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WORKIVA INC — Director's Dealing 2016
May 26, 2016
31131_dirs_2016-05-26_16c88a46-e5d4-4f84-92b3-4bbd534aca05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2016-05-24
Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-24 | Class A Common Stock | D | 27260 | $12.661 | Disposed | 4325708 | Indirect |
| 2016-05-25 | Class A Common Stock | D | 5000 | $13.20 | Disposed | 4320708 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3065 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted-average price. The prices actually received range from $12.60 to $12.75. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F2: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust.