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Trigiant Group Limited — Capital/Financing Update 2012
Mar 6, 2012
49834_rns_2012-03-06_40ceda8a-83c3-4554-bfeb-4881a0e90a59.pdf
Capital/Financing Update
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Hong Kong Public Offer — Yellow Form 香港公開發售—黃表 Please use this Application Form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 閣下如欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記 閣下將獲發行的香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記 存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者的股份戶口內,請使用本申請表格。 NOTE: Unless the context requires otherwise, capitalized terms used in this Application Form shall have the same meanings as defined in the prospectus (“Prospectus”) dated 6 March 2012 issued by Trigiant Group Limited (the “Company”) together with any supplement thereto. 附註:除文義另有所指者外,本申請表格所用詞彙與俊知集團有限公司(「本公司」)於2012年3月6日刊發的招股章程(「招股章程」)連同任何補充文件中所界定者具有相同涵義。
Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) and Hong Kong Securities Clearing Company Limited (“HKSCC”) take no responsibility for the contents of this Application Form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this Application Form. 香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)及香港中央結算有限公司(「香港結算」)對本申請表格的內容概不負責,對其準確性或完整性亦不發表任何聲明,並表明概不就本申請表格全部或任何部分內容而產生或因依 賴該等內容而引致的任何損失承擔任何責任。
Staple your 賴該等內容而引致的任何損失承擔任何責任。 A copy of this Application Form, together with a copy of each of the WHITE and GREEN Application Forms, the Prospectus and the other documents specified under the paragraph headed “Documents Delivered to the Registrar of Companies” in Appendix VI to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies Ordinance. The Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of payment 本申請表格連同 Companies in Hong Kong take no responsibility as to the contents of any of these documents. 白色 及 綠色 申請表格各一份、招股章程及招股章程附錄六「送呈公司註冊處處長的文件」一段中所指的其他文件,已經遵照公司條例第342C條的規定,送呈香港公司註冊處處長登記。香港證券及期貨事務監察委員會(「證監 here 會」)及香港公司註冊處處長對任何此等文件的內容概不負責。 Nothing in this Application Form or the Prospectus constitutes an offer to sell or the solicitation of an offer to subscribe or buy nor shall there be any subscription or sale of the Offer Shares in any jurisdiction in which such offer, solicitation or sales would be unlawful. This Application Form and the Prospectus are not for distribution, directly or indirectly, in or into the United States, nor is this application an offer of Shares for sale or subscription in the United States. The Offer Shares have not been and will not be 請將股款 registered under the U.S. Securities Act or any state securities law of the United States and may not be offered, sold, pledged or transferred within the United States or to, or for the account or benefit of U.S. persons, except pursuant to an exemption from, or in a transaction not subject to, the registration requirements under the U.S. Securities Act and in accordance with any applicable U.S. state securities laws. The Offer Shares are being offered and sold only in an offshore transaction in accordance with Regulation S. There will be no offer or sale of Shares in the United States. 緊釘在此 本申請表格或招股章程所載者概不構成提呈出售要約或招攬他人要約購買發售股份,而在任何作出有關要約、招攬或出售即屬違法的司法權區內,概不得出售任何發售股份。本申請表格及招股章程不得於美國境內直接或間接派發,而此項申請亦不是在美國出售或認購發售股份的要約。發售股份並無及將不會根據《美國證券法》或美國任何州證券法登記,亦不得在美國境內或向或以美國人士的名義或利益發售、出售、抵押或轉讓,惟根據《美國證券法》及按照任何適用美國州證券法獲豁免登記規定或不受 《美國證券法》及任何適用美國州證券法的登記規定所規限的交易除外。發售股份依據S規例僅於美國境外提呈發售及出售。股份不會於美國境內發售或出售。 This Application Form is not for publication, distribution or release in the United States, the United Kingdom, Switzerland, Germany, Singapore, the PRC, Taiwan or any other jurisdictions where such distribution is not permitted by the relevant law. 本申請表格不得在美國、英國、瑞士、德國、新加坡、中國、台灣或其相關法例不准許此項派發的任何其他司法權區內刊發、派發或發佈。 俊知集團有限公司[*] Trigiant Group Limited (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) GLOBAL OFFERING Number of Offer Shares : 250,000,000 Shares, comprising 200,000,000 New Shares and 50,000,000 Sale Shares (subject to the Over-allotment Option) Number of Hong Kong Offer Shares : 25,000,000 New Shares (subject to re-allocation) Number of International Placing Shares : 225,000,000 Shares, comprising 175,000,000 New Shares and 50,000,000 Sale Shares (subject to re-allocation and the Over-allotment Option) Maximum Offer Price : HK$1.50 per Offer Share payable in full on application, subject to refund, plus brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005% Nominal Value : HK$0.01 each Stock Code : 1300 全球發售 發售股份數目 : 250,000,000股股份,包括200,000,000股新股及50,000,000股銷售股份 (或因超額配股權而調整) 香港發售股份數目 : 25,000,000股新股(或會重新分配) 國際配售股份數目 : 225,000,000股股份,包括175,000,000股新股及50,000,000股銷售股份 (或會重新分配及因超額配股權而調整) 最高發售價 : 每股發售股份1.50港元,另加1%經紀佣金、0.003%證監會交易徵費及 0.005%聯交所交易費(須於申請時繳足並可予退還) 面值 : 每股0.01港元 股份代號 : 1300 Application Form for Hong Kong Offer Shares 香港發售股份申請表格 Applications will be accepted until 12:00 noon on 9 March 2012. 接受認購申請的截止時間為 You must read the conditions and instructions attached to this Application Form. 2012年3月9日中午12時正。年3月9日中午12時正。3月9日中午12時正。月9日中午12時正。9日中午12時正。日中午12時正。12時正。時正。 To be valid, you must complete all applicable parts of this Application Form. 閣下務須細閱本申請表格所附載的條件及指示。 Please write clearly in ink. 本申請表格各適用部分均須以墨水筆清楚填妥,方為有效。 To: Trigiant Group Limited 致: 俊知集團有限公司 SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 First Shanghai Securities Limited 第一上海證券有限公司 Hong Kong Underwriters 香港包銷商 I/We: 本人╱吾等: – apply for the number of the Hong Kong Offer Shares set forth below, subject to the terms and conditions of the Prospectus and – 按照招股章程及本申請表格所載的條款及條件,並依據章程大綱及細則所載的各項規定, 申請認購 下列數目的香港發售股 – this Application Form, and subject to the Memorandum and Articles; enclose Offer Share (payable in full on application and subject to refund, plus 1% brokerage fee, 0.003% SFC transaction levy and 0.005% Stock Exchange trading fee); payment in full for the Hong Kong Offer Shares applied for, calculated at the maximum Offer Price of HK$1.50 per 0.005% Stock Exchange trading fee); payment in full for the Hong Kong Offer Shares applied for, calculated at the maximum Offer Price of HK$1.50 per – 1%份;經紀佣金、申請認購香港發售股份所需按每股發售股份最高發售價0.003%證監會交易徵費及0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加申請認購香港發售股份所需按每股發售股份最高發售價0.003%證監會交易徵費及0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加0.003%證監會交易徵費及0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加證監會交易徵費及0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加 隨附 經紀佣金、申請認購香港發售股份所需按每股發售股份最高發售價0.003%證監會交易徵費及0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加申請認購香港發售股份所需按每股發售股份最高發售價0.003%證監會交易徵費及0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加0.003%證監會交易徵費及0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加證監會交易徵費及0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加 – undertake and agree to accept the Hong Kong Offer Shares applied for, or any lesser number allotted to me/us pursuant to this – 承諾並同意 接納所申請的香港發售股份,或根據是項申請配發予本人╱吾等的任何較少數目的香港發售股份; – Service Provider through the application;application; declare Application Form or by giving that this is the only application made and the only application intended to be made by me/us on a that this is the only application made and the only application intended to be made by me/us on a HK eIPO White Formelectronic application instructionselectronic application instructions service ( www.hkeipo.hk to HKSCC or to the designated ), to benefit me/us or the person for whose benefit ), to benefit me/us or the person for whose benefit HK eIPO White FormWHITEWHITE or YELLOW – – – 聲明 算或透過 明白 是項申請乃本人╱吾等,以本人╱吾等為受益人或本人╱吾等為該人士的利益以 貴公司、聯席全球協調人及包銷商將依賴本人╱吾等在本申請表格作出的聲明及陳述,以決定是否就是項申請配發 貴公司、聯席全球協調人及包銷商將依賴本人╱吾等在本申請表格作出的聲明及陳述,以決定是否就是項申請配發 網上白表 服務( www.hkeipo.hk )向指定 網上白表 服務供應商發出 電子認購指示白色白色 而提交及擬提交的唯一申請;或或 黃色 申請表格或透過向香港結 I am/we are applying; 任何香港發售股份; – understand that the declarations and representations given by me/us in this Application Form will be relied upon by the – 授權 貴公司將香港結算代理人的名稱列入 貴公司股東名冊內,作為任何配發予本人╱吾等的香港發售股份的持有人, – Company, the Joint Global Coordinators and the Underwriters in deciding whether or not to make any allotment of Hong Kong Offer Shares in response to this application;Offer Shares in response to this application; authorize the Company to place the name of HKSCC Nominees on the register of members of the Company as the holder(s) of 本人╱吾等的中央結算系統投資者戶口持有人股份戶口或本人╱吾等指定的中央結算系統參與者的股份戶口內;並於招股章程及在本申請表格所載條款及條件的規限下,將有關股票直接存入由香港結算操作的中央結算系統,以記存於並於招股章程及在本申請表格所載條款及條件的規限下,將有關股票直接存入由香港結算操作的中央結算系統,以記存於 any Hong Kong Offer Shares to be allotted to me/us, and, subject to the terms and