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Virtu Financial, Inc. — Director's Dealing 2018
Jan 3, 2018
30684_dirs_2018-01-03_a3c81e5c-0029-4c14-aa07-dd9dde811f68.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2017-12-31
Reporting Person: Viola Michael T (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-31 | Class A common stock | M | 2345 | — | Acquired | 8097 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-31 | Restricted Stock Unit | $ | M | 2345 | Disposed | Class A common stock (2345) | Direct |
Footnotes
F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30.
F2: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F3: The RSUs vest in three equal installments on December 31, 2016, December 31, 2017 and December 31, 2018.