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Virtu Financial, Inc. — Director's Dealing 2018
Jan 3, 2018
30684_dirs_2018-01-03_ac7bf44b-a5f5-421a-bbd4-14772064f67a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2017-12-31
Reporting Person: Molluso Joseph (Exec VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-31 | Class A common stock | M | 5774 | — | Acquired | 27138 | Direct |
| 2017-12-31 | Class A common stock | F | 2381 | — | Disposed | 24757 | Direct |
| 2017-12-31 | Class A common stock | M | 9373 | — | Acquired | 34130 | Direct |
| 2017-12-31 | Class A common stock | F | 3864 | — | Disposed | 30266 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-31 | Restricted Stock Unit | $ | M | 5774 | Disposed | Class A common stock (5774) | Direct | |
| 2017-12-31 | Restricted Stock Unit | $ | M | 9373 | Disposed | Class A common stock (9373) | Direct |
Footnotes
F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Amended and Restated Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30.
F2: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Amended and Restated Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30
F3: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F4: The RSUs vest in three equal installments on December 31, 2016, December 31, 2017 and December 31, 2018.
F5: The RSUs vest in three equal installments on December 31, 2017, December 31, 2018 and December 31, 2019.