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Virtu Financial, Inc. Director's Dealing 2023

Sep 13, 2023

30684_dirs_2023-09-13_eb9a0a4d-e39f-44e1-bcf4-c0595ff5c3a7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2023-09-13

Reporting Person: Molluso Joseph (Co-President & Co-COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-09-13 Class A common stock P 15000 $17.1654 Acquired 358160 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Deferred Stock Unit $ Class A common stock (47569.0) 47569 Direct
Restricted Stock Unit $ Class A common stock (60067.0) 60067 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.1350 to $17.2300, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each DSU is economically equivalent to one share of Class A common stock.

F3: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F4: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5: The RSUs vest in three equal annual installments on February 3, 2024, February 1, 2025, and February 1, 2026.