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Virtu Financial, Inc. — Director's Dealing 2017
Jan 5, 2017
30684_dirs_2017-01-05_61586fff-5bc1-4d5f-b03c-d4e2f32f7673.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2017-01-03
Reporting Person: Viola Michael T (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-03 | Class A common stock | M | 2345 | — | Acquired | 5752 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-03 | Restricted Stock Unit | $ | M | 2345 | Acquired | Class A Common Stock (2345) | Direct |
Footnotes
F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95.
F2: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F3: The RSUs vest in three equal installments on the December 31, 2016, December 31, 2017 and December 31, 2018.