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Vale S.A. Regulatory Filings 2018

Oct 11, 2018

30050_ffr_2018-10-11_23466ef1-2698-43ac-8fcd-8fd4c865c936.zip

Regulatory Filings

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Table of Contents

United States

Securities and Exchange Commission

Washington, D.C. 20549

*FORM 6-K*

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

For the month of

October 2018

*Vale S.A.*

Praia de Botafogo nº 186, 18º andar, Botafogo 22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

(Check One) Form 20-F X Form 40-F ___

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

(Check One) Yes No X

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

(Check One) Yes No X

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

(Check One) Yes No X

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)

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Table of Contents

Table of Contents :

Press Release 3
Signature Page 4

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Table of Contents

Press Release

Shares owned by Board Members, Fiscal Council, Executive Directors on September 28, 2018 (aggregate).

Company: Vale S.A.
Board Members
Type of security Characteristic of the security Quantity %
Same class of shares Total capital
Shares ON 33,238 0.00 0.00
Company: Vale S.A.
Executive Directors
Type of security Characteristic of the security Quantity %
Same class of shares Total capital
Shares ON 960,191 0.02 0.02
Company: Vale S.A.
Audit Committee Members
Type of security Characteristic of the security Quantity %
Same class of shares Total capital
Shares ON 4,040 0.00 0.00
Company: Vale S.A.
Technical Committee Members
Type of security Characteristic of the security Quantity %
Same class of shares Total capital
Shares ON 7,680 0.00 0.00
Company: Vale S.A.
Controlling group
Type of security Characteristic of the security Quantity %
Same class of shares Total capital
Shares ON 2,122,735,288 40.17 40.17

On August 14 th , 2017 a Vale S.A. Shareholders Agreement was signed, binding 20% of the total outstanding common shares issued by Vale. In the table above, the quantity of shares represents all the shares owned by the parties of the agreement, including the shares not binded to the agreement.

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Table of Contents

*Signatures*

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)
By: /s/ André Figueiredo
Date: October 10, 2018 Director of Investor Relations

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