AI assistant
Virtu Financial, Inc. — Director's Dealing 2018
Aug 31, 2018
30684_dirs_2018-08-31_998098eb-549b-4de7-97d9-cdd818207b76.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2018-08-24
Reporting Person: Cavoli Stephen (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-24 | Class A Common Stock | M | 23441 | — | Acquired | 58147 | Direct |
| 2018-08-24 | Class A Common Stock | F | 7963 | — | Disposed | 50184 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-24 | Restricted Stock Unit | $ | M | 23441 | Disposed | Class A common stock (23441) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Class A common stock (3750) | 3750 | Direct |
Footnotes
F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Incentive Plan based on the closing price of the Issuer's Class A common stock on August 23, 2018.
F2: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Amended and Restated Incentive Plan based on the closing price of the Issuer's Class A common stock on August 23, 2018.
F3: Each RSU is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F4: The RSUs vest in two equal installments on August 24, 2018 and August 24, 2019.
F5: The RSUs vest in two equal installments on December 31, 2018 and December 31, 2019.