AI assistant
Virtu Financial, Inc. — Director's Dealing 2019
Dec 27, 2019
30684_dirs_2019-12-27_1d0aa0ac-8eb6-4b25-b061-2e7689bcc26b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2019-12-26
Reporting Person: Cavoli Stephen (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-26 | Class A common stock | M | 1876 | — | Acquired | 63987 | Direct |
| 2019-12-26 | Class A common stock | F | 919 | — | Disposed | 63068 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-26 | Restricted Stock Unit | $ | M | 1876 | Disposed | Class A common stock (1876) | Direct |
Footnotes
F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Incentive Plan.
F2: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Amended and Restated Incentive Plan.
F3: Each RSU is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F4: The RSUs vested in three equal installments on December 31, 2017, December 31, 2018, and December 26, 2019.