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WORKIVA INC — Director's Dealing 2015
Dec 14, 2015
31131_dirs_2015-12-14_b3050d10-902c-45f8-9581-f9eeb360ef8d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2015-12-11
Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-11 | Class A Common Stock | S | 15000 | $18.003 | Disposed | 4342268 | Indirect |
| 2015-12-14 | Class A Common Stock | S | 1300 | $18.103 | Disposed | 4354668 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted-average price. The prices actually received range from $18.00 to $18.02. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F2: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust.
F3: The price reported in Column 4 is a weighted-average price. The prices actually received range from $18.10 to $18.11. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.