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Vale S.A. — Regulatory Filings 2018
Nov 13, 2018
30050_ffr_2018-11-13_1795b08f-42d6-481e-b0f3-dccf6849f9d4.zip
Regulatory Filings
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Table of Contents
*United States*
*Securities and Exchange Commission*
*Washington, D.C. 20549*
*FORM 6-K*
*Report of Foreign Private Issuer*
*Pursuant to Rule 13a-16 or 15d-16*
*of the*
*Securities Exchange Act of 1934*
*For the month of*
*November 2018*
*Vale S.A.*
*Praia de Botafogo nº 186, 18º andar, Botafogo 22250-145 Rio de Janeiro, RJ, Brazil*
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
(Check One) Form 20-F x Form 40-F o
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes o No x
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes o No x
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
(Check One) Yes o No x
(If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)
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Table of Contents
Table of Contents:
| Press Release | 3 |
|---|---|
| Signature Page | 4 |
2
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Table of Contents
a
Shares owned by Board Members, Fiscal Council, Executive Directors on October 31, 2018 (aggregate).
*Company: Vale S.A.*
*Board Members*
| % | ||||
|---|---|---|---|---|
| Same | ||||
| Type of | class of | |||
| security | Characteristic of the security | Quantity | shares | Total capital |
| Shares | ON | 33,238 | 0.00 | 0.00 |
*Company: Vale S.A.*
*Executive Directors*
| % | ||||
|---|---|---|---|---|
| Same | ||||
| Type of | class of | |||
| security | Characteristic of the security | Quantity | shares | Total capital |
| Shares | ON | 960,191 | 0.02 | 0.02 |
*Company: Vale S.A.*
*Audit Committee Members*
| % | ||||
|---|---|---|---|---|
| Same | ||||
| Type of | class of | |||
| security | Characteristic of the security | Quantity | shares | Total capital |
| Shares | ON | 4,040 | 0.00 | 0.00 |
*Company: Vale S.A.*
*Technical Committee Members*
| % | ||||
|---|---|---|---|---|
| Same | ||||
| Type of | class of | |||
| security | Characteristic of the security | Quantity | shares | Total capital |
| Shares | ON | 7,680 | 0.00 | 0.00 |
*Company: Vale S.A.*
*Controlling group*
| % | ||||
|---|---|---|---|---|
| Same | ||||
| Type of | class of | |||
| security | Characteristic of the security | Quantity | shares | Total capital |
| Shares | ON | 2,108,634,988 | 39.90 | 39.90 |
On August 14 th , 2017 a Vale S.A. Shareholders Agreement was signed, binding 20% of the total outstanding common shares issued by Vale. In the table above, the quantity of shares represents all the shares owned by the parties of the agreement, including the shares not binded to the agreement.
3
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Table of Contents
*Signatures*
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | |
| By: | /s/ André Figueiredo |
| Date: November 09, 2018 | Director of Investor Relations |
4
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