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Virtu Financial, Inc. — Director's Dealing 2021
Feb 3, 2021
30684_dirs_2021-02-03_9da74c7f-539b-4465-b35f-fc73fb2cc83b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2021-02-01
Reporting Person: Molluso Joseph (Co-President & Co-COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-01 | Class A common stock | A | 18085 | — | Acquired | 197461 | Direct |
| 2021-02-01 | Class A common stock | F | 9625 | — | Disposed | 187836 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-01 | Restricted Stock Unit | $ | A | 27126 | Acquired | Class A common stock (27126) | Direct |
Footnotes
F1: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 27.6482.
F2: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.
F3: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F4: The RSUs vest in three equal annual installments on February 1, 2022, February 1, 2023, and February 1, 2024.