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UCB Major Shareholding Notification 2017

May 29, 2017

4017_mrq_2017-05-29_900aa60c-48cc-40fc-bb56-a4821bbc4773.pdf

Major Shareholding Notification

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Brussels (Belgium), 29 May 2017 – 21:30 (CEST) – regulated information

1. Summary of the notification

Pursuant to Article 14 of the law of 2 May 2007 on the disclosure of large shareholdings, UCB SA/NV announces that it has received a transparency notification dated 24 May 2017, from BlackRock, Inc. (having its registered offices at 55 East 52nd Street, New York, NY, 10055, U.S.A.).

BlackRock, Inc. has notified that, following a disposal of UCB shares with voting rights by its affiliates, its shareholding in UCB SA/NV has decreased and has crossed downward the 3% threshold of voting rights on 23 May 2017.

On 23 May 2017, BlackRock, Inc. (taking into account the holding of its affiliates) owned 5 751 299 UCB shares with voting rights (versus 5 937 205 shares in its previous notification dated 22 May 2017), representing 2.96% of the total number of shares issued by the company (194 505 658) (versus 3.05% in the notification dated 22 May 2017).

2. Content of the notification

The transparency notification dated 24 May 2017 includes the following information:

  • Reason for the notification: Acquisition or disposal of voting securities or voting rights
  • Notification by: A parent undertaking or a controlling person.
  • Persons subject to the notification requirement:
Name Address (for legal entities)
BlackRock, Inc. 55 East 52nd Street, New York, NY, 10055, U.S.A.
BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam, Netherlands
BlackRock (Singapore) Limited 20 Anson Road #18-01, Singapore, 79912, Singapore
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
BlackRock Advisors, LLC 100 Bellevue Parkway, Wilmington, DE, 19809, U.S.A.
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500, Toronto, Ontario, M5J 2S1, Canada
BlackRock Asset Management Deutschland AG Max-Joseph-Straße 6, Munich, 80333, Germany
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, 3 Garden Road, Central,
Hong Kong
BlackRock Financial Management, Inc. 55 East 52nd Street, New York, NY, 10055, U.S.A.
BlackRock Fund Advisors 400 Howard Street, San Francisco, CA, 94105, U.S.A.
BlackRock Institutional Trust Company, National
Association
400 Howard Street, San Francisco, CA, 94105, U.S.A.
BlackRock International Limited Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, U.K.
BlackRock Investment Management (Australia)
Limited
Level 37, Chifley Tower, 2 Chifley Square, Sydney NSW 2000 Australia
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
BlackRock Investment Management, LLC 1 University Square Drive, Princeton, NJ, 8540, U.S.A.
BlackRock Japan Co., Ltd. 1-8-3 Marunouchi Chiyoda-ku, Trust Tower Main, Tokyo, 100-8217, Japan
  • Date on which the threshold is crossed: 23 May 2017.
  • Threshold crossed (in %): 3%.
  • Denominator: 194 505 658.
  • Notified details:

UCB
News

A) Voting rights Previous notification After the transaction
# of voting rights # of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to
securities
Not linked to the
securities
BlackRock, Inc. $\mathbf{0}$ $\mathbf{0}$ 0,00%
BlackRock (Netherlands) B.V. 18.125 18.125 0.01%
BlackRock (Singapore) Limited 6.980 6.980 0,00%
BlackRock Advisors (UK) Limited 853.461 654.853 0,34%
BlackRock Advisors, LLC 76.122 76.122 0,04%
BlackRock Asset Management
Canada Limited
59.228 59.228 0.03%
BlackRock Asset Management
Deutschland AG
230.344 230.344 0.12%
BlackRock Asset Management North
Asia Limited
760 760 0,00%
BlackRock Financial Management,
Inc.
60.509 60.509 0,03%
BlackRock Fund Advisors 2.058.043 2.068.558 1,06%
BlackRock Institutional Trust
Company, National Association
1.872.014 1.874.201 0,96%
BlackRock International Limited 6.461 6.461 0,00%
BlackRock Investment Management
(Australia) Limited
42.949 42.949 0,02%
BlackRock Investment Management
(UK) Limited
198.820 198,820 0,10%
BlackRock Investment Management,
LLC
265.916 265.916 0,14%
BlackRock Japan Co., Ltd. 187.473 187.473 0,10%
Subtotal 5.937.205 5.751.299 2,96%
TOTAL 5.751.299 0 2.96% 0.00%
B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or
date
# of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights Settlement
BlackRock Advisors (UK) Limited Securities Lent 364.649 0,19% physical
BlackRock Fund Advisors Securities Lent 653 0,00% physical
BlackRock Institutional Trust
Company, National Association
Securities Lent 529 0,00% physical
BlackRock Institutional Trust
Company, National Association
Contract for Difference 10.040 0,01% cash
BlackRock International Limited Contract for Difference 1.172 0,00% cash
BlackRock Investment Management
(UK) Limited
Contract for Difference 18,608 0,01% cash
TOTAL 395.651 0,20%
TOTAL (A & B) # of voting rights % of voting rights
CALCULATE 6.146.950 3,16%

Chain of controlled undertakings through which the holding is effectively held:

Please see the full chain of control in the PDF which is attached to the notification.

Additional information:

The disclosure obligation arose due to voting rights attached to shares for BlackRock, Inc. going below 3%.

3. Further information

This press release and the detailed transparency notification is available on UCB SA/NV's website via the following link.

An updated overview of the UCB SA/NV large shareholdings will be available on UCB SA/NV's website via the following link.

Investor Relations

Antje Witte, Investor Relations, UCB T +32 2 559 94 14, [email protected]

Isabelle Ghellynck, Investor Relations, UCB T +32 2 559 95 88, [email protected]

About UCB

UCB, Brussels, Belgium (www.ucb.com) is a global biopharmaceutical company focused on the discovery and development of innovative medicines and solutions to transform the lives of people living with severe diseases of the immune system or of the central nervous system. With more than 7 500 people in approximately 40 countries, the company generated revenue of € 4.2 billion in 2016. UCB is listed on Euronext Brussels (symbol: UCB). Follow us on Twitter: @UCB_news