Vale S.A. — Regulatory Filings 2018

Jan 12, 2018

Table of Contents

*United States*

*Securities and Exchange Commission*

*Washington, D.C. 20549*

*FORM 6-K*

*Report of Foreign Private Issuer*

*Pursuant to Rule 13a-16 or 15d-16*

*of the*

*Securities Exchange Act of 1934*

*For the month of*

*January 2018*

*Vale S.A.*

*Praia de Botafogo nº 186, 18º andar, Botafogo 22250-145 Rio de Janeiro, RJ, Brazil*

(Address of principal executive office)

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

(Check One) Form 20-F x Form 40-F o

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

(Check One) Yes o No x

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

(Check One) Yes o No x

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

(Check One) Yes o No x

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)

SEQ.=1,FOLIO='',FILE='C:\JMS\109920\18-2785-2\task8691222\2785-2-ba.htm',USER='109920',CD='Jan 12 03:45 2018'

Table of Contents

Table of Contents:

Press Release	3
Signature Page	4

2

SEQ.=1,FOLIO='2',FILE='C:\jms\109431\18-2785-2\task8691204\2785-2-bg.htm',USER='109431',CD='Jan 12 03:39 2018'

Table of Contents

Shares owned by Board Members, Fiscal Council, Executive Directors on September 29, 2017 (aggregate).

*Company: Vale S.A.*

*Board Members*

Type of security	Characteristic of the security	Quantity	% — Same class of shares	Total capital
Shares	PN	25	—	—
Shares	ON	27,196	—	—
Quotes	Investment Funds	0

*Company: Vale S.A.*

*Executive Directors*

Type of security	Characteristic of the security	Quantity	% — Same class of shares	Total capital
Shares	PN	0	0	0
Shares	ON	726,518	0.02	0.01
Debêntures	8ª emissão (1 st , 2 nd , 3 rd , 4 rd series)	0	—	—

*Company:* Vale S.A.

*Audit Committee Members*

Type of security	Characteristic of the security	Quantity	% — Same class of shares	Total capital
Shares	PN	0	—	—
Shares	ON	3,502	—	—

*Company: Vale S.A.*

*Technical Committee Members*

Type of security	Characteristic of the security	Quantity	% — Same class of shares	Total capital
Shares	PN	0	—	—
Shares	ON	7,680	—	—

*Company: Vale S.A.*

*Controlling group*

Type of security	Characteristic of the security	Quantity	% — Same class of shares	Total capital
Shares	PN	0	—	—
Shares	ON	2,165,922,961	43.34%	40.83%

On August 14 th , 2017 a Vale S.A. Shareholders Agreement was signed, binding 20% of the total outstanding common shares issued by Vale. In the table above, the quantity of shares represents all the shares owned by the parties of the agreement, including the shares not binded to the agreement.

3

SEQ.=1,FOLIO='3',FILE='C:\JMS\108736\18-2785-2\task8691210\2785-2-bi.htm',USER='108736',CD='Jan 12 03:42 2018'

Table of Contents

*Signatures*

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)
By:	/s/ André Figueiredo
Date: January 11, 2018	Director of Investor Relations

4

SEQ.=1,FOLIO='4',FILE='C:\jms\109431\18-2785-2\task8691204\2785-2-jc.htm',USER='109431',CD='Jan 12 03:40 2018'