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Virtu Financial, Inc. — Director's Dealing 2021
Jan 5, 2021
30684_dirs_2021-01-05_a4d9b103-3e35-4cf5-b34e-f86c0c60e508.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2020-12-31
Reporting Person: Cavoli Stephen (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Class A common stock | A | 50000 | — | Acquired | 127819 | Direct |
| 2020-12-31 | Class A common stock | F | 24485 | — | Disposed | 103334 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Class A common stock (34713) | 34713 | Direct |
Footnotes
F1: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli.
F2: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.
F3: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F4: 4,804 of the RSUs vest in two equal installments on January 23, 2021 and January 23, 2022. 29,909 of the RSUs vest in three equal installments on January 24, 2021, January 24, 2022 and January 24, 2023.