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Virtu Financial, Inc. — Director's Dealing 2021
Jan 26, 2021
30684_dirs_2021-01-26_784a10ff-9280-4082-bc66-a23ec020b724.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2021-01-24
Reporting Person: Molluso Joseph (Co-President & Co-COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-24 | Class A common stock | M | 66667 | — | Acquired | 209015 | Direct |
| 2021-01-24 | Class A common stock | F | 29639 | — | Disposed | 179376 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-24 | Restricted Stock Unit | $ | M | 66667 | Disposed | Class A common stock (66667) | Direct |
Footnotes
F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.
F2: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.
F3: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F4: The RSUs vest in three equal annual installments on January 24, 2021, January 24, 2022, and January 24, 2023.