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Vale S.A. — Transaction in Own Shares 2018
Nov 13, 2018
30050_ffr_2018-11-13_5077825e-07b9-4c7c-937f-81a1702bde8c.zip
Transaction in Own Shares
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Table of Contents
*United States*
*Securities and Exchange Commission*
*Washington, D.C. 20549*
*FORM 6-K*
*Report of Foreign Private Issuer*
*Pursuant to Rule 13a-16 or 15d-16*
*of the*
*Securities Exchange Act of 1934*
*For the month of*
*November 2018*
*Vale S.A.*
*Praia de Botafogo nº 186, 18º andar, Botafogo*
*22250-145 Rio de Janeiro, RJ, Brazil*
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
(Check One) Form 20-F x Form 40-F o
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes o No x
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes o No x
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
(Check One) Yes o No x
(If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)
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Table of Contents:
| Press Release | 3 |
|---|---|
| Signature Page | 4 |
2
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Purchases of equity securities by the issuer and affiliated purchasers on October 31, 2018
*Company: VALE S.A.*
*Beginning balance*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | VALE 3 | 105.088.381,00 | 1.99 % | 1.99 % |
*Movements*
| Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (R$) |
|---|---|---|---|---|---|---|---|
| Shares | VALE3 | SANTANDER CCTVM | Buy | 26/09/2018 | 1.262.400 | 60.5091 | 76,386,625 |
| Shares | VALE3 | CITI CCTVM | Buy | 01/10/2018 | 164.700 | 59.6046 | 9,816,871 |
| Shares | VALE3 | SANTANDER CCTVM | Buy | 05/10/2018 | 2.032.800 | 57.6614 | 117,214,092 |
*Ending balance*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | VALE 3 | 108,548,281.00 | 2.05 % | 2.05 % |
*Company: VALE S.A.*
*Beginning balance*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| ADS | VALE | 18,792,026.00 | 0.36 % | 0.36 % |
*Movements*
| Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (US$) |
|---|---|---|---|---|---|---|---|
| ADS | VALE | BRADESCO SECURITIES | Buy | 26/09/2018 | 1,056,300 | 14.9778 | 15,821,050 |
| ADS | VALE | CREDIT SUISSE SECURITIES | Buy | 01/10/2018 | 151,920 | 14.8610 | 2,257,683 |
| ADS | VALE | XP INVESTMENTS | Buy | 05/10/2018 | 2,180,000 | 14.9544 | 32,600,492 |
*Ending balance*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| ADS | VALE | 22,180,246.00 | 0.42 % | 0.42 % |
3
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*Signatures*
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | |
| By: | /s/ André Figueiredo |
| Date: November 09, 2018 | Director of Investor Relations |
4
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