Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Virtu Financial, Inc. Director's Dealing 2026

Feb 6, 2026

30684_dirs_2026-02-06_bf07cb9b-d93e-4faa-93cf-058d288e3258.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2026-02-04

Reporting Person: Lee Cindy (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-02-04 Class A common stock M 1172 Acquired 23249 Direct
2026-02-04 Class A common stock F 589 Disposed 22660 Direct
2026-02-04 Class A common stock M 12500 Acquired 35160 Direct
2026-02-04 Class A common stock F 6274 Disposed 28886 Direct
2026-02-04 Class A common stock A 5523 Acquired 34409 Direct
2026-02-04 Class A common stock F 2772 Disposed 31637 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2026-02-04 Restricted Stock Unit $ M 1172 Disposed Class A common stock (1172) Direct
2026-02-04 Restricted Stock Unit $ M 12500 Disposed Class A common stock (12500) Direct
2026-02-04 Restricted Stock Unit $ A 8284 Acquired Class A common stock (8284) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-voting common interest units of Virtu Financial LLC $ Class A common stock (4760) 4760 Indirect

Footnotes

F1: Shares of Class A common stock issued in settlement of vested shares granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

F2: Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

F3: Shares of Class A common stock granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

F4: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5: The RSUs vested on February 4, 2026

F6: The RSUs vest on February 4, 2027, February 4, 2028 and February 4, 2029.

F7: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F8: By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.