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Virtu Financial, Inc. Director's Dealing 2021

Jan 5, 2021

30684_dirs_2021-01-05_a4d9b103-3e35-4cf5-b34e-f86c0c60e508.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2020-12-31

Reporting Person: Cavoli Stephen (EVP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-31 Class A common stock A 50000 Acquired 127819 Direct
2020-12-31 Class A common stock F 24485 Disposed 103334 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Unit $ Class A common stock (34713) 34713 Direct

Footnotes

F1: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli.

F2: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

F3: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4: 4,804 of the RSUs vest in two equal installments on January 23, 2021 and January 23, 2022. 29,909 of the RSUs vest in three equal installments on January 24, 2021, January 24, 2022 and January 24, 2023.