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Vale S.A. — Regulatory Filings 2018
Oct 11, 2018
30050_ffr_2018-10-11_d52261e7-64c8-4c55-86a5-3bd49dabfbdb.zip
Regulatory Filings
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Table of Contents
United States
Securities and Exchange Commission
Washington, D.C. 20549
*FORM 6-K/A*
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the
Securities Exchange Act of 1934
For the month of
October 2018
*Vale S.A.*
Praia de Botafogo nº 186, 18º andar, Botafogo 22250-145 Rio de Janeiro, RJ, Brazil
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
(Check One) Form 20-F X Form 40-F ___
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes No X
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes No X
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
(Check One) Yes No X
(If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)
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Table of Contents
Table of Contents:
| Press Release | 3 |
|---|---|
| Signature Page | 4 |
2
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Table of Contents
Purchases of equity securities by the issuer and affiliated purchasers on September 28, 2018
| Company: VALE S.A. | |||||||
|---|---|---|---|---|---|---|---|
| Beginning balance | |||||||
| Type of security | Characteristic of the security | Quantity | % | ||||
| Same class of shares | Total capital | ||||||
| Shares | VALE 3 | 102.638.981,00 | 1.94% | 1.94% | |||
| Movements | |||||||
| Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (R$) |
| Shares | VALE3 | SANTANDER CCTVM | Buy | 29/08/2018 | 302.400 | 55.6142 | 16,817,724 |
| Shares | VALE3 | ITAÚ CTVM | Buy | 03/09/2018 | 16.000 | 53.8400 | 861,440 |
| Shares | VALE3 | ITAÚ CTVM | Buy | 06/09/2018 | 257.200 | 53.3507 | 13,721,803 |
| Shares | VALE3 | ITAÚ CTVM | Buy | 10/09/2018 | 296.300 | 53.4477 | 15,836,549 |
| Shares | VALE3 | ITAÚ CTVM | Buy | 11/09/2018 | 417.400 | 52.4487 | 21,892,100 |
| Shares | VALE3 | ITAÚ CTVM | Buy | 14/09/2018 | 866.700 | 54.8503 | 47,538,724 |
| Shares | VALE3 | ITAÚ CTVM | Buy | 19/09/2018 | 81.700 | 58.3638 | 4,768,319 |
| Shares | VALE3 | BRADESCO CTVM | Buy | 20/09/2018 | 211.700 | 58.9712 | 12,484,195 |
| Ending balance | |||||||
| Type of security | Characteristic of the security | Quantity | % | ||||
| Same class of shares | Total capital | ||||||
| Shares | VALE 3 | 105,088,381.00 | 1.99% | 1.99% | |||
| Company: VALE S.A. | |||||||
| Beginning balance | |||||||
| Type of security | Characteristic of the security | Quantity | % | ||||
| Same class of shares | Total capital | ||||||
| ADS | VALE | 16,077,375.00 | 0.30% | 0.30% | |||
| Movements | |||||||
| Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (US$) |
| ADS | VALE | CREDIT SUISSE SECURITIES | Buy | 29/08/2018 | 377,827 | 13.4876 | 5,095,979 |
| ADS | VALE | CREDIT SUISSE SECURITIES | Buy | 06/09/2018 | 389,000 | 12.9449 | 5,035,566 |
| ADS | VALE | BRADESCO SECURITIES | Buy | 10/09/2018 | 244,600 | 13.0519 | 3,192,498 |
| ADS | VALE | BRADESCO SECURITIES | Buy | 11/09/2018 | 430,000 | 12.6378 | 5,434,269 |
| ADS | VALE | JP MORGAN SECURITIES | Buy | 14/09/2018 | 809,268 | 13.1961 | 10,679,211 |
| ADS | VALE | JP MORGAN SECURITIES | Buy | 19/09/2018 | 117,856 | 14.1883 | 1,672,180 |
| ADS | VALE | BRADESCO SECURITIES | Buy | 20/09/2018 | 346,100 | 14.4222 | 4,991,521 |
| Ending balance | |||||||
| Type of security | Characteristic of the security | Quantity | % | ||||
| Same class of shares | Total capital | ||||||
| ADS | VALE | 18,792,026.00 | 0.36% | 0.36% |
3
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Table of Contents
*Signatures*
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Vale S.A. | |
|---|---|
| (Registrant) | |
| By: /s/ André Figueiredo | |
| Date: October 10, 2018 | Director of Investor Relations |
4
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