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Virtu Financial, Inc. — Director's Dealing 2019
Dec 27, 2019
30684_dirs_2019-12-27_e18ab673-5396-4ea3-801c-79346629d569.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2019-12-26
Reporting Person: Ioffe Alexander M. (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-26 | Class A common stock | M | 18527 | — | Acquired | 18527 | Direct |
| 2019-12-26 | Class A common stock | F | 7157 | — | Disposed | 11370 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-26 | Restricted Stock Unit | $ | M | 27789 | Acquired | Class A common stock (27789) | Direct |
Footnotes
F1: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days prior to and including the grant date of 16.1930.
F2: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.
F3: Each Restricted Stock Unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F4: The RSUs vest in three equal annual installments on December 26, 2020, December 26, 2021, and December 26, 2022.