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WORKIVA INC Director's Dealing 2015

Feb 10, 2015

31131_dirs_2015-02-09_009f057e-bb05-43f8-90e2-5e5905e21d59.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2015-02-05

Reporting Person: Calkins Troy M. (Executive VP, Secretary & GC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-05 Class A Common Stock A 60000 Acquired 60000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option to Purchase Class A Common Stock $15.86 2024-02-24 Class A Common Stock (108900.0) 108900 Direct
Employee Stock Option to Purchase Class A Common Stock $15.86 2024-03-26 Class A Common Stock (9900.0) 9900 Direct
Employee Stock Option to Purchase Class A Common Stock $15.83 2024-08-11 Class A Common Stock (39600.0) 39600 Direct

Footnotes

F1: Grant of restricted stock pursuant to the 2014 Equity Incentive Plan.

F2: Vests in three equal annual installments commencing on the first anniversary of the grant date.

F3: Granted pursuant to 2009 Unit Incentive Plan.

F4: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.