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Virtu Financial, Inc. — Director's Dealing 2026
Feb 6, 2026
30684_dirs_2026-02-06_bf07cb9b-d93e-4faa-93cf-058d288e3258.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2026-02-04
Reporting Person: Lee Cindy (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-02-04 | Class A common stock | M | 1172 | — | Acquired | 23249 | Direct |
| 2026-02-04 | Class A common stock | F | 589 | — | Disposed | 22660 | Direct |
| 2026-02-04 | Class A common stock | M | 12500 | — | Acquired | 35160 | Direct |
| 2026-02-04 | Class A common stock | F | 6274 | — | Disposed | 28886 | Direct |
| 2026-02-04 | Class A common stock | A | 5523 | — | Acquired | 34409 | Direct |
| 2026-02-04 | Class A common stock | F | 2772 | — | Disposed | 31637 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-02-04 | Restricted Stock Unit | $ | M | 1172 | Disposed | Class A common stock (1172) | Direct | |
| 2026-02-04 | Restricted Stock Unit | $ | M | 12500 | Disposed | Class A common stock (12500) | Direct | |
| 2026-02-04 | Restricted Stock Unit | $ | A | 8284 | Acquired | Class A common stock (8284) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-voting common interest units of Virtu Financial LLC | $ | Class A common stock (4760) | 4760 | Indirect |
Footnotes
F1: Shares of Class A common stock issued in settlement of vested shares granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.
F2: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.
F3: Shares of Class A common stock granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.
F4: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F5: The RSUs vested on February 4, 2026
F6: The RSUs vest on February 4, 2027, February 4, 2028 and February 4, 2029.
F7: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.
F8: By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.