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WORKIVA INC Director's Dealing 2016

Feb 10, 2016

31131_dirs_2016-02-09_bfd41c9c-8b5a-4b9b-8b11-ebcba139797e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2016-02-05

Reporting Person: Calkins Troy M. (Executive VP, Secretary & GC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-05 Class A Common Stock F 6220 $12.41 Disposed 98524 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option to Purchase Class A Common Stock $14.74 2026-02-01 Class A Common Stock (31469.0) 31469 Direct
Employee Stock Option to Purchase Class A Common Stock $15.86 2024-02-24 Class A Common Stock (108900.0) 108900 Direct
Employee Stock Option to Purchase Class A Common Stock $15.83 2024-08-11 Class A Common Stock (39600.0) 39600 Direct
Employee Stock Option to Purchase Class A Common Stock $15.86 2024-03-26 Class A Common Stock (9900.0) 9900 Direct

Footnotes

F1: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the 2014 Equity Incentive Plan.

F2: Granted pursuant to the 2014 Equity Incentive Plan.

F3: Vests in three equal annual installments commencing on the first anniversary of the grant date.

F4: Granted pursuant to 2009 Unit Incentive Plan.

F5: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.