conditions set forth in the Prospectus and this – 已細閱 本申請表格及招股章程所載的條款、條件及申請手續,並 同意 受其約束; Application Form, to deposit the relevant Share certificates directly into CCASS operated by HKSCC for the credit of my/our – 要求 任何退款支票以本人╱(倘為聯名申請人)本申請表格內吾等中排名首位者為抬頭人及以普通郵遞方式將退款支票寄至 – – – CCASS Investor Participant stock account or the stock account of my/our designated CCASS Participant; the terms and conditions and the application procedures set forth on this Application Form and in the Prospectus and have readagreerequestagreerequestrequest to be bound by them; that any refund cheque be made payable to me/the first-named of us (in the case of joint applicants) in this Application the terms and conditions and the application procedures set forth on this Application Form and in the Prospectus and that any refund cheque be made payable to me/the first-named of us (in the case of joint applicants) in this Application the terms and conditions and the application procedures set forth on this Application Form and in the Prospectus and – 申請表格所示地址,郵誤風險概由本人╱吾等承擔(除非本人╱吾等申請格表明本人╱吾等欲根據本申請表格及招股章程所述程序親自領取任何退款支票);格表明本人╱吾等欲根據本申請表格及招股章程所述程序親自領取任何退款支票);1,000,000股或以上香港發售股份,並於本申請表股或以上香港發售股份,並於本申請表 承諾 、 確認及聲明 香港或其他地區的任何適用法律並未限制本人╱吾等或本人╱吾等為其利益作出申請的人士作出此申1,000,000股或以上香港發售股份,並於本申請表 Form and to send the refund cheques by ordinary post and at my/own risk to the address given on this Application Form (except 請、而本人╱吾等並非美國人士(定義見S規例)或向其分配香港發售股份或由其申請香港發售股份或為其利益作出本申請S規例)或向其分配香港發售股份或由其申請香港發售股份或為其利益作出本申請規例)或向其分配香港發售股份或由其申請香港發售股份或為其利益作出本申請 where I/we have applied for 1,000,000 Hong Kong Offer Shares or more and have indicated on this Application Form that I/ 須 貴公司遵守香港以外任何地區的任何法律或法規(不論是否具有法律效力)的任何規定;及本人╱吾等或本人╱吾等 – we wish to collect any refund cheque in person in accordance with the procedures prescribed in this Application Form and the Prospectus);Prospectus); undertake , confirm and declare that I am not/we are not/none of the persons for whose benefit I am/we are applying is – 為其利益而提出申請的人士並無申請或認購或表示有意認購,亦不會申請或認購或表示有意認購任何國際配售股份; 承諾 簽署所有必要文件及辦理所有必需手續,以便香港結算代理人可按細則規定,登記成為本人╱吾等所獲分配的香港發 restricted by any applicable laws of Hong Kong or elsewhere from making this application, and that I am not/none of us is a U.S. 售股份的持有人; person (as defined in Regulation S) or the allotment of or the application for the Hong Kong Offer Shares to or by whom or for – 聲明 、 保證及承諾 申請人或申請人為其利益而提出申請的人士獲配發或申請香港發售股份不會引致 貴公司須遵從香港以 whose benefit this application is made would require the Company to comply with any requirement under any law or regulation (whether or not having the force of law) of any territory outside Hong Kong; and that I/we or the person for whose benefit I am/we are applying have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an (whether or not having the force of law) of any territory outside Hong Kong; and that I/we or the person for whose benefit I am/we are applying have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an we are applying have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an – 外任何地區的法律或法規的任何規定(不論是否具法律效力); 聲明 、 保證及承諾 本人╱吾等明白香港發售股份並無亦不會根據美國證券法進行登記,而本人╱吾等在填寫及提交本申請 interest for, any International Placing Shares; 表格時身處美國境外(定義見S規例),或為S規例第902條第(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發S規例),或為S規例第902條第(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發規例),或為S規例第902條第(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發S規例第902條第(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發規例第902條第(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發902條第(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發條第(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發段所述人士及將於境外交易(定義見S規例)中收購香港發S規例)中收購香港發規例)中收購香港發 – undertake to sign all documents and to do all things necessary to enable HKSCC Nominees to be registered as the holder of the Hong 售股份;及 – Kong Offer Shares to be allocated to me, and as required by the Articles; represent, warrant and undertake that the allotment of or application for the Hong Kong Offer Shares to or by whom or for whose – 同意 本申請、任何有關接納及因此而訂立的合同須受香港法例規管並按其詮釋。 benefit this application is made would not require the Company to comply with any requirements under any law or regulation (whether or not having the force of law) of any territory outside Hong Kong; – represent , warrant and undertake that I/we understand that the Hong Kong Offer Shares have not been and will not be registered under the U.S. Securities Act and that I am/we are outside the United States (within the definition of Regulation S) when completing and submitting this Application Form or are persons described in paragraph (h)(3) of Rule 902 of Regulation S, – and will be acquiring the Hong Kong Offer Shares in offshore transactions (within the meaning of Regulation S); and agree that this application, any acceptance of it and the resulting contract, shall be governed by and construed in accordance For Broker use 經紀專用經紀專用 with the laws of Hong Kong.
Applications will be accepted until 12:00 noon on 9 March 2012. 接受認購申請的截止時間為 You must read the conditions and instructions attached to this Application Form. 2012年3月9日中午12時正。年3月9日中午12時正。3月9日中午12時正。月9日中午12時正。9日中午12時正。日中午12時正。12時正。時正。 To be valid, you must complete all applicable parts of this Application Form. 閣下務須細閱本申請表格所附載的條件及指示。 Please write clearly in ink. 本申請表格各適用部分均須以墨水筆清楚填妥,方為有效。 To: Trigiant Group Limited 致: 俊知集團有限公司 SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 First Shanghai Securities Limited 第一上海證券有限公司 Hong Kong Underwriters 香港包銷商 I/We: 本人╱吾等: – apply for the number of the Hong Kong Offer Shares set forth below, subject to the terms and conditions of the Prospectus and – 按照招股章程及本申請表格所載的條款及條件,並依據章程大綱及細則所載的各項規定, 申請認購 下列數目的香港發售股 – this Application Form, and subject to the Memorandum and Articles; enclose payment in full for the Hong Kong Offer Shares applied for, calculated at the maximum Offer Price of HK$1.50 per – 份; 隨附 1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加港元計算的全數款項(須於申請時繳足,並可予退還,另加 Offer Share (payable in full on application and subject to refund, plus 1% brokerage fee, 0.003% SFC transaction levy and 0.005% Stock Exchange trading fee); payment in full for the Hong Kong Offer Shares applied for, calculated at the maximum Offer Price of HK$1.50 per 0.005% Stock Exchange trading fee); payment in full for the Hong Kong Offer Shares applied for, calculated at the maximum Offer Price of HK$1.50 per 1%份;經紀佣金、申請認購香港發售股份所需按每股發售股份最高發售價0.003%證監會交易徵費及0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加申請認購香港發售股份所需按每股發售股份最高發售價0.003%證監會交易徵費及0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加0.003%證監會交易徵費及0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加證監會交易徵費及0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加0.005%聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加聯交所交易費);1.50港元計算的全數款項(須於申請時繳足,並可予退還,另加 – undertake and agree to accept the Hong Kong Offer Shares applied for, or any lesser number allotted to me/us pursuant to this – 承諾並同意 接納所申請的香港發售股份,或根據是項申請配發予本人╱吾等的任何較少數目的香港發售股份; – Service Provider through the application;application; declare Application Form or by giving that this is the only application made and the only application intended to be made by me/us on a that this is the only application made and the only application intended to be made by me/us on a HK eIPO White Formelectronic application instructionselectronic application instructions service ( www.hkeipo.hk to HKSCC or to the designated ), to benefit me/us or the person for whose benefit ), to benefit me/us or the person for whose benefit HK eIPO White FormWHITEWHITE or YELLOW – – – 聲明 算或透過 明白 是項申請乃本人╱吾等,以本人╱吾等為受益人或本人╱吾等為該人士的利益以 貴公司、聯席全球協調人及包銷商將依賴本人╱吾等在本申請表格作出的聲明及陳述,以決定是否就是項申請配發 貴公司、聯席全球協調人及包銷商將依賴本人╱吾等在本申請表格作出的聲明及陳述,以決定是否就是項申請配發 網上白表 服務( www.hkeipo.hk )向指定 網上白表 服務供應商發出 電子認購指示白色白色 而提交及擬提交的唯一申請;或或 黃色 申請表格或透過向香港結 I am/we are applying; 任何香港發售股份; – understand that the declarations and representations given by me/us in this Application Form will be relied upon by the – 授權 貴公司將香港結算代理人的名稱列入 貴公司股東名冊內,作為任何配發予本人╱吾等的香港發售股份的持有人, – Company, the Joint Global Coordinators and the Underwriters in deciding whether or not to make any allotment of Hong Kong Offer Shares in response to this application;Offer Shares in response to this application; authorize the Company to place the name of HKSCC Nominees on the register of members of the Company as the holder(s) of 本人╱吾等的中央結算系統投資者戶口持有人股份戶口或本人╱吾等指定的中央結算系統參與者的股份戶口內;並於招股章程及在本申請表格所載條款及條件的規限下,將有關股票直接存入由香港結算操作的中央結算系統,以記存於並於招股章程及在本申請表格所載條款及條件的規限下,將有關股票直接存入由香港結算操作的中央結算系統,以記存於 any Hong Kong Offer Shares