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WORKIVA INC — Director's Dealing 2016
Feb 10, 2016
31131_dirs_2016-02-09_bfd41c9c-8b5a-4b9b-8b11-ebcba139797e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2016-02-05
Reporting Person: Calkins Troy M. (Executive VP, Secretary & GC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-05 | Class A Common Stock | F | 6220 | $12.41 | Disposed | 98524 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option to Purchase Class A Common Stock | $14.74 | 2026-02-01 | Class A Common Stock (31469.0) | 31469 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $15.86 | 2024-02-24 | Class A Common Stock (108900.0) | 108900 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $15.83 | 2024-08-11 | Class A Common Stock (39600.0) | 39600 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $15.86 | 2024-03-26 | Class A Common Stock (9900.0) | 9900 | Direct |
Footnotes
F1: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the 2014 Equity Incentive Plan.
F2: Granted pursuant to the 2014 Equity Incentive Plan.
F3: Vests in three equal annual installments commencing on the first anniversary of the grant date.
F4: Granted pursuant to 2009 Unit Incentive Plan.
F5: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
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