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Virtu Financial, Inc. Director's Dealing 2021

Jan 5, 2021

30684_dirs_2021-01-05_7a2bf5a4-4310-4d1d-8810-943ba1f56261.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2020-12-31

Reporting Person: Molluso Joseph (Co-President & Co-COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-31 Class A common stock A 50000 Acquired 168958 Direct
2020-12-31 Class A common stock F 26610 Acquired 142348 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Unit $ Class A common stock (200000) 200000 Direct

Footnotes

F1: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Employment Agreement between the Issuer and Mr. Joseph Molluso.

F2: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

F3: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4: The RSUs vest in three equal annual installments on January 24, 2021, January 24, 2022, and January 24, 2023.