to be allotted to me/us, and, subject to the terms and conditions set forth in the Prospectus and this – 已細閱 本申請表格及招股章程所載的條款、條件及申請手續,並 同意 受其約束; Application Form, to deposit the relevant Share certificates directly into CCASS operated by HKSCC for the credit of my/our – 要求 任何退款支票以本人╱(倘為聯名申請人)本申請表格內吾等中排名首位者為抬頭人及以普通郵遞方式將退款支票寄至 CCASS Investor Participant stock account or the stock account of my/our designated CCASS Participant; the terms and conditions and the application procedures set forth on this Application Form and in the Prospectus and 申請表格所示地址,郵誤風險概由本人╱吾等承擔(除非本人╱吾等申請格表明本人╱吾等欲根據本申請表格及招股章程所述程序親自領取任何退款支票);格表明本人╱吾等欲根據本申請表格及招股章程所述程序親自領取任何退款支票);1,000,000股或以上香港發售股份,並於本申請表股或以上香港發售股份,並於本申請表 – – – have readagreerequestagreerequestrequest to be bound by them; that any refund cheque be made payable to me/the first-named of us (in the case of joint applicants) in this Application the terms and conditions and the application procedures set forth on this Application Form and in the Prospectus and that any refund cheque be made payable to me/the first-named of us (in the case of joint applicants) in this Application the terms and conditions and the application procedures set forth on this Application Form and in the Prospectus and – 承諾 、 確認及聲明 香港或其他地區的任何適用法律並未限制本人╱吾等或本人╱吾等為其利益作出申請的人士作出此申1,000,000股或以上香港發售股份,並於本申請表 Form and to send the refund cheques by ordinary post and at my/own risk to the address given on this Application Form (except 請、而本人╱吾等並非美國人士(定義見S規例)或向其分配香港發售股份或由其申請香港發售股份或為其利益作出本申請S規例)或向其分配香港發售股份或由其申請香港發售股份或為其利益作出本申請規例)或向其分配香港發售股份或由其申請香港發售股份或為其利益作出本申請 where I/we have applied for 1,000,000 Hong Kong Offer Shares or more and have indicated on this Application Form that I/ 須 貴公司遵守香港以外任何地區的任何法律或法規(不論是否具有法律效力)的任何規定;及本人╱吾等或本人╱吾等 – we wish to collect any refund cheque in person in accordance with the procedures prescribed in this Application Form and the Prospectus);Prospectus); undertake , confirm and declare that I am not/we are not/none of the persons for whose benefit I am/we are applying is – 為其利益而提出申請的人士並無申請或認購或表示有意認購,亦不會申請或認購或表示有意認購任何國際配售股份; 承諾 簽署所有必要文件及辦理所有必需手續,以便香港結算代理人可按細則規定,登記成為本人╱吾等所獲分配的香港發 restricted by any applicable laws of Hong Kong or elsewhere from making this application, and that I am not/none of us is a U.S. 售股份的持有人; person (as defined in Regulation S) or the allotment of or the application for the Hong Kong Offer Shares to or by whom or for – 聲明 、 保證及承諾 申請人或申請人為其利益而提出申請的人士獲配發或申請香港發售股份不會引致 貴公司須遵從香港以 外任何地區的法律或法規的任何規定(不論是否具法律效力); whose benefit this application is made would require the Company to comply with any requirement under any law or regulation (whether or not having the force of law) of any territory outside Hong Kong; and that I/we or the person for whose benefit I am/we are applying have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an (whether or not having the force of law) of any territory outside Hong Kong; and that I/we or the person for whose benefit I am/we are applying have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an we are applying have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an – 聲明 、 保證及承諾 本人╱吾等明白香港發售股份並無亦不會根據美國證券法進行登記,而本人╱吾等在填寫及提交本申請 interest for, any International Placing Shares; 表格時身處美國境外(定義見S規例),或為S規例第902條第(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發S規例),或為S規例第902條第(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發規例),或為S規例第902條第(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發S規例第902條第(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發規例第902條第(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發902條第(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發條第(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發(h)(3)段所述人士及將於境外交易(定義見S規例)中收購香港發段所述人士及將於境外交易(定義見S規例)中收購香港發S規例)中收購香港發規例)中收購香港發 – undertake to sign all documents and to do all things necessary to enable HKSCC Nominees to be registered as the holder of the Hong 售股份;及 Kong Offer Shares to be allocated to me, and as required by the Articles;
For Broker use 經紀專用經紀專用 Lodged by 由以下經紀遞交 Broker No. 經紀號碼 Broker’s Chop 經紀印章
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
Date: 日期: / / D日 M月 Y年
Warning:
- It is important that you read the terms and conditions and the application procedures overleaf.
• Only one application may be made for the benefit of any person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the designated HK eIPO White Form Service Provider through the HK eIPO White Form service ( www.hkeipo.hk ). Multiple or suspected multiple applications on WHITE and/or YELLOW Application Forms or by giving electronic application instructions to HKSCC or to the designated HK eIPO White Form Service Provider through the HK eIPO Wh i te Form service ( www.hkeipo.hk ), and applications made by an applicant for more than 50% of the Hong Kong Offer Shares being initially offered for public subscription (the details of which are set forth in the terms and conditions of this Application Form) and applications where cheques or banker’s cashier orders are dishonoured upon first presentation will be rejected.
-
All applicable boxes in the Application Form must be completed, otherwise the application is liable to be rejected.
-
• You may be prosecuted if you make a false declaration.
-
You must complete this application in English (except Chinese name) unless otherwise stated, otherwise the application is liable to be rejected.
• You must sign this Application Form in writing (and not by way of personal chop), otherwise the application is liable to be rejected.
- For identification purpose only
警告:
-
‧ 閣下務須細閱背頁的條款、條件及申請手續。
-
‧ 任何人士僅限以受益人身份以 白色 或 黃色 申請表格或透過向香港結算或透過 網上白表 服務( www.hkeipo.hk )向 指定 網上白表 服務供應商發出 電子認購指示 作出一次認購申請。以 白色 及╱或 黃色 申請表格或透過向香港結 算或透過 網上白表 服務( www.hkeipo.hk )向指定 網上白表 服務供應商發出 電子認購指示 而提交的重複或疑屬 重複申請及由一位申請人認購超過初步提呈予公眾認購(詳情載於本申請表格的條款及條件)的香港發售股份 的一半以上及支票或銀行本票於首次過戶時不獲兌現的申請均可遭拒絕受理。
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‧ 必須填妥本申請表格的適用欄位,否則申請可被拒絕。
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‧ 閣下如作出虛假聲明,可遭檢控。
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‧ 除非另有訂明, 閣下必須以英文填妥本申請(中文姓名除外),否則申請可被拒絕受理。 ‧ 閣下必須以書面形式簽署本申請表格(而不得以個人印章代替),否則申請可被拒絕。
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僅供識別
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 閣下如欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記 閣下將獲發行的香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算 系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者的股份戶口內,請使用本申請表格。
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Number of Hong Kong Offer Shares Cheque/banker’s cashier
applied for (not more than 12,500,000 order number
Hong Kong Offer Shares) 支票╱銀行本票號碼
申請認購的香港發售股份數目
(不超過12,500,000股香港發售股份)
Total amount of payment Name of bank on which cheque/
款項總額 HK$ 港元 banker’s cashier order is drawn
支票╱銀行本票的付款銀行名稱
Cheque or banker’s cashier order should be crossed “ Account payee only ” and made payable to “ Horsford Nominees Limited – Trigiant Group Public Offer ”.
支票或銀行本票須以「 只准入抬頭人賬戶 」方式劃線開出,並須註明抬頭人為「 浩豐代理人有限公司-俊知集團公開發售 」。
To be completed in BLOCK letters in English in ink, except as stated otherwise. Joint applicants should give the address of the first-named applicant only.
除另有指明外,請用墨水筆以英文正楷填寫。聯名申請人僅須填寫排名首位的申請人地址。
Name (in English) Family name or company name 姓氏或公司名稱 Forename(s) 名字
英文姓名╱名稱
Name (in Chinese) Family name or company name 姓氏或公司名稱 Forename(s) 名字
中文姓名╱名稱
Occupation Hong Kong identity card no./
Passport no./
(in English) Hong Kong business registration no.
職業(以英文填寫) (Please delete as appropriate)
香港身份證號碼╱護照號碼╱
香港商業登記號碼
(請刪去不適用者)
Hong Kong Identity Card no./Passport no./
Names of all other (1) Hong Kong business registration no. of (1)
joint applicant(s) in all other joint applicants
English (if any) (2) (Please delete as appropriate) (2)
所有其他聯名申請人的 所有其他聯名申請人的香港身份證號碼╱
護照號碼╱香港商業登記號碼
英文姓名╱名稱(如有) (3) (請刪去不適用者) (3)
Address (in English)
(joint applicants should give the
address in Hong Kong and the
telephone number of
the first-named applicant only)
(only an address in Hong Kong
will be accepted)
地址(以英文填寫)(聯名申請人
僅須填寫排名首位申請人的香港地址
及電話號碼)(僅接受香港地址) Tel. no. 電話號碼
For nominees: Please provide an account number or identification code for each beneficial owner (or, as the case may be, joint beneficial owners).
如屬代名人:請填寫各實益擁有人(或聯名實益擁有人,視乎情況而定)的賬戶號碼或識別編碼。
If you are a nominee, the account number or identification code for each beneficial owner (or, as the case may be, joint beneficial owners) must be provided. If you do not complete this section, this application will be
treated as being made for your benefit.
