Virtu Financial, Inc. — Director's Dealing 2020

Jan 27, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2020-01-23

Reporting Person: Cavoli Stephen (EVP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-23	Class A common stock	M	2402	—	Acquired	65470	Direct
2020-01-23	Class A common stock	F	816	—	Disposed	64654	Direct
2020-01-24	Class A common stock	A	19939	—	Acquired	84593	Direct
2020-01-24	Class A common stock	F	6774	—	Disposed	77819	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-23	Restricted Stock Unit	$	M	2402	Disposed		Class A common stock (2402)	Direct
2020-01-24	Restricted Stock Unit	$	A	49848	Acquired		Class A common stock (49848)	Direct

Footnotes

F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Incentive Plan.

F2: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Amended and Restated Incentive Plan.

F3: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 15.6477.

F4: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

F5: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6: The RSUs vest in three equal installments on January 23, 2020, January 23, 2021 and January 23, 2022.

F7: The RSUs vest in three equal installments on January 24, 2021, January 24, 2022 and January 24, 2023.