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Vale S.A. Transaction in Own Shares 2018

Nov 13, 2018

30050_ffr_2018-11-13_5077825e-07b9-4c7c-937f-81a1702bde8c.zip

Transaction in Own Shares

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Table of Contents

*United States*

*Securities and Exchange Commission*

*Washington, D.C. 20549*

*FORM 6-K*

*Report of Foreign Private Issuer*

*Pursuant to Rule 13a-16 or 15d-16*

*of the*

*Securities Exchange Act of 1934*

*For the month of*

*November 2018*

*Vale S.A.*

*Praia de Botafogo nº 186, 18º andar, Botafogo*

*22250-145 Rio de Janeiro, RJ, Brazil*

(Address of principal executive office)

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

(Check One) Form 20-F x Form 40-F o

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

(Check One) Yes o No x

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

(Check One) Yes o No x

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

(Check One) Yes o No x

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)

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Table of Contents

Table of Contents:

Press Release 3
Signature Page 4

2

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Table of Contents

Purchases of equity securities by the issuer and affiliated purchasers on October 31, 2018

*Company: VALE S.A.*

*Beginning balance*

Type of security Characteristic of the security Quantity % — Same class of shares Total capital
Shares VALE 3 105.088.381,00 1.99 % 1.99 %

*Movements*

Type of security Characteristic of the security Intermediate Operation Date Quantity Average price (Daily) Volume (R$)
Shares VALE3 SANTANDER CCTVM Buy 26/09/2018 1.262.400 60.5091 76,386,625
Shares VALE3 CITI CCTVM Buy 01/10/2018 164.700 59.6046 9,816,871
Shares VALE3 SANTANDER CCTVM Buy 05/10/2018 2.032.800 57.6614 117,214,092

*Ending balance*

Type of security Characteristic of the security Quantity % — Same class of shares Total capital
Shares VALE 3 108,548,281.00 2.05 % 2.05 %

*Company: VALE S.A.*

*Beginning balance*

Type of security Characteristic of the security Quantity % — Same class of shares Total capital
ADS VALE 18,792,026.00 0.36 % 0.36 %

*Movements*

Type of security Characteristic of the security Intermediate Operation Date Quantity Average price (Daily) Volume (US$)
ADS VALE BRADESCO SECURITIES Buy 26/09/2018 1,056,300 14.9778 15,821,050
ADS VALE CREDIT SUISSE SECURITIES Buy 01/10/2018 151,920 14.8610 2,257,683
ADS VALE XP INVESTMENTS Buy 05/10/2018 2,180,000 14.9544 32,600,492

*Ending balance*

Type of security Characteristic of the security Quantity % — Same class of shares Total capital
ADS VALE 22,180,246.00 0.42 % 0.42 %

3

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Table of Contents

*Signatures*

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)
By: /s/ André Figueiredo
Date: November 09, 2018 Director of Investor Relations

4

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