如 閣下為代名人,必須填寫各實益擁有人(或聯名實益擁有人,視乎情況而定)的賬戶號碼或識別編碼。若無填妥本欄,則是項申請將視作為 閣下的利益而作出。
(1) If you are a CCASS Investor Participant, only a Hong Kong identity card number (if you are an individual) or a Hong Kong business registration number (if you are a body corporate) will be accepted for application. It is important that you refer to paragraph 2
under the section headed “How to make your application” in this Application Form.
(1) 如 閣下為中央結算系統投資者戶口持有人,則僅接受香港身份證號碼(倘屬個別人士)或香港商業登記號碼(如屬法人團體)之申請,務須閱覽本申請表格「申請手續」一節第2段。
(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): for individuals, you must provide your Hong Kong identity card number or passport number. If you hold a Hong Kong identity card, please provide the Hong
Kong identity card number. If you do not hold a Hong Kong identity card, please provide your passport number. For a body corporate, please provide the Hong Kong business registration number. All joint applicants must give (if they are individuals) their Hong
Kong identity card numbers, or, where appropriate, passport numbers, or (if they are bodies corporate) their Hong Kong business registration numbers. Hong Kong identity card/passport/Hong Kong business registration numbers will be used for checking the
validity of your Application Forms and such data may be transferred to third parties for the accomplishment of such purposes.
(2) 倘 閣下欲透過指定的中央結算系統參與者(中央結算系統投資者戶口持有人除外)進行申請:倘屬個別人士, 閣下必須提供 閣下的香港身份證號碼或護照號碼。倘 閣下持有香港身份證,請填寫香港身份證號碼;否則,請填寫護照號碼。倘屬法
人團體,請填寫香港商業登記號碼。所有聯名申請人均必須提供(倘屬個別人士)彼等的香港身份證號碼或(如適用)護照號碼或(如屬法人團體)彼等的香港商業登記號碼。香港身份證╱護照╱香港商業登記號碼將用作核對 閣下的申請表格是否有
效,並可能會轉交第三方以達至前述目的。
(3) Part of your Hong Kong identity card number/passport number, or, if you are joint applicants, part of the Hong Kong identity card number/passport number of the first-named applicant, provided by you may be printed on your refund cheque (if any). Such
data may also be transferred to a third party for refund purpose. Your banker may require verification of your Hong Kong identity card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong identity card
number/passport number may lead to delay in encashment of or may invalidate your refund cheque.
(3) 閣下提供的香港身份證號碼╱護照號碼的一部分,或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一部分或會印列於 閣下的退款支票(如有)。前述資料亦或會就退款目的轉交第三方。於兌現 閣下的退款支票前, 閣下的銀
行或須核實 閣下的香港身份證號碼╱護照號碼。倘 閣下填寫的香港身份證號碼╱護照號碼並不準確,則或會延遲或無法兌現 閣下的退款支票。
Tick this box if you have applied for 1,000,000 Hong Kong Offer Shares or more and wish to collect your refund cheque (if any) in person from Tricor Investor Services Limited at 26th Floor, Tesbury Centre,
28 Queen’s Road East, Hong Kong. Please see the sections overleaf headed “If your application for the Hong Kong Offer Shares is successful (in whole or in part)” and “Refund of your application monies” for
details of when, where and how to collect your refund cheque (if any).
閣下如申請認購1,000,000股或以上香港發售股份,並欲親臨卓佳證券登記有限公司﹙地址為香港皇后大道東28號金鐘匯中心26樓﹚領取退款支票(如有),請在左端方格加上「3」號。有關領取退款支
票(如有)的時間、地點及方法的詳情,請參閱背頁「倘 閣下的香港發售股份申請獲(全部或部分)接納」及「退還申請款項」兩節。
Any alteration to any application detail that you provide on this form should be authorized by the signature of the applicant.
對 閣下在本表格內提供的任何申請資料的任何更正應由申請人簽字授權方可進行。
DETAILS FOR CCASS PARTICIPANT 中央結算系統參與者資料
This box must be duly completed 此欄必須填寫妥當
Participant ID of the CCASS Investor Participant or designated CCASS Participant
中央結算系統投資者戶口持有人或指定中央結算系統參與者的參與者編號
For designated CCASS Participant or Corporate CCASS Investor Participant,
ADDRESS LABEL 地址標貼 please also affix the company chop bearing its company name
Please repeat name(s) and address as set forth above in BLOCK letters 指定中央結算系統參與者或公司中央結算系統投資者戶口持有人
請用正楷填寫上表所示姓名╱名稱及地址 請加蓋顯示公司名稱的公司印鑑
Name(s) 姓名╱名稱
Address 地址
(See paragraph 2 in the section “How to make your application” overleaf)
(請參閱背面「申請手續」一節第2段)
For Bank use 此欄供銀行填寫
Sample 樣版
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Please use this Application Form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.
==> picture [131 x 27] intentionally omitted <==
俊知集團有限公司[*] Trigiant Group Limited
(Incorporated in the Cayman Islands with limited liability)
(於開曼群島註冊成立的有限公司)
GLOBAL OFFERING
– confirm that you have received and/or read a copy of the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information and representations save as set forth in any supplement to the Prospectus;
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Conditions of your application A. Who can apply 1. You, the applicant(s), and any person(s) for whose benefit you are applying, must be 18 years of age or older. 2. If you are a firm , the application must be made in the name(s) of the individual member(s), not in the firm’s name.
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- If you are a body corporate , the Application Form must be signed by a duly authorized Officer, who must state his or her representative capacity.
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agree that the Company, the Directors, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers and the Underwriters and any of their respective directors, officers, employees, partners, agents or advisors and any other parties involved in the Global Offering are liable only for the information and representations contained in the Prospectus and any supplement to the Prospectus;
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Save under the circumstances permitted by the Listing Rules, you cannot apply for any Hong Kong Offer Shares – agree (without prejudice to any other rights which you may have) that once your application has been accepted, if you or any person(s) for whose benefit you are applying is/are:–– – – – an existing beneficial owner of the Shares; the chief executive or a director of the Company or any of its subsidiaries; an associate (as defined in the Listing Rules) of any of the above; a connected person (as defined in the Listing Rules) of the Company or a person who will become a connected person of the Company immediately upon completion of the Global Offering; – – (if the application is made by an agent on your behalf) HKSCC via CCASS or to the designated Form your benefit on a you cannot revoke or rescind it because of an innocent misrepresentation; (if the application is made for your own benefit) service ( www.hkeipo.hkWHITE or YELLOW ); Application Form or by giving HK eIPO White Formwarrantwarrant that this is the only application which will be made for that you have validly and irrevocably conferred Service Provider through the electronic application instructionsHK eIPO White to – – – – – a person who does not have a Hong Kong address;a U.S. person (within the meaning of Regulation S under the U.S. Securities Act);within the United States and will not be acquiring the Hong Kong Offer Shares in offshore transactions (within the meaning of Regulation S under the U.S. Securities Act), other than a person described in paragraph (h)(3) of Rule 902 of Regulation S under the U.S. Securities Act;a legal or natural person of the PRC (except qualified domestic institutional investors or those who have obtained approval from competent regulatory authorities); orhave been allocated or have applied for any International Placing Shares under the International Placing or – – (if you are an agent for another person) person, that this is the only application which will be made for the benefit of that other person on a or or to the designated on your agent all necessary power and authority to make the application; application instructionundertake under the application; ( www.hkeipo.hkYELLOW and Application Form or by giving agree ), and that you are duly authorized to sign this Application Form or to give to accept the Hong Kong Offer Shares applied for, or any lesser number allotted to you HK eIPO White Form as that other person’s agent; warrant Service Provider through the electronic application instructions that reasonable enquiries have been made of that other HK eIPO White Form to HKSCC via CCASS electronic WHITE service B. If you are a nominee 5. The total number of joint applicants may not exceed four. otherwise participate in the International Placing. – – confirm agree holder thereof;with the Company and each shareholder of the Company that the Shares are freely transferable by the that you are aware of the restrictions on the Hong Kong Offer Shares described in the Prospectus; If you are a nominee, you may make an application as a nominee by using a WHITE or YELLOW Application Form – undertake and confirm that you (if the application is made for your benefit) or the person(s) for whose benefit or by way of giving electronic application instructions to HKSCC via CCASS (if you are a CCASS Participant) and you have made this application have not applied for or taken up, or indicated an interest for, and will not lodge more than one application in your own name is made on behalf of different beneficial owners. In the box on this apply for or take up, or indicate an interest for, and have not received or been placed or allocated (including Application Form marked “For nominees” you must include, for each beneficial owner (or, in the case of joint beneficial conditionally or provisionally) any International Placing Shares under the International Placing nor otherwise owners, for each such joint beneficial owner): participated in the International Placing; – an account number; or – agree that your application, any acceptance of it and the resulting contract will be governed by and construed in – some other identification code. accordance with the laws of Hong Kong; If you do not include this information, the application will be treated as being made for your own benefit. – warrant the truth and accuracy of the information contained in this Application Form; A nominee who submits this application on behalf of other person(s) is deemed to have represented to and undertaken – agree to disclose to the Company, the Sole Sponsor, the Joint Bookrunners, the Joint Global Coordinators, the with the Company, the Joint Global Coordinators and the Underwriters that he/she has been duly authorized by such Underwriters, the Hong Kong Share Registrar, the receiving bankers and their respective advisers, officers and person (or, if more than one, all of them) to submit this application and to agree to the terms of this Application Form agents personal data and any information which they require about you or the person(s) for whose benefit you on behalf of such person (or, if more than one, all of them). You further undertake to supply to the Company, the Joint have made this application; Global Coordinators and the Underwriters such information about such person/every such person as any of them may – agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of the Hong require for any of the purposes set forth under the heading “Purposes” in the section below headed “Personal Data” of Kong Offer Shares issued in the name of HKSCC Nominees or not to accept such Hong Kong Offer Shares for this Application Form. deposit into CCASS; (2) to cause such Hong Kong Offer Shares to be withdrawn from CCASS and transferred C. Lodge only one application on a WHITE or YELLOW Application Form or through giving electronic application into your name at your own risk and costs; and (3) to cause such allotted Hong Kong Offer Shares to be issued instructions to HKSCC or to the designated HK eIPO White Form Service Provider through the HK eIPO White in your name (or, if you are a joint applicant, to the first-named applicant) and in such a case, to post the Share Form service (www.hkeipo.hk) for your benefit certificates for such allotted Hong Kong Offer Shares at your own risk to the address on your Application Form Save in the case of applications made by nominees in accordance with paragraph B above, multiple or suspected multiple applications are liable to be rejected . All of your applications will be rejected as multiple applications if you, – by ordinary post or to make available the same for your collection; agree that each of HKSCC and HKSCC Nominees may adjust the number of allocated Hong Kong Offer Shares or you and your joint applicant(s) together or any of your joint applicants:–– make more than one application (whether individually or jointly with others) on a WHITE or YELLOW – issued in the name of HKSCC Nominees; agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations – – YELLOW apply (whether individually or jointly with others) on one (or more) application through the apply (whether individually or jointly with others) on one (or more) Investor Participant or applying through a CCASS Clearing or Custodian Participant) or to the designated eIPO White Form Application Form or by giving Application Form or on one (or more) HK eIPO