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WORKIVA INC — Director's Dealing 2016
Sep 6, 2016
31131_dirs_2016-09-06_3770e1c8-84dd-48e9-8d77-a335c2b0f128.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2016-09-01
Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-01 | Class A Common Stock | S | 10090 | $17.908 | Disposed | 4247835 | Indirect |
| 2016-09-02 | Class A Common Stock | S | 79910 | $18.041 | Disposed | 4167925 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3065 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted-average price. The prices actually received range from $17.90 to $17.92. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F2: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust.
F3: The price reported in Column 4 is a weighted-average price. The prices actually received range from $17.92 to $18.16. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.