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Virtu Financial, Inc. — Director's Dealing 2017
Jan 5, 2017
30684_dirs_2017-01-05_0662fecd-22e7-42d4-92fc-e64565c60fe9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2017-01-03
Reporting Person: Molluso Joseph (Exec VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-03 | Class A common stock | A | 18746 | — | Acquired | 26025 | Direct |
| 2017-01-03 | Class A common stock | F | 7748 | — | Disposed | 18277 | Direct |
| 2017-01-03 | Class A common stock | M | 5774 | — | Acquired | 24051 | Direct |
| 2017-01-03 | Class A common stock | F | 2687 | — | Disposed | 21364 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-03 | Restricted Stock Unit | $ | M | 5774 | Acquired | Class A Common Stock (5774) | Direct | |
| 2017-01-03 | Restricted Stock Unit | $ | A | 28120 | Acquired | Class A Common Stock (28120) | Direct |
Footnotes
F1: Shares of Class A common stock granted under the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027.
F2: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 16.0027.
F3: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95.
F4: Shares of Class A common stock withheld by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95.
F5: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F6: The RSUs vest in three equal installments on the December 31, 2017, December 31, 2018 and December 31, 2019.