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WORKIVA INC Director's Dealing 2014

Dec 19, 2014

31131_dirs_2014-12-19_f4e4eb32-4334-4a1a-b7b3-3ea8264929cb.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2014-12-17

Reporting Person: Herz Robert H (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 17387 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option to Purchase Class A Common Stock $2.52 2021-03-15 Class A Common Stock (39600.0) Direct

Footnotes

F1: Granted pursuant to 2009 Unit Incentive Plan.

F2: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.