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Vale S.A. — Regulatory Filings 2013
Oct 4, 2013
30050_ffr_2013-10-04_db98fec8-5114-4c6f-949c-ff757f422260.zip
Regulatory Filings
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Table of Contents
*United States*
*Securities and Exchange Commission*
*Washington, D.C. 20549*
*FORM 6-K*
*Report of Foreign Private Issuer*
*Pursuant to Rule 13a-16 or 15d-16*
*of the*
*Securities Exchange Act of 1934*
*For the month of*
*October 2013*
*Vale S.A.*
*Avenida Graça Aranha, No. 26 20030-900 Rio de Janeiro, RJ, Brazil*
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
(Check One) Form 20-F x Form 40-F o
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes o No x
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes o No x
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
(Check One) Yes o No x
(If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)
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Table of Contents
Table of contents:
| Press Release |
|---|
| Signature Page |
2
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Table of Contents
Shares owned by Board Members, Fiscal Council, Executive Directors and principal shareholder on September 30, 2013 (aggregate).
*Company: Vale S.A.*
*Board Members*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | PN | 57.974 | | |
| Shares | ON | 2,516 | | |
| Quotes | Investment Funds | 0 |
*Company: Vale S.A.*
*Executive Directors*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | PN | 771.777 | 0.04 | 0.01 |
| Shares | ON | 29,300 | | |
*Company:* Vale S.A.
*Audit Committee Members*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | PN | | | |
| Shares | ON | | | |
*Company: Vale S.A.*
*Technical Committee Members*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | ON | 0 | | |
| Shares | PN | 20 | ||
| Quotes - FGTS | | | |
*Company: Vale S.A.*
*Principal Shareholder (Valepar S.A.)*
| Type of security | Characteristic of the security | Quantity | % — Same class of shares | Total capital |
|---|---|---|---|---|
| Shares | ON | 1,716,435,045 | 52.70 | 31.99 |
| Shares | PN | 20,340,000 | 0.96 | 0.38 |
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*Signatures*
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| By: | /s/ Roberto Castello Branco |
|---|---|
| Date: October 04, 2013 | Roberto Castello Branco |
| Director of Investor Relations |
4
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