WORKIVA INC — Director's Dealing 2014

Dec 10, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WORKIVA LLC (WK)
CIK: 0001445305
Period of Report: 2014-12-10

Reporting Person: Klindt Jill (VP & CAO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	28650	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$8.48	2022-12-27	Class A Common Stock (5940.0)		Direct
Employee Stock Option to Purchase Class A Common Stock	$15.83	2024-08-11	Class A Common Stock (11880.0)		Direct
Employee Stock Option to Purchase Class A Common Stock	$15.86	2024-01-13	Class A Common Stock (5544.0)		Direct
Employee Stock Option to Purchase Class A Common Stock	$15.86	2024-01-13	Class A Common Stock (911.0)		Direct

Footnotes

F1: Granted pursuant to 2009 Unit Incentive Plan.

F2: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

F3: Vested as to 100% of the shares on January 14, 2014.