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UCB — Major Shareholding Notification 2016
Nov 17, 2016
4017_mrq_2016-11-17_efd17407-b40c-4065-8ca1-ca891ce81ab7.pdf
Major Shareholding Notification
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Transparency notification
Brussels (Belgium), 17 November 2016 – 20:00 (CEST) – regulated information
1. Summary of the notification
Pursuant to Article 14 of the law of 2 May 2007 on the disclosure of large shareholdings, UCB SA/NV announces that it has received a transparency notification dated 14 November 2016, from BlackRock, Inc. (having its registered offices at 55 East 52nd Street, New York, NY, 10055, U.S.A.).
BlackRock, Inc. has notified that, following a disposal of UCB shares with voting rights by its affiliates, its shareholding in UCB SA/NV had decreased and has crossed downward the 3% threshold.
On 11 November 2016, BlackRock, Inc. (taking into account the holding of its affiliates) owned 5 749 621 UCB shares with voting rights (versus 6 030 756 UCB shares in its previous notification dated 3 November 2016), representing 2.96% of the total number of shares issued by the company (194 505 658) (versus 3.10% in the notification dated 3 November 2016).
2. Content of the notification
The transparency notification dated 14 November 2016 included the following information:
- Reason for the notification: Acquisition or disposal of voting securities or voting rights
- Notification by: A parent undertaking or a controlling person.
- Persons subject to the notification requirement:
| Name | Address (for legal entities) | ||
|---|---|---|---|
| BlackRock, Inc | 55 East 52nd Street, New York, NY, 10055, U.S.A. | ||
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor, Amstelplein, Amsterdam, Netherlands | ||
| BlackRock (Singapore) Limited | 20 Anson Road #18-01, Singapore, 79912, Singapore | ||
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. | ||
| BlackRock Advisors, LLC | 100 Bellevue Parkway, Wilmington, DE, 19809, U.S.A. | ||
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500, Toronto, Ontario, M5J 2S1, Canada | ||
| BlackRock Asset Management Deutschland AG | Max-Joseph-Straße 6, Munich, 80333, Germany | ||
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, 3 Garden Road, Central, Hong Kong |
||
| BlackRock Financial Management, Inc. | 55 East 52nd Street, New York, NY, 10055, U.S.A. | ||
| BlackRock Fund Advisors | 400 Howard Street, San Francisco, CA, 94105, U.S.A. | ||
| BlackRock Institutional Trust Company, National Association |
400 Howard Street, San Francisco, CA, 94105, U.S.A. | ||
| BlackRock International Limited | Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, U.K. | ||
| BlackRock Investment Management (Australia) Limited |
Level 37, Chifley Tower, 2 Chifley Square, Sydney NSW 2000 Australia | ||
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. | ||
| BlackRock Investment Management, LLC | 1 University Square Drive, Princeton, NJ, 8540, U.S.A. | ||
| BlackRock Japan Co., Ltd. | 1-8-3 Marunouchi Chiyoda-ku, Trust Tower Main, Tokyo, 100-8217, Japan |
- Date on which the threshold is crossed: 10 November 2016.
- Threshold crossed (in %): 3%.
- Denominator: 194 505 658.
- Notified details:
| A) Voting rights | Previous notification | After the transaction | ||||
|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | ||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
||
| BlackRock, Inc. | $\mathbf{0}$ | $\mathbf{0}$ | 0,00% | |||
| BlackRock (Netherlands) B.V. | 19.816 | 19.816 | 0,01% | |||
| BlackRock (Singapore) Limited | 8.434 | 8.434 | 0,00% | |||
| BlackRock Advisors (UK) Limited | 1.010.380 | 897.386 | 0,46% | |||
| BlackRock Advisors, LLC | 49.520 | 48.862 | 0,03% | |||
| BlackRock Asset Management Canada Limited |
61.026 | 61.026 | 0,03% | |||
| BlackRock Asset Management Deutschland AG |
205.399 | 179.996 | 0,09% | |||
| BlackRock Asset Management North Asia Limited |
644 | 644 | 0,00% | |||
| BlackRock Capital Management, Inc. | 457 | $\mathbf{0}$ | 0,00% | |||
| BlackRock Financial Management, Inc. |
88.225 | 64.915 | 0,03% | |||
| BlackRock Fund Advisors | 1.832.182 | 1.826.581 | 0,94% | |||
| BlackRock Institutional Trust Company, National Association |
1.927.991 | 2.012.649 | 1,03% | |||
| BlackRock International Limited | 15.564 | 15.564 | 0,01% | |||
| BlackRock Investment Management (Australia) Limited |
41.755 | 41.755 | 0,02% | |||
| BlackRock Investment Management (UK) Limited |
271.177 | 151.987 | 0,08% | |||
| BlackRock Investment Management, LLC |
318,516 | 240.336 | 0,12% | |||
| BlackRock Japan Co., Ltd. | 179,670 | 179,670 | 0,09% | |||
| Subtotal | 6.030.756 | 5.749.621 | 2,96% | |||
| TOTAL | 5.749.621 | $\mathbf 0$ | 2,96% | 0,00% |
| B) Equivalent financial instruments | After the transaction | |||||
|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement |
| BlackRock Advisors (UK) Limited | Securities Lent | 115.874 | 0.06% | physical | ||
| BlackRock Asset Management Deutschland AG |
Securities Lent | 31,000 | 0,02% | physical | ||
| BlackRock Fund Advisors | Securities Lent | 112 | 0.00% | physical | ||
| BlackRock Institutional Trust Company, National Association |
Securities Lent | 42.304 | 0,02% | physical | ||
| BlackRock Investment Management (UK) Limited |
Securities Lent | 3.200 | 0,00% | physical | ||
| BlackRock Institutional Trust Company, National Association |
Contract for Difference | 114,083 | 0,06% | cash | ||
| BlackRock International Limited | Contract for Difference | 18.432 | 0.01% | cash | ||
| BlackRock Investment Management (UK) Limited |
Contract for Difference | 264.024 | 0,14% | cash | ||
| TOTAL | 589.029 | 0.30% |
| TOTAL (A & B) | # of voting rights % of voting rights | |||
|---|---|---|---|---|
| CALCULATE | 6.338.650 | 3,26% |
• Chain of controlled undertakings through which the holding is effectively held:
Please see the full chain of control in the PDF which is attached to this press release.
• Additional information:
The disclosure obligation arose due to voting rights for BlackRock, Inc. going below 3%.
3. Further information
This press release and the detailed transparency notification is available on UCB SA/NV's website via the following link.
An updated overview of the UCB SA/NV large shareholdings will be included in the corporate governance charter of UCB SA/NV, which is available on its website via the following link.
Investor Relations
Antje Witte, Investor Relations, UCB T +32 2 559 94 14, [email protected]
Isabelle Ghellynck, Investor Relations, UCB T +32 2 559 95 88, [email protected]
About UCB
UCB, Brussels, Belgium (www.ucb.com) is a global biopharmaceutical company focused on the discovery and development of innovative medicines and solutions to transform the lives of people living with severe diseases of the immune system or of the central nervous system. With more than 7 500 people in approximately 40 countries, the company generated revenue of € 3.9 billion in 2015. UCB is listed on Euronext Brussels (symbol: UCB). Follow us on Twitter: @UCB_news