White Form instructions Service Provider through the to HKSCC via CCASS or to the designated electronic application instructions service ( www.hkeipo.hkHK eIPO White Form WHITE or ); YELLOWWHITE to HKSCC via CCASS (if you are a CCASS WHITEHK eIPO White Form service ( Application Form and give Application Form and one (or more) or www.hkeipo.hkYELLOW Application Form or Service Provider ); electronic HK – – The Company, the Sole Sponsor, the Joint Global Coordinators and the Joint Bookrunners are entitled to rely on any warranty, representation or declaration made by you in deciding whether or not to allocate any Hong Kong Offer Shares in response to your application. In the event of the application being made by joint applicants, all the warranties, representations, declarations and obligations expressed to be made, given or assumed by or imposed on the joint applicants shall be deemed to have been made, given or assumed by and imposed on the applicants jointly and severally. not so contained in the Prospectus and this Application Form; agreeagree restricted to the bank at which your application was lodged. that neither HKSCC nor HKSCC Nominees shall be liable to you in any way; and that the processing of your application may be done by any of the Company’s receiving bankers and is not by giving or applying through a CCASS Clearing or Custodian Participant) or to the designated Service Provider through the electronic application instructionsHK eIPO White Form to HKSCC via CCASS (if you are a CCASS Investor Participant service ( www.hkeipo.hk ) for more than 12,500,000 Shares, HK eIPO White Form G. You may be prosecuted if you make a false declaration. Power of attorney If your application is made by a person duly authorized under a valid power of attorney, the Joint Global Coordinators – being 50% of the Shares initially being offered for public subscription under the Hong Kong Public Offer; or have applied for or taken up, or indicated an interest for, or have received, or have been or will be placed and their respective agents and nominees, may accept your application at their discretion, subject to any conditions they may think fit, including production of evidence of the authority of your attorney. (including conditionally and/or provisionally) International Placing Shares under the International Placing. H. Offer Price Save as referred to above, all of your applications for the Hong Kong Offer Shares are liable to be rejected as multiple The Offer Price is expected to be fixed by agreement between the Joint Global Coordinators (for themselves and on applications if more than one application is made for your benefit (including the part of an application made by HKSCC behalf of the Underwriters) and the Company on or around 9 March 2012 and, in any event, not later than 14 March Nominees acting on electronic application instructions ). 2012. The Offer Price will be not more than HK$1.50 per Share and is expected to be not less than HK$1.10 per Share. If an application is made by an unlisted company and:– Applicants for Hong Kong Offer Shares are required to pay, on application, the maximum Offer Price of HK$1.50 for – the principal business of that company is dealing in securities; and each Hong Kong Offer Share together with a brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange – you exercise statutory control over that company, trading fee of 0.005%, subject to refund if the Offer Price should be lower than HK$1.50. The Joint Global Coordinators then the application will be treated as being made for your own benefit. (for themselves and on behalf of the Underwriters) may, with the consent of the Company, reduce the number of Unlisted company means a company with no equity securities listed on the Stock Exchange. Offer Shares being offered under the Global Offering and/or the indicative Offer Price range below that stated in the Statutory control in relation to a company means you:– Prospectus at any time on or prior to the morning of the last day for lodging applications under the Hong Kong Public – control the composition of the board of directors of that company; or Offer. In such a case, notices of the reduction in the number of Offer Shares and/or the indicative Offer Price range will – control more than half of the voting power of that company; or be published in The Standard (in English) and the Hong Kong Economic Times (in Chinese) and on the website of the – hold more than half of the issued share capital of that company (not counting any part of it which carries no Company ( www.trigiant.com.hk ) and the website of the Stock Exchange ( www.hkexnews.hk ) as soon as practicable right to participate beyond a specified amount in a distribution of either profits or capital). not later than the morning of the day which is the last day for lodging applications under the Hong Kong Public Offer. D. Allocation of Hong Kong Offer Shares – Pools A and B If applications pursuant to the Hong Kong Public Offer have been submitted prior to the day which is the last day for The total number of Offer Shares available for subscription under the Hong Kong Public Offer (after taking into account lodging applications under the Hong Kong Public Offer, then even if the number of Offer Shares is so reduced, such of any reallocation in the number of Offer Shares allocated between the International Placing and the Hong Kong Public applications cannot be subsequently withdrawn. If, for any reason, the Offer Price is not agreed between the Joint Global Offer) will be divided equally into two pools for allocation purposes (to the nearest board lot): pool A and pool B. The Coordinators, for themselves and on behalf of the Underwriters, and the Company, the Global Offering (including the Hong Kong Offer Shares in pool A will be allocated on an equitable basis to applicants who have applied for Hong Hong Kong Public Offer) will not proceed and will lapse. Kong Offer Shares with an aggregate price of HK$5 million or less (excluding brokerage fee, SFC transaction levy and Allotment of the Hong Kong Offer Shares Stock Exchange trading fee payable). The Hong Kong Offer Shares in pool B will be allocated on an equitable basis to Subject to the terms and conditions set forth herein and in the Prospectus, no proceedings will be taken on applications for the applicants who have applied for Hong Kong Offer Shares with an aggregate price of more than HK$5 million (excluding brokerage fee, SFC transaction levy and Stock Exchange trading fee) and up to the value of pool B. You should be aware Shares and no allotment of any such Shares will be made until after the closing of the application lists. No allotment of any of the Shares will be made after 16 March 2012. that applications in pool A and pool B may receive different allocation ratios. If Hong Kong Offer Shares in one pool The Company expects to release and announce the Offer Price and to release the level of indications of interest in the (but not both pools) are under subscribed, the surplus Hong Kong Offer Shares will be transferred to the other pool to satisfy demand in that pool and be allocated accordingly. You can only receive an allocation of Hong Kong Offer Shares from either pool A or pool B but not from both pools. Multiple or suspected multiple applications within either pool or between pools, and any application for more than 12,500,000 Hong Kong Offer Shares, being the number of Hong Kong Offer Shares initially allocated to each pool are liable to be rejected. Allocation of Hong Kong Offer Shares to of the Hong Kong Public Offer, and the Hong Kong identity card/passport/Hong Kong business registration numbers of successful applicants (where appropriate) will be made available through various channels as described in the section headed “How to Apply for the Hong Kong Offer Shares – Results of allocation” in the Prospectus on 16 March 2012. International Placing, the level of applications in the Hong Kong Public Offer and basis of allotment under the Hong Kong Public Offer on 16 March 2012 in The Standard (in English), the Hong Kong Economic Times (in Chinese), on the website of the Company ( www.trigiant.com.hk ) and on the website of the Stock Exchange at www.hkexnews.hk . Results of allocations investors under the Hong Kong Public Offer, both in relation to pool A and pool B, will be based solely on the level of If your application for the Hong Kong Offer Shares is successful (in whole or in part) valid applications received under the Hong Kong Public Offer. The basis of allocation in each pool may vary, depending If your application is wholly or partially successful, the Share certificate(s) will be issued in the name of HKSCC Nominees on the number of Hong Kong Offer Shares validly applied for by each applicant, although such allocation could, where and deposited into CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated appropriate, consist of balloting, which would mean that some applicants may receive a higher allocation than others CCASS Participant as instructed by you in this Application Form on Friday, 16 March 2012, or under contingent situation, on who have applied for the same number of Hong Kong Offer Shares, and those applicants who are not successful in the any other date as shall be determined by HKSCC or HKSCC Nominees. E. ballot may not receive any Hong Kong Offer Shares. Supplemental Information – If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For Hong Kong Offer Shares credited to the stock account of your designated CCASS Participant (other than a CCASS If any supplement to the Prospectus is issued, applicant(s) who have already submitted this Application Form may Investor Participant), you can check the number of Hong Kong Offer Shares allotted to you with that CCASS Participant. or may not (depending on the information contained in the supplement) be notified that they can withdraw their – If you are applying as a CCASS Investor Participant: applications. If applicant(s) has/have not been so notified, or if applicant(s) has/have been notified but has/have not The Company expects to make available the results of the Hong Kong Public Offer, including the results of CCASS withdrawn their applications in accordance with the procedure to be notified, all applications that have been submitted Investor Participants’ applications in the manner specified in the paragraph headed “Results of allocation” on 16 March remain valid and may be accepted. Subject to the above and below, an application once made is irrevocable and 2012. You should check the results made available by the Company and report any discrepancies to HKSCC before applicants shall be deemed to have applied on the basis of the Prospectus as supplemented. 5:00 p.m. on 16 March 2012 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately F. Effect of completing and submitting this Application Form after the credit of the Hong Kong Offer Shares to your stock account, you can check your new account balance via the By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and CCASS Phone System and CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide severally) for yourself or as agent or nominee and on behalf of each person for whom you act as agent or nominee:– for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement – agree that all the Hong Kong Offer Shares allotted to you shall be registered in the name of HKSCC Nominees showing the number of Hong Kong Offer Shares credited to your stock account. and directly deposited into CCASS operated by HKSCC for credit to your CCASS Investor Participant stock The Company will not issue temporary documents or evidence of title. No receipt will be issued for application monies paid. account or the stock account of your designated CCASS Participant in accordance with your election on the Share certificates which will be issued on or before 16 March 2012 will only become valid at 8.00 a.m. (Hong Kong application form; time) on the Listing Date provided that (i) the Global Offering has become unconditional in all respects and (ii) neither
Share certificates which will be issued on or before 16 March 2012 will only become valid at 8.00 a.m. (Hong Kong time) on the Listing Date provided that (i) the Global Offering has become unconditional in all respects and (ii) neither of the Underwriting Agreements has been terminated. No receipt will be issued for application monies paid. In the event that the Offer Price is less than the price per Offer Share paid by you, the surplus application money (including the brokerage fee, the SFC transaction levy and the Stock Exchange trading fee attributable to such surplus) will be refunded to you without interest.
