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Virtu Financial, Inc. — Director's Dealing 2017
Apr 12, 2017
30684_dirs_2017-04-12_54358e91-7206-4ba1-b068-e6cfe958e057.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2017-04-10
Reporting Person: TJMT Holdings LLC (Director, See Viola, Vincent J., 10% Owner, See Remarks)
Reporting Person: Viola Michael T (Director, 10% Owner)
Reporting Person: Viola Teresa (Director, 10% Owner, See Remarks)
Reporting Person: Viola Vincent J (Director, Executive Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-10 | Class A common stock | P | 50000 | $15.7899 | Acquired | 805458 | Indirect |
| 2017-04-11 | Class A common stock | P | 50000 | $15.4552 | Acquired | 855458 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common stock | 200000 | Direct |
| Class A common stock | 5752 | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $15.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
F3: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.
F4: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.20 to $15.75, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
F5: Directly owned by Mr. Vincent Viola.
F6: Directly owned by Mr. Michael Viola.