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Virtu Financial, Inc. — Director's Dealing 2017
Aug 10, 2017
30684_dirs_2017-08-10_52dd3eb4-f2af-407f-b1b6-616350c9600e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2017-08-10
Reporting Person: North Island Ventures, LLC (10% Owner)
Reporting Person: North Island Holdings I, LP (10% Owner)
Reporting Person: North Island Holdings I GP, LP (10% Owner)
Reporting Person: North Island L.L.C. (10% Owner)
Reporting Person: West Meadow Group LLC (10% Owner)
Reporting Person: HUTCHINS GLENN H (Director, 10% Owner)
Reporting Person: GREIFELD ROBERT (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-10 | Class A common stock, par value $0.00001 per share | P | 338124 | $15.44 | Acquired | 40064103 | Indirect |
Footnotes
F1: On August 10, 2017, pursuant to a privately negotiated investment agreement with the Issuer and a letter agreement, dated July 19, 2017, with the Issuer, North Island Holdings I, LP purchased 338,124 shares of the Issuer's Class A common stock, par value $0.00001 per share for approximately $15.44 per share.
F2: These shares are owned directly by North Island Holdings I, LP.
F3: The sole general partner of North Island Holdings I, LP is North Island Holdings I GP, LP. The sole general partner of North Island Holdings I GP, LP is North Island Ventures, LLC. Messrs. Hutchins and Greifeld, directly and/or indirectly through North Island L.L.C. and West Meadow Group LLC, respectively, each control 50% of the membership interests in North Island Ventures, LLC. Each of North Island Holdings I GP, LP, North Island Ventures, LLC, North Island L.L.C., and West Meadow Group LLC and Messrs. Hutchins and Greifeld may be deemed to beneficially own the shares beneficially owned by North Island Holdings I, LP, but each (other than the North Island Holdings I, LP to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein.
F4: The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
F5: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.