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Vale S.A. Regulatory Filings 2018

Oct 11, 2018

30050_ffr_2018-10-11_d52261e7-64c8-4c55-86a5-3bd49dabfbdb.zip

Regulatory Filings

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Table of Contents

United States

Securities and Exchange Commission

Washington, D.C. 20549

*FORM 6-K/A*

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

For the month of

October 2018

*Vale S.A.*

Praia de Botafogo nº 186, 18º andar, Botafogo 22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

(Check One) Form 20-F X Form 40-F ___

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

(Check One) Yes No X

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

(Check One) Yes No X

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

(Check One) Yes No X

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)

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Table of Contents

Table of Contents:

Press Release 3
Signature Page 4

2

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Table of Contents

Purchases of equity securities by the issuer and affiliated purchasers on September 28, 2018

Company: VALE S.A.
Beginning balance
Type of security Characteristic of the security Quantity %
Same class of shares Total capital
Shares VALE 3 102.638.981,00 1.94% 1.94%
Movements
Type of security Characteristic of the security Intermediate Operation Date Quantity Average price (Daily) Volume (R$)
Shares VALE3 SANTANDER CCTVM Buy 29/08/2018 302.400 55.6142 16,817,724
Shares VALE3 ITAÚ CTVM Buy 03/09/2018 16.000 53.8400 861,440
Shares VALE3 ITAÚ CTVM Buy 06/09/2018 257.200 53.3507 13,721,803
Shares VALE3 ITAÚ CTVM Buy 10/09/2018 296.300 53.4477 15,836,549
Shares VALE3 ITAÚ CTVM Buy 11/09/2018 417.400 52.4487 21,892,100
Shares VALE3 ITAÚ CTVM Buy 14/09/2018 866.700 54.8503 47,538,724
Shares VALE3 ITAÚ CTVM Buy 19/09/2018 81.700 58.3638 4,768,319
Shares VALE3 BRADESCO CTVM Buy 20/09/2018 211.700 58.9712 12,484,195
Ending balance
Type of security Characteristic of the security Quantity %
Same class of shares Total capital
Shares VALE 3 105,088,381.00 1.99% 1.99%
Company: VALE S.A.
Beginning balance
Type of security Characteristic of the security Quantity %
Same class of shares Total capital
ADS VALE 16,077,375.00 0.30% 0.30%
Movements
Type of security Characteristic of the security Intermediate Operation Date Quantity Average price (Daily) Volume (US$)
ADS VALE CREDIT SUISSE SECURITIES Buy 29/08/2018 377,827 13.4876 5,095,979
ADS VALE CREDIT SUISSE SECURITIES Buy 06/09/2018 389,000 12.9449 5,035,566
ADS VALE BRADESCO SECURITIES Buy 10/09/2018 244,600 13.0519 3,192,498
ADS VALE BRADESCO SECURITIES Buy 11/09/2018 430,000 12.6378 5,434,269
ADS VALE JP MORGAN SECURITIES Buy 14/09/2018 809,268 13.1961 10,679,211
ADS VALE JP MORGAN SECURITIES Buy 19/09/2018 117,856 14.1883 1,672,180
ADS VALE BRADESCO SECURITIES Buy 20/09/2018 346,100 14.4222 4,991,521
Ending balance
Type of security Characteristic of the security Quantity %
Same class of shares Total capital
ADS VALE 18,792,026.00 0.36% 0.36%

3

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Table of Contents

*Signatures*

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Vale S.A.
(Registrant)
By: /s/ André Figueiredo
Date: October 10, 2018 Director of Investor Relations

4

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