WORKIVA INC — Director's Dealing 2014

Dec 10, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WORKIVA LLC (WK)
CIK: 0001445305
Period of Report: 2014-12-10

Reporting Person: VANDERPLOEG MARTIN J (Director, President & COO, 10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$15.83	2024-08-11	Class A Common Stock (178200.0)		Direct
Class B Common Stock	$		Class A Common Stock (3979705.0)		Indirect
Class B Common Stock	$		Class A Common Stock (889020.0)		Indirect

Footnotes

F1: Granted pursuant to 2009 Unit Incentive Plan.

F2: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

F3: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).