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Virtu Financial, Inc. — Director's Dealing 2021
Jan 5, 2021
30684_dirs_2021-01-05_7a2bf5a4-4310-4d1d-8810-943ba1f56261.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2020-12-31
Reporting Person: Molluso Joseph (Co-President & Co-COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Class A common stock | A | 50000 | — | Acquired | 168958 | Direct |
| 2020-12-31 | Class A common stock | F | 26610 | — | Acquired | 142348 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Class A common stock (200000) | 200000 | Direct |
Footnotes
F1: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Employment Agreement between the Issuer and Mr. Joseph Molluso.
F2: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.
F3: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F4: The RSUs vest in three equal annual installments on January 24, 2021, January 24, 2022, and January 24, 2023.