Feb 9, 2016
31131_dirs_2016-02-09_142739fa-fe5d-4469-bf6e-a17184f69c7a.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2015-12-31
Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-14 | Class A Common Stock | G | 2000 | — | Disposed | 4353968 | Indirect |
| 2015-12-17 | Class A Common Stock | G | 1000 | — | Disposed | 4352968 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3065 | Indirect |
Footnotes
F1: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust.
F2: The shares held by Mr. and Dr. Behar's son were inadvertently omitted from the Form 4 filed on December 14, 2015.
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