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Vale S.A. Regulatory Filings 2016

Sep 6, 2016

30050_ffr_2016-09-06_3aee77c3-8c10-48ee-b2b8-f756feb1cf6e.zip

Regulatory Filings

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Table of Contents

*United States*

*Securities and Exchange Commission*

*Washington, D.C. 20549*

*FORM 6-K*

*Report of Foreign Private Issuer*

*Pursuant to Rule 13a-16 or 15d-16*

*of the*

*Securities Exchange Act of 1934*

*For the month of*

*September 2016*

*Vale S.A.*

*Avenida das Américas, No. 700 – Bloco 8, Sala 218 22640-100 Rio de Janeiro, RJ, Brazil*

(Address of principal executive office)

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

(Check One) Form 20-F x Form 40-F o

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

(Check One) Yes o No x

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

(Check One) Yes o No x

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

(Check One) Yes o No x

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)

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Table of Contents

Table o f Contents:

Press Release 3
Signature Page 4

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Transmit ted only to SEC, NYSE, CVM, BM&FBOVESPA, AMF and Euronext Paris

*Vale informs decrease of relevant shareholding ownership*

Rio de Janeiro, September 5, 2016 — Vale S.A. (Vale) informs, pursuant to Paragraph 6 of Article 12 of Ruling 358/02 issued by the Brazilian Securities Commission (CVM), as subsequently amended, that Capital Group International, Inc. (“CGII”), as a holding company for investment management companies abroad, company organized and existing under the laws of the United States of America, headquartered at 333, Southern Hope Street, Los Angeles, California 900071, United States of America (“CRMC”), and legally represented in Brazil by J.P. Morgan S.A. Distributor Securities, registered with the CNPJ/MF under no 33.851.205/0001-30, and Citibank DTVM S.A., registered with the CNPJ/MF under no 33.868.597/001-40, decreased the number of preferred class “A” shares issued by Vale on September 01, 2016, through transactions on behalf of its clients on stock exchanges.

CRGI owned 202,950,818 preferred shares, corresponding to 10.01% of this type of share and, as a result of these transactions, now manages a total of 201,779,703 preferred shares, representing 9.95% of this type of share.

In addition to the aforementioned share participation, Capital Research Global Investors and Capital World Investors, as an independent division of investments at Capital Research Management and Company (CRMC), part of the same group as CGII, administers, respectively, 220,422,309 preferred shares and 5,620,000 preferred shares, corresponding to 10.87% and 0.28% of this type of share.

CGII also stated that: (i) it is a minority investment that does not alter the control or the administrative structure of Vale; (ii) there is not, at this time, a specific quantity of shares issued by Vale being targeted by CGII; (iii) there are no other securities or derivatives referenced to such shares held directly or indirectly by CGII or person or persons attached to it; (iv) there is no agreement or contract regulating the exercise of voting rights or the purchase and sale of securities issued by Vale where CGII or a related party are involved.

*For further information, please contact:*

+55-21-3485-3900

Andre Figueiredo: [email protected]

Carla Albano Miller: [email protected]

Fernando Mascarenhas: [email protected]

Andrea Gutman: [email protected]

Bruno Siqueira: [email protected]

Claudia Rodrigues: [email protected]

Denise Caruncho: [email protected]

Mariano Szachtman: [email protected]

Renata Capanema: [email protected]

This press release may include statements that present Vale’s expectations about future events or results. All statements, when based upon expectations about the future, involve various risks and uncertainties. Vale cannot guarantee that such statements will prove correct. These risks and uncertainties include factors related to the following: (a) the countries where we operate, especially Brazil and Canada; (b) the global economy; (c) the capital markets; (d) the mining and metals prices and their dependence on global industrial production, which is cyclical by nature; and (e) global competition in the markets in which Vale operates. To obtain further information on factors that may lead to results different from those forecast by Vale, please consult the reports Vale files with the U.S. Securities and Exchange Commission (SEC), the Brazilian Comissão de Valores Mobiliários (CVM), and the French Autorité des Marchés Financiers (AMF), and in particular the factors discussed under “Forward-Looking Statements” and “Risk Factors” in Vale’s annual report on Form 20-F.

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*Signatures*

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)
By: /s/ André Figueiredo
Date: September 05, 2016 Director of Investor Relations

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