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WORKIVA INC Director's Dealing 2014

Dec 10, 2014

31131_dirs_2014-12-10_6d80a607-cb9c-4ccd-bbc2-2c30b00ce631.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WORKIVA LLC (WK)
CIK: 0001445305
Period of Report: 2014-12-10

Reporting Person: Calkins Troy M. (Executive VP, Secretary & GC)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option to Purchase Class A Common Stock $15.86 2024-02-24 Class A Common Stock (108900.0) Direct
Employee Stock Option to Purchase Class A Common Stock $15.86 2024-03-26 Class A Common Stock (9900.0) Direct
Employee Stock Option to Purchase Class A Common Stock $15.83 2024-08-11 Class A Common Stock (39600.0) Direct

Footnotes

F1: Granted pursuant to 2009 Unit Incentive Plan.

F2: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.