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Vale S.A. — Transaction in Own Shares 2018
Sep 7, 2018
30050_ffr_2018-09-07_81e26bef-7afd-46b9-9d6f-9ddd41ac20a4.zip
Transaction in Own Shares
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Table of Contents
*United States*
*Securities and Exchange Commission*
*Washington, D.C. 20549*
*FORM 6-K*
*Report of Foreign Private Issuer*
*Pursuant to Rule 13a-16 or 15d-16*
*of the*
*Securities Exchange Act of 1934*
*For the month of*
*September 2018*
*Vale S.A.*
*Praia de Botafogo nº 186, 18º andar, Botafogo 22250-145 Rio de Janeiro, RJ, Brazil*
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
(Check One) Form 20-F x Form 40-F o
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes o No x
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes o No x
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
(Check One) Yes o No x
(If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)
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Table of Con tents:
| Press Release | 3 |
|---|---|
| Signature Page | 5 |
2
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Purchases of equity securities by the issuer and affiliated purchasers on August 31, 2018
*Company: VALE S.A.*
*Beginning balance*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | VALE 3 | 86,850,681.00 | 1.64 % | 1.64 % |
*Movements*
| Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (R$) |
|---|---|---|---|---|---|---|---|
| Shares | VALE3 | BRADESCO CTVM | Buy | 08/01/2018 | 905,000 | 53,2471 | 48,188,653 |
| Shares | VALE3 | BRADESCO CTVM | Buy | 08/02/2018 | 2,749,000 | 52,2129 | 143,533,334 |
| Shares | VALE3 | BRADESCO CTVM | Buy | 08/03/2018 | 181,500 | 51,9568 | 9,430,152 |
| Shares | VALE3 | BRADESCO CTVM | Buy | 08/06/2018 | 365,500 | 52,6464 | 19,242,245 |
| Shares | VALE3 | SANTANDER CCTVM | Buy | 08/07/2018 | 468,600 | 52,9122 | 24,794,657 |
| Shares | VALE3 | CITI CCTVM | Buy | 08/08/2018 | 304,400 | 52,8812 | 16,097,048 |
| Shares | VALE3 | XP INVESTIMENTOS | Buy | 08/09/2018 | 403,900 | 52,1233 | 21,052,603 |
| Shares | VALE3 | CREDIT SUISSE CTVM | Buy | 08/10/2018 | 920,900 | 51,0850 | 47,044,160 |
| Shares | VALE3 | CITI CCTVM | Buy | 08/13/2018 | 502,100 | 52,2237 | 26,221,502 |
| Shares | VALE3 | SANTANDER CCTVM | Buy | 08/14/2018 | 1,072,900 | 52,3353 | 56,150,540 |
| Shares | VALE3 | CREDIT SUISSE CTVM | Buy | 08/15/2018 | 1,768,100 | 51,0951 | 90,341,175 |
| Shares | VALE3 | CITI CCTVM | Buy | 08/16/2018 | 1,410,800 | 50,1916 | 70,810,269 |
| Shares | VALE3 | BRADESCO CTVM | Buy | 08/17/2018 | 841,000 | 50,3398 | 42,335,753 |
| Shares | VALE3 | SANTANDER CCTVM | Buy | 08/20/2018 | 913,900 | 51,4326 | 47,004,260 |
| Shares | VALE3 | CITI CCTVM | Buy | 08/21/2018 | 931,100 | 51,7091 | 48,146,348 |
| Shares | VALE3 | CREDIT SUISSE CTVM | Buy | 08/22/2018 | 39,900 | 52,7773 | 2,105,816 |
| Shares | VALE3 | SANTANDER CCTVM | Buy | 08/23/2018 | 521,500 | 53,0329 | 27,656,647 |
| Shares | VALE3 | CITI CCTVM | Buy | 08/24/2018 | 489,000 | 54,0811 | 26,445,668 |
| Shares | VALE3 | CREDIT SUISSE CTVM | Buy | 08/27/2018 | 303,600 | 55,0641 | 16,717,470 |
| Shares | VALE3 | CREDIT SUISSE CTVM | Buy | 08/28/2018 | 695,600 | 55,6512 | 38,710,973 |
*Ending balance*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | VALE 3 | 102,638,981.00 | 1.94 % | 1.94 % |
*Company: VALE S.A.*
*Beginning balance*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| ADS | VALE | 192,008.00 | 0.00 % | 0.00 % |
3
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*Movements*
| Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (US$) |
|---|---|---|---|---|---|---|---|
| ADS | VALE | BRADESCO SECURITIES | Buy | 08/02/2018 | 227,267 | 14,0574 | 3,194,777 |
| ADS | VALE | BRADESCO SECURITIES | Buy | 08/03/2018 | 216,841 | 14,1517 | 3,068,675 |
| ADS | VALE | BRADESCO SECURITIES | Buy | 08/06/2018 | 400,000 | 14,1254 | 5,650,176 |
| ADS | VALE | BRADESCO SECURITIES | Buy | 08/07/2018 | 531,700 | 14,0980 | 7,495,903 |
| ADS | VALE | BRADESCO SECURITIES | Buy | 08/08/2018 | 302,266 | 14,0689 | 4,252,555 |
| ADS | VALE | JP MORGAN SECURITIES | Buy | 08/09/2018 | 540,000 | 13,6726 | 7,383,204 |
| ADS | VALE | JP MORGAN SECURITIES | Buy | 08/10/2018 | 1,852,692 | 13,3265 | 24,689,826 |
| ADS | VALE | JP MORGAN SECURITIES | Buy | 08/13/2018 | 1,000,000 | 13,3690 | 13,369,000 |
| ADS | VALE | JP MORGAN SECURITIES | Buy | 08/14/2018 | 1,400,000 | 13,4951 | 18,893,105 |
| ADS | VALE | JP MORGAN SECURITIES | Buy | 08/15/2018 | 1,765,447 | 13,0585 | 23,054,090 |
| ADS | VALE | JP MORGAN SECURITIES | Buy | 08/16/2018 | 1,959,625 | 12,8872 | 25,254,021 |
| ADS | VALE | BRADESCO SECURITIES | Buy | 08/17/2018 | 1,177,300 | 12,8546 | 15,133,762 |
| ADS | VALE | JP MORGAN SECURITIES | Buy | 08/20/2018 | 1,010,641 | 13,0477 | 13,186,504 |
| ADS | VALE | BRADESCO SECURITIES | Buy | 08/21/2018 | 1,090,000 | 12,9590 | 14,125,310 |
| ADS | VALE | JP MORGAN SECURITIES | Buy | 08/22/2018 | 544,901 | 12,9980 | 7,082,647 |
| ADS | VALE | CREDIT SUISSE SECURITIES | Buy | 08/23/2018 | 550,700 | 12,9730 | 7,144,231 |
| ADS | VALE | CREDIT SUISSE SECURITIES | Buy | 08/24/2018 | 223,400 | 13,2124 | 2,951,650 |
| ADS | VALE | CREDIT SUISSE SECURITIES | Buy | 08/27/2018 | 483,717 | 13,5624 | 6,560,363 |
| ADS | VALE | CREDIT SUISSE SECURITIES | Buy | 08/28/2018 | 608,870 | 13,4773 | 8,205,924 |
*Ending balance*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| ADS | VALE | 16,077,375.00 | 0.30 % | 0.30 % |
4
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*Signatures*
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | |
| By: | /s/ André Figueiredo |
| Date: September 06, 2018 | Director of Investor Relations |
5
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