- instruct and authorize the Company and/or the Joint Global Coordinators (or their respective agents or nominees), as agent of the Company, to execute any transfer forms, contract notes or other documents on your behalf and to do on your behalf all things necessary to register any Hong Kong Offer Shares allotted to you in the name of HKSCC Nominees, as required by the Memorandum and Articles, and otherwise to give effect to the arrangements described in the Prospectus and this Application Form;
Circumstances in which you will not be allotted Hong Kong Offer Shares
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You may not be allotted the Hong Kong Offer Shares for any of the following reasons:–
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undertake to sign all documents and to do all things necessary to enable HKSCC Nominees to be registered, as the holder of the Hong Kong Offer Shares allotted to you, and as required by the Articles;
1. Your application is rejected at the full discretion of the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners or the HK eIPO White Form Service Provider or their respective agents and
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represent , warrant and undertake (i) that you understand that the Hong Kong Offer Shares have not been and will not be registered under the U.S. Securities Act and you are not, and none of the other person(s) for whose benefit you are applying is, within the United States when completing and submitting the Application Form or you are a person described in paragraph (h)(3) of Rule 902 of Regulation S under the U.S. Securities Act and will be acquiring the Hong Kong Offer Shares in offshore transactions (within the meaning of Regulation S) and (ii) you will not resell the Hong Kong Offer Shares except in accordance with the provisions of Regulation S, or pursuant to an available exemption from the registration requirements of the U.S. Securities Act and agree not to engage in hedging transactions with regard to such shares unless in compliance with the U.S. Securities Act;
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– if the laws of any place outside Hong Kong are applicable to your application, agree and warrant that you have complied with all such laws and none of the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners and the Underwriters nor any of their respective officers or advisers will infringe any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form;
nominees:–
The Company and the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners or the HK eIPO White Form Service Provider, or their respective agents and nominees, have full discretion to reject or accept any application, or to accept only part of any application.
- No reasons have to be given for any rejection or acceptance.
2. You will not receive any allotment if:–
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you make multiple applications or suspected multiple applications;
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you or the person for whose benefit you apply for have applied for or taken up, or indicated an interest for, or have received, or have been or will be placed or allocated (including conditionally and/or provisionally) the International Placing Shares under the International Placing;
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your payment is not made correctly;
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For identification purpose only
– you pay by cheque or banker’s cashier order and the cheque or banker’s cashier order is dishonoured upon its first presentation;
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.
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your Application Form is not completed in accordance with the instructions as stated in the Application Form;
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– the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners (on behalf of the Underwriters) or the HK eIPO White Form Service Provider or their respective agents and nominees believe that by accepting your application, this would violate the applicable securities or other laws, rules or regulations of the jurisdiction in which your application is completed and/or signed;
applied for less than 1,000,000 Hong Kong Offer Shares or if you have applied for 1,000,000 Hong Kong Offer Shares or more but have not indicated on your Application Form that you will collect your refund cheque (if any) in person, your refund cheque (if any) will be sent to the address on your Application Form on the date of despatch, which is expected to be on 16 March 2012, by ordinary post and at your own risk.
The Company intends to make special efforts to avoid undue delay in refunding application monies, the related brokerage fee, the SFC transaction levy and the Hong Kong Stock Exchange trading fee.
- if you apply for more than 50% of the Hong Kong Offer Shares initially being offered in the Hong Kong Public Offer for subscription as referred to under the section headed “Structure of the Global Offering” in the Prospectus (that is 12,500,000 Offer Shares);
Personal Data
Personal information collection statement
- The main provisions of the Personal Data (Privacy) Ordinance (the “Ordinance”) came into effect in Hong Kong on December 20, 1996. This Personal Information Collection Statement informs the applicant for and holder of Shares of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and compliance with the Ordinance.
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the Underwriting Agreements do not become unconditional; or
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the Underwriting Agreements are terminated in accordance with their respective terms.
3. If your application is revoked:–
1. Reasons for the collection of your personal data
By completing and submitting an Application Form you agree that you cannot revoke your application before the fifth day after the closing of the application lists under the Hong Kong Public Offer (excluding for this purpose any day which is not a business day) unless a person responsible for the Prospectus under section 40 of the Companies Ordinance gives a public notice under that section which excludes or limits the responsibility of that person for the Prospectus. This agreement will take effect as a collateral contract with the Company, and will become binding when you lodge your Application Form. This collateral contract will be in consideration of the Company agreeing that it will not offer any Hong Kong Offer Shares to any person before the fifth day after the closing of the application lists under the Hong Kong Public Offer (excluding for this purpose any day which is not a business day) except by means of one of the procedures referred to in the Prospectus.
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From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct personal data to the Company and its Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar. Failure to supply the requested data may result in your application for securities being rejected or in delay or inability of the Company and its Hong Kong Share Registrar to effect transfers or render their services. It may also prevent or delay registration or transfer of the Hong Kong Offer Shares which you have successfully applied for and/or the dispatch of Share certificate(s), and/or the dispatch of refund cheque(s) (if any) to which you are entitled.
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It is important that holders of securities inform the Company and its Hong Kong Share Registrar immediately of any inaccuracies in the personal data supplied.
If any supplement to the Prospectus is issued, applicant(s) who have already submitted an application may or may not 2. (depending on the information contained in the supplement) be notified that they can withdraw their applications. If you have not been so notified, or if you have been notified but have not withdrawn your applications in accordance with the procedure to be notified, all applications that have been submitted remain valid and may be accepted. Subject to the above, an application once made is irrevocable and applicants shall be deemed to have applied on the basis of the Prospectus as supplemented.
Purposes
- The personal data of the applicants and the holders of securities may be used, held and/or stored (by whatever means) for the following purposes:–
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the procedure to be notified, all applications that have been submitted remain valid and may be accepted. Subject to – processing of your application and refund cheque, where applicable, and verification of compliance with the
the above, an application once made is irrevocable and applicants shall be deemed to have applied on the basis of the terms and application procedures set forth in this Application Form and the Prospectus and announcing results of
Prospectus as supplemented. allocation of the Hong Kong Offer Shares;
If your application has been accepted, it cannot be revoked. For this purpose, acceptance of applications which are not – enabling compliance with all applicable laws and regulations in Hong Kong and elsewhere;
rejected will be constituted by notification in English in The Standard and in Chinese in the Hong Kong Economic Times – registering new issues or transfers into or out of the name of holders of securities including, where applicable, in
4. of the results of allocation, and where such basis of allocation is subject to certain conditions or provides for allocation by ballot, such acceptance will be subject to the satisfaction of such conditions or results of the ballot respectively. If the allocation of Hong Kong Offer Shares is void:– The allocation of the Hong Kong Offer Shares to you in the name of HKSCC Nominees will be void if the Listing Committee of the Hong Kong Stock Exchange does not grant permission to list the Shares either: – – within three weeks from the closing date of the application lists; or within a longer period of up to six weeks if the Listing Committee of the Hong Kong Stock Exchange notifies the Company of that longer period within three weeks of the closing date of the application lists. – – – – – – – the name of HKSCC Nominees; maintaining or updating the register of holders of securities of the Company; conducting or assisting to conduct signature verifications, any verification or exchange of information; establishing benefit entitlements of holders of securities of the Company, such as dividends, rights issues and bonus issues; distributing communications from the Company and its subsidiaries; compiling statistical information and shareholder profiles; making disclosures as required by laws, rules or regulations; disclosing identities of successful applications by way of press announcement(s) or otherwise;
Refund of your application monies – disclosing relevant information to facilitate claims on entitlements; and
If your application is wholly unsuccessful, the Company will refund your application monies, including the related brokerage – any other incidental or associated purposes relating to the above and/or to enable the Company and its Hong
fee of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005% to you. No interest will be paid to you Kong Share Registrar to discharge their obligations to holders of the securities and/or regulators, and/or any other
and all interest will be retained for the benefit of the Company. If your application is accepted only in part, the Company purposes to which the holders of securities may from time to time agree.
