AI assistant
WORKIVA INC — Director's Dealing 2016
Sep 6, 2016
31131_dirs_2016-09-06_7e24b746-cdd4-402d-942e-3b218c5b6b3a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2016-08-30
Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-30 | Class A Common Stock | S | 22282 | $17.865 | Disposed | 4298426 | Indirect |
| 2016-08-31 | Class A Common Stock | S | 40501 | $17.877 | Disposed | 4257925 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3065 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted-average price. The prices actually received range from $17.85 to $17.90. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F2: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.