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Virtu Financial, Inc. — Director's Dealing 2026
Feb 3, 2026
30684_dirs_2026-02-03_dc0d91ce-4c62-46a9-9082-e1ddf9e4f9eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2026-01-31
Reporting Person: Cavoli Stephen (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-01-31 | Class A common stock | M | 37500 | — | Acquired | 195203 | Direct |
| 2026-01-31 | Class A common stock | S | 19144 | — | Disposed | 176059 | Direct |
| 2026-01-31 | Class A common stock | A | 37500 | — | Acquired | 213559 | Direct |
| 2026-01-31 | Class A common stock | S | 19144 | — | Disposed | 194415 | Direct |
| 2026-02-02 | Class A common stock | M | 10309 | — | Acquired | 204724 | Direct |
| 2026-02-02 | Class A common stock | S | 5263 | — | Disposed | 199461 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-01-31 | Restricted Stock Unit | $ | M | 37500 | Disposed | Class A common stock (37500) | Direct | |
| 2026-01-31 | Restricted Stock Unit | $ | A | 37500 | Acquired | Class A common stock (37500) | Direct | |
| 2026-02-02 | Restricted Stock Unit | $ | M | 10309 | Disposed | Class A common stock (10309) | Direct |
Footnotes
F1: 37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2024 and vested and settled in shares of Class A common stock on January 31, 2026. The
RSUs were granted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr.
Stephen Cavoli.
F2: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Second Amended and Restated 2015 Management Incentive Plan.
F3: 37,500 shares of class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2025 and vested on January 31, 2026. The shares were granted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli.
F4: Shares of Class A common stock issued in settlement of vested RSUs granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.
F5: The RSUs vested January 31, 2026.
F6: 37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2025. The RSUs were granted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli.
F7: The RSUs vest January 31, 2027.
F8: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F9: The RSUs vested on February 2, 2026.