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Vale S.A. — Regulatory Filings 2016
Dec 6, 2016
30050_ffr_2016-12-06_d087aeb7-3661-4e75-aa37-012a55a7b2ad.zip
Regulatory Filings
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Table of Contents
*United States*
*Securities and Exchange Commission*
*Washington, D.C. 20549*
*FORM 6-K*
*Report of Foreign Private Issuer*
*Pursuant to Rule 13a-16 or 15d-16*
*of the*
*Securities Exchange Act of 1934*
*For the month of*
*December 2016*
*Vale S.A.*
*Avenida das Américas, No. 700 Bloco 8, Sala 218 22640-100 Rio de Janeiro, RJ, Brazil*
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
(Check One) Form 20-F x Form 40-F o
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes o No x
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes o No x
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
(Check One) Yes o No x
(If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)
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Table of Contents
Table of Contents:
| Press Release | 3 |
|---|---|
| Signature Page | 4 |
2
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Table of Contents
Shares owned by Board Members, Fiscal Council, Executive Directors and principal shareholder on November 30, 2016 (aggregate).
*Company: Vale S.A.*
*Board Members*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | PN | 15,600 | | |
| Shares | ON | 6,700 | | |
| Quotes | Investment Funds | 0 |
*Company: Vale S.A.*
*Executive Directors*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | PN | 1,645,064 | 0,08 | 0,03 |
| Shares | ON | 9,300 | | |
| Debêntures | 8ª emissão (1 st , 2 nd , 3 rd , 4 rd series) | 3,473 | | |
*Company:* Vale S.A.
*Audit Committee Members*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | PN | 3,006 | | |
| Shares | ON | | | |
*Company: Vale S.A.*
*Technical Committee Members*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | ON | | | |
| Shares | PN | 3,000 | | |
*Company: Vale S.A.*
*Principal Shareholder (Valepar S.A.)*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | ON | 1,716,435,045 | 52.70 | 31.99 |
| Shares | PN | 20,340,000 | 0.96 | 0.38 |
3
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*Signatures*
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | |
| By: | /s/ André Figueiredo |
| Date: December 05, 2016 | Director of Investor Relations |
4
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