will refund to you the appropriate portion of your application monies, including the related brokerage of 1%, SFC transaction 3. Transfer of personal data
levy of 0.003% and Stock Exchange trading fee of 0.005%, without interest. If the Offer Price as finally determined is less Personal data held by the Company and its Hong Kong Share Registrar relating to the applicants and the holders of
than HK$1.50 per Share initially paid on application, the Company will refund to you the surplus application monies, together securities will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for
with the related brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005% attributable to achieving the above purposes or any of them, make such enquiries as they consider necessary to confirm the accuracy
the surplus application monies, without interest. All interest accrued on such monies prior to the date of despatch of the refund of the personal data and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the
cheques will be retained for the benefit of the Company. personal data of the applicants and the holders of securities to, from or with any and all of the following persons and
Refund cheques will be crossed “Account Payee Only”, and made out to you or, in the case of joint applicants, to the first- entities:–
named applicant on your Application Form. Part of your Hong Kong identity card number/passport number, or, if you are joint – the Company or its appointed agents such as financial advisers, receiving bankers and its principal registrar and
applicants, part of the Hong Kong identity card number/passport number of the first-named applicant, provided by you, may be printed on your refund cheque, if any. Such data may also be transferred to a third party for refund purpose. Your banker – the Hong Kong Share Registrar; where applicants for the Shares request deposit into CCASS, to HKSCC and HKSCC Nominees, who will use the
may require verification of your Hong Kong identity card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong identity card number/passport number may lead to delay in encashment of, or may – personal data for the purposes of operating CCASS; any agents, contractors or third-party service providers who offer administrative, telecommunications, computer,
invalidate, your refund cheque. payment or other services to the Company or its subsidiaries and/or the Hong Kong Share Registrar in connection
If you have applied for 1,000,000 Hong Kong Offer Shares or more and have indicated on your Application Form that you wish to collect your refund cheque (if any) in person, you may collect it in person from:– Tricor Investor Services Limited – – with the operation of their respective businesses; the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and any other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.
26/F Tesbury Centre 4. Access and correction of personal data
28 Queen’s Road East The Ordinance provides the applicants for and the holders of securities with rights to ascertain whether the Company
Hong Kong and/or its Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data
between 9:00 a.m. and 1:00 p.m. on 16 March 2012. that is inaccurate. In accordance with the Ordinance, the Company and its Hong Kong Share Registrar have the right
If you are an individual who opts for personal collection, you must not authorize any other person to make collection on your to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of
behalf. If you are a corporate applicant who opts for personal collection, you must attend by your authorized representative data or for information regarding policies and practices or the kinds of data held should be addressed to the Company
bearing a letter of authorization from your corporation stamped with your corporation’s chop. Identification and (where for the attention of the Company Secretary or (as the case may be) its Hong Kong Share Registrar for the attention of
applicable) authorization documents acceptable to Tricor Investor Services Limited must be produced at the time of collection. the Privacy Compliance Officer.
If you do not collect your refund cheque (if any) personally within the time specified for collection in this Application Form, By signing this Application Form, you agree to all of the above.
it will be sent to the address on your Application Form promptly thereafter by ordinary post and at your own risk. If you have
How to make your application Name of Branch Address
1. Use the table set forth below to calculate how many Hong Kong Offer Shares you want to apply for, and how much you must pay.
Your application must be for a minimum of 2,000 Hong Kong Offer Shares. Applications must be in one of the numbers referred to in the table below. No application for any other number of Hong Kong Offer Shares will be considered and any such application is Kowloon Kwun Tong Hoi Yuen Road G/F, Fook Cheong Building, No. 63 Hoi Yuen Road, Kwun Tong
liable to be rejected. You must pay the maximum Offer Price of HK$1.50 for each Hong Kong Offer Share, plus 1% brokerage fee, Tsimshatsui Branch G/F, 10 Granville Road, Tsimshatsui
0.003% SFC transaction levy and 0.005% Stock Exchange trading fee. The table also sets out the total amount payable for certain numbers of Hong Kong Offer Shares up to 12,500,000 Hong Kong Offer Shares. Lok Fu Shopping Shop G101, G/F., Lok Fu Shopping Centre
2. You, as the applicant(s), must complete the form as indicated below and sign on the first page of the Application Form. Only Centre Branch
written signatures If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):– will be accepted. Mei Foo Stage I Branch G/F, 1C Broadway, Mei Foo Sun Chuen Stage I, Lai Chi Kok
– the designated CCASS Participant must endorse this form with its company chop (bearing its company name) and insert its
If you are applying as an individual CCASS Investor Participant:– participant I.D. in the appropriate box in this Application Form. New Territories Metroplaza Branch Shop No. 175-176, Level 1, Metroplaza, 223 Hing Fong Road, Kwai Chung
– – this Application Form must contain your full name and Hong Kong Identity Card number; and your participant I.D. must be inserted in the appropriate box in this Application Form. Yuen Long Branch 140, Yuen Long Main Road, Yuen Long
If you are applying as a joint individual CCASS Investor Participant:– Tai Po Branch 23 & 25 Kwong Fuk Road, Tai Po Market, Tai Po
– the Application Form must contain the names and the Hong Kong Identity Card numbers of all joint CCASS Investor
– Participants; and your participant I.D. must be inserted in the appropriate box in this Application Form. Bank of Communications Co., Ltd. Hong Kong Branch
If you are applying as a corporate CCASS Investor Participant:– – this Application Form must contain your company’s name and Hong Kong Business Registration number; and Name of Branch Address
– your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box in this
Application Form. Hong Kong Hong Kong Branch 20 Pedder Street, Central
Incorrect or omission of details of the CCASS Participant (including participant I.D. and/or company chop bearing its company name) or other similar matters may render the application invalid. Island North Point Sub-Branch 442-444 King’s Road
3. 4. Each application must be accompanied by either one cheque or one banker’s cashier order. Staple your payment to this Application Form. You must pay for the Hong Kong Offer Shares applied for by one cheque or by one Wanchai Sub-Branch G/F., 32-34 Johnston Road
banker’s cashier order .
If you pay by cheque, the cheque must:– – be in Hong Kong dollars; Kowloon Kowloon Sub-Branch G/F., 563 Nathan Road
– – be drawn on your Hong Kong dollar bank account in Hong Kong; show your account name. This name must either be pre-printed on the cheque, or be endorsed on the back by a person Kwun Tong Sub-Branch Shop A, G/F., Hong Ning Court, 55 Hong Ning Road
authorized by the bank. This account name must be your name. If it is a joint application, the account name must be the Hunghom Sub-Branch Flat/Rm A6, G/F., Wing Kwai Building, 1-3 Tak Man Street
same as the name of the first-named applicant;
– be payable to “ Horsford Nominees Limited – Trigiant Group Public Offer ”;
– – Your application may be be crossed “Account payee only”; and not be post-dated. rejected if your cheque:– New Territories Tseung Kwan O Sub-BranchTuen Mun Sub-Branch Shop 253-255, Metro City Shopping Arcade, Phase IShop 7-8, G/F, Castle Peak Lin Won Building, 2-4 Yan Ching Street
– – does not meet all these requirements; or is dishonoured on its first presentation. Sheung Shui Sub-Branch Shops 10-14, G/F., Sheung Shui Centre Shopping Arcade
If you pay by banker’s cashier order, the banker’s cashier order must:– – be issued by a licensed bank in Hong Kong and have your name certified on the back by a person authorized by the bank. 6. Your Application Form can be lodged at these times:–
The name on the back of the banker’s cashier order and the name on the Application Form must be the same. If it is a joint
application, the name on the banker’s cashier order must be the same as the name of the first-named applicant; Tuesday, 6 March 2012 – 9:00 a.m. to 5:00 p.m.
– – – – be payable to “be crossed “be in Hong Kong dollars; and not be post-dated. Account payee onlyHorsford Nominees Limited – Trigiant Group Public Offer ”; ”; Wednesday, 7 March 2012Thursday, 8 March 2012Friday, 9 March 2012 – – – 9:00 a.m. to 12:00 noon9:00 a.m. to 5:00 p.m.9:00 a.m. to 5:00 p.m.
5. Your application may be – Tear off the Application Form, fold the form once and lodge it in one of the special collection boxes at: any of the following branches of Standard Chartered Bank (Hong Kong) Limited and Bank of Communications Co., Ltd. Hong Kong Branch:–does not meet all these requirements. rejected if your banker’s cashier order:– 7. 12:00 noon on Friday, 9 March 2012, subject to the weather conditions. The application lists will not open if there is: • The latest time for lodging your application is • a tropical cyclone warning signal number 8 or above; or a “black” rainstorm warning signal 12:00 noon on 9 March 2012 . The application lists will open from 11:45 a.m. to
Standard Chartered Bank (Hong Kong) Limited in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on 9 March 2012. Instead they will open between 11:45 a.m.
Name of Branch Address and 12:00 noon on the next Business Day which does not have either of those warnings in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon.
Sample 樣版
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Business Day means a day which is not a Saturday, Sunday or a public holiday in Hong Kong.
Hong Kong Des Voeux Road Branch Standard Chartered Bank Building, 4-4A, Des Voeux Road Central, Central 8. The right is reserved to present all or any remittances for payment. Your cheque or banker’s cashier order will not be presented for Island 88 Des Voeux Road Branch 88 Des Voeux Road Central, Central payment before 12:00 noon on 9 March 2012. You will not be given a receipt for your payment. interest on your application monies for its own benefit. The right is also reserved to retain any Share certificates and/or any The Company will retain any Quarry Bay Branch G/F, Westlands Gardens, 1027 King’s Road, Quarry Bay surplus application monies or refunds, pending clearance of your cheque or banker’s cashier order. Yun Ping Road Branch G/F to 2/F, Fortune Centre, 4-48 Yun Ping Road, Causeway Bay Aberdeen Branch Shop 4A, G/F, Aberdeen Centre Site 5, No. 6 Nam Ning Street, Aberdeen
surplus application monies or refunds, pending clearance of your cheque or banker’s cashier order.
