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Virtu Financial, Inc. — Director's Dealing 2019
Jan 25, 2019
30684_dirs_2019-01-25_7686b11a-8d9c-43df-987c-a8a8f5eb6831.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2018-12-31
Reporting Person: Cavoli Stephen (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-31 | Class A common stock | M | 1874 | — | Acquired | 52058 | Direct |
| 2018-12-31 | Class A common stock | F | 876 | — | Disposed | 51182 | Direct |
| 2019-01-23 | Class A common stock | A | 4804 | — | Acquired | 55986 | Direct |
| 2019-01-23 | Class A common stock | F | 1646 | — | Disposed | 54340 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Restricted Stock Unit | $ | M | 1874 | Disposed | Class A common stock (1874) | Direct | |
| 2019-01-23 | Restricted Stock Unit | $ | A | 12010 | Acquired | Class A common stock (12010) | Direct |
Footnotes
F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.
F2: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.
F3: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 26.6447.
F4: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.
F5: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F6: The RSUs vested in three equal installments on December 31, 2016, December 31, 2017, and December 31, 2018.
F7: The RSUs vest in three equal installments on January 23, 2020, January 23, 2021, and January 23, 2022.