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Vale S.A. — Regulatory Filings 2014
Oct 6, 2014
30050_ffr_2014-10-06_1cb09d66-4e55-491e-ac61-a581821abbc1.zip
Regulatory Filings
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Table of Contents
*United States*
*Securities and Exchange Commission*
*Washington, D.C. 20549*
*FORM 6-K*
*Report of Foreign Private Issuer*
*Pursuant to Rule 13a-16 or 15d-16*
*of the*
*Securities Exchange Act of 1934*
*For the month of*
*October 2014*
*Vale S.A.*
*Avenida Graça Aranha, No. 26 20030-900 Rio de Janeiro, RJ, Brazil*
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
(Check One) Form 20-F x Form 40-F o
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes o No x
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes o No x
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
(Check One) Yes o No x
(If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)
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Table of Contents
Table of Contents:
| Press Release | 3 |
|---|---|
| Signature Page | 4 |
2
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Table of Contents
Shares owned by Board Members, Fiscal Council, Executive Directors and principal shareholder on September 30, 2014 (aggregate).
| Company: Vale S.A. |
|---|
| Board Members |
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | PN | 21.930 | | |
| Shares | ON | 2,516 | | |
| Quotes | Investment Funds | 0 |
| Company: Vale S.A. |
|---|
| Executive Directors |
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | PN | 1,220,795 | 0,05 | 0,02 |
| Shares | ON | 29,300 | | |
| Debêntures | 8ª emissão (1 st , 2 nd , 3 rd , 4 rd series) | 2,550 | | |
| Company: Vale S.A. |
|---|
| Audit Committee Members |
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | PN | | | |
| Shares | ON | | | |
| Company: Vale S.A. |
|---|
| Technical Committee Members |
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | ON | | | |
| Shares | PN | | | |
| Company: Vale S.A. |
|---|
| Principal Shareholder (Valepar S.A.) |
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | ON | 1,716,435,045 | 52.70 | 31.99 |
| Shares | PN | 20,340,000 | 0.96 | 0.38 |
3
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*Signatures*
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Vale S.A. (Registrant) | |
|---|---|
| By: | /s/ Rogerio Nogueira |
| Date: October 06, 2014 | Director of Investor Relations |
4
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