AI assistant
Virtu Financial, Inc. — Director's Dealing 2018
Jul 3, 2018
30684_dirs_2018-07-03_6f8e1374-4733-4e48-a90a-8b2af0cc1984.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2018-07-01
Reporting Person: Nixon John (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-22 | Class A common stock | G | 5000 | — | Disposed | 12929 | Direct |
| 2018-07-01 | Class A common stock | M | 6965 | — | Acquired | 19894 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-01 | Restricted Stock Unit | $ | M | 6965 | Disposed | Class A common stock (6965) | Direct | |
| 2018-07-01 | Restricted Stock Unit | $ | A | 4998 | Acquired | Class A common stock (4998) | Direct |
Footnotes
F1: Represents shares of Class A common stock that the reporting person donated as a gift to a donor advised fund.
F2: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.
F3: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F4: The RSUs vested on July 1, 2018.
F5: The RSUs vest on July 1, 2019.