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Virtu Financial, Inc. — Director's Dealing 2016
Jan 6, 2016
30684_dirs_2016-01-06_92b6ee68-d6cc-4194-b2ce-17046240006a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Virtu Financial, Inc. (VIRT)
CIK: 0001592386
Period of Report: 2015-12-31
Reporting Person: Viola Michael T (Director, 10% Owner, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-31 | Class A common stock | A | 4690 | — | Acquired | 4690 | Direct |
| 2015-12-31 | Class A common stock | F | 1283 | — | Disposed | 3407 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | Restricted Stock Unit | $ | A | 7035 | Acquired | Class A Common Stock (7035) | Direct |
Footnotes
F1: Shares of Class A common stock granted under the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 22.5131.
F2: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 22.5131.
F3: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F4: The RSUs vest in three equal installments on the December 31, 2016, December 31, 2017 and December 31, 2018.