WORKIVA INC — Director's Dealing 2014

Dec 19, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2014-12-17

Reporting Person: Herz Robert H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-12-17	Class A Common Stock	A	10870	—	Acquired	28257	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$2.52	2021-03-14	Class A Common Stock (39600.0)	39600	Direct

Footnotes

F1: Shares of restricted stock granted pursuant to 2014 Equity Incentive Plan.

F2: Granted pursuant to 2009 Unit Incentive Plan.

F3: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.