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
| NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
|---|---|---|---|
| No. of Hong Kong Offer Shares applied for Amount payable on application HK$ |
No. of Hong Kong Offer Shares applied for Amount payable on application HK$ |
No. of Hong Kong Offer Shares applied for Amount payable on application HK$ |
No. of Hong Kong Offer Shares applied for Amount payable on application HK$ |
| 2,000 4,000 6,000 8,000 10,000 20,000 30,000 40,000 50,000 3,030.24 6,060.48 9,090.72 12,120.96 15,151.20 30,302.40 45,453.60 60,604.80 75,756.00 |
60,000 70,000 80,000 90,000 100,000 200,000 300,000 400,000 500,000 90,907.20 106,058.40 121,209.60 136,360.80 151,512.00 303,024.00 454,536.00 606,048.00 757,560.00 |
600,000 700,000 800,000 900,000 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 909,072.00 1,060,584.00 1,212,096.00 1,363,608.00 1,515,120.00 3,030,240.00 4,545,360.00 6,060,480.00 7,575,600.00 |
6,000,000 7,000,000 8,000,000 9,000,000 10,000,000 12,500,000+ 9,090,720.00 10,605,840.00 12,120,960.00 13,636,080.00 15,151,200.00 18,939,000.00 + Maximum number of Hong Kong Offer Shares you may apply for. |
閣下如欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記 閣下將獲發行的香港發售股份,並直接存入中央結算及交收系統 (「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者的股份戶口內,請使用本申請表格。
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俊知集團有限公司[*] Trigiant Group Limited
(Incorporated in the Cayman Islands with limited liability)
(於開曼群島註冊成立的有限公司)
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全球發售
申請條件 - 確認 閣下已收到及╱或閱覽一份招股章程,並於提出申請時僅依賴招股章程所載的資料及陳
甲. 申請人資格 述,而將不會依賴除招股章程任何補充文件所載者以外的任何其他資料及陳述;
1. 閣下作為申請人及 閣下為其利益而提出申請的任何人士必須年滿18歲或以上。 - 同意 本公司、董事、獨家保薦人、聯席全球協調人、聯席賬簿管理人、聯席牽頭經辦人及包銷
2. 倘屬 商號 ,則須以商號內個別成員而非以商號的名義作出申請。 商及其各自的董事、高級人員、僱員、合夥人、代理人或顧問及參與全球發售的任何其他方,
3. 4. 倘屬除上市規則許可的情況外, 閣下或 閣下為其利益而提出申請的任何人士如為下列人士,則 法人團體 ,申請表格必須由該法人團體正式授權的高級職員簽署,並須註明其代表身份。 - 僅須對招股章程及招股章程的任何補充文件所載的資料及陳述負責; 同意 (在不影響 閣下可能擁有的任何其他權利的情況下) 閣下的申請一經接納,即不得因無
- 不得 申請認購任何香港發售股份:股份的現有實益擁有人; - (如申請乃為 閣下本身的利益作出)意的失實陳述而撤回或撤銷; 保證 是項申請將會為 閣下的利益以 白色 或 黃色 申請表格
- 本公司或其任何附屬公司的最高行政人員或董事; 或通過中央結算系統向香港結算或透過 網上白表 服務( www.hkeipo.hk )向指定 網上白表 服務供應
-- 任何上述人士的聯繫人(定義見上市規則);本公司關連人士(定義見上市規則)或緊隨全球發售完成後將成為本公司關連人士的人 - (倘申請由代理人代表 閣下提出)商發出 電子認購指示 而作出的唯一申請; 保證 閣下已經有效地及不可撤回地向 閣下的代理人授予
- 士;並無擁有香港地址的人士; - (如 閣下為他人的代理人)所有必要的權力及授權以提交申請; 保證 已向有關人士作出合理查詢,證實此乃將會為該人
- 為美國人士(定義見美國證券法S規例); 士利益以 白色 或 黃色 申請表格或通過中央結算系統向香港結算或透過 網上白表 服務
- 身處美國境內並不會於境外交易(定義見美國證券法S規例)中收購香港發售股份的人 ( www.hkeipo.hk )向指定 網上白表 服務供應商發出 電子認購指示 而作出的唯一申請,而 閣下已
- 士,美國證券法中國的法人或自然人(合資格境內機構投資者或已取得主管監管部門批准的投資者除S規例第902條第(h)(3)段所描述的人士除外; - 獲正式授權,以該人士代 承諾 並 同意 接納所申請認購的香港發售股份,或 閣下根據申請所獲配發任何較少數目的香港理人的身份簽署本申請表格或發出 電子認購指示 ;
發售股份;
- 外);或已獲分配或已申請認購國際配售項下的任何國際配售股份或以其他方式參與國際配售。 -- 確認 向本公司及本公司各股東表示 閣下知悉招股章程所述關於香港發售股份的各項限制; 同意 ,股份持有人可自由轉讓股份;
5. 聯名申請人的總數不可超過四人。 - 承諾 並 確認 閣下(如為 閣下的利益申請)或 閣下為其利益提出申請的人士並無申請或認購
乙. 倘 閣下為代名人 或表示有興趣申請認購、亦不會申請或認購或表示有興趣申請認購、也未曾收取或獲配售或配
倘 閣下為代名人,在每一份申請表格可以代名人身份透過 白色 或 黃色 申請表格或透過中央結算系統 發(包括有條件或暫時性)國際配售的任何國際配售股份,也不會以任何其他方式參與國際配
向香港結算發出 電子認購指示 (如 閣下為中央結算系統參與者),亦可以本身名義代表不同實益擁 售;
有人遞交超過一份申請,惟必須於本申請表格中「如屬代名人」一欄填寫每名實益擁有人的(或如屬 - 同意 閣下的申請、接納申請及由此而訂立的合同均受香港法例管轄,並按其詮釋;
聯名實益擁有人,則為每名該等聯名實益擁有人的):-- 賬戶號碼;或其他身份識別編碼。 -- 收款銀行及彼等各自的顧問、高級人員及代理人披露個人資料及彼等所需關於 閣下或 閣下 保證同意 本申請表格所載資料屬真實及準確;向本公司、獨家保薦人、聯席賬簿管理人、聯席全球協調人、包銷商、香港證券登記處、
如未有列明以上資料,則申請將被視作為 閣下本身的利益而遞交。 為其利益提出申請的人士的任何資料;
代名人如代表其他人士遞交是項申請,則視作已向本公司、聯席全球協調人及包銷商聲明並承諾已獲 - 同意 香港結算及香港結算代理人均可保留其酌情權(1)不接納任何或部分以香港結算代理人的名
該人士(或倘多於一人,則全部該等人士)正式授權,以代表該人士(或倘多於一人,則全部該等人 義發行予 閣下的香港發售股份或不接納將該等香港發售股份存入中央結算系統;(2)促使該等
士)遞交是項申請,並代為同意本申請表格的條款。 閣下進一步承諾向本公司、聯席全球協調人及 香港發售股份自中央結算系統中提取並轉入 閣下名下(有關風險及費用概由 閣下承擔);及
包銷商提供其中任何一方可能要求的有關該人士╱各名該等人士的資料,以作本申請表格「個人資 (3)促使該等配發予 閣下的香港發售股份以 閣下(或倘屬聯名申請人,則以排名首位的申請
料」一節中「資料用途」所載的用途。 人)名義發行。在此情況下,該等獲配發的香港發售股份的股票將以普通郵遞方式寄往 閣下
丙. 僅可為 閣下的利益以白色或黃色申請表格或透過向香港結算或透過網上白表服務(www.hkeipo.hk)向 的申請表格所示地址(郵誤風險概由 閣下承擔),或可供 閣下親身領取;
指定網上白表服務供應商發出電子認購指示提出唯一認購申請 - 同意 香港結算及香港結算代理人均可就以香港結算代理人名義發行的獲分配香港發售股份數目
除按照上文乙段由代名人提出的申請外,重複或疑屬重複的申請將 不予受理 。 閣下或 閣下與 閣 作出調整;
下的聯名申請人或 閣下任何聯名申請人如有下列情況,則 閣下的所有申請將視為重複申請而將不 - 同意 香港結算及香港結算代理人無須對未載列於招股章程及本申請表格的資料及陳述承擔任何
予受理:- (不論個別或與他人聯名)以一名中央結算系統投資者戶口持有人或透過中央結算系統結算或託管商參與者申請)或透過 白色 或 黃色 申請表格或通過中央結算系統向香港結算(如 閣下為 網 -- 責任; 同意同意 香港結算及香港結算代理人無須在任何方面對 閣下承擔責任;及本公司的任何收款銀行,而不限於 閣下遞交申請表格的銀行,處理 閣下的申請。
上白表 服務( www.hkeipo.hk )向指定 網上白表 服務供應商發出 電子認購指示 遞交超過一份申請; 本公司、獨家保薦人、聯席全球協調人及聯席賬簿管理人均有權依賴 閣下在是次申請中作出的任何
- (不論個別或與他人聯名)同時以一份(或多份) 白色 及一份(或多份) 黃色 申請表格或以 保證、陳述或聲明以決定是否就 閣下的申請分配任何香港發售股份。倘為聯名申請人提出的申請,
一份(或多份) 白色 或 黃色 申請表格及通過中央結算系統向香港結算或透過 網上白表 服務 聯名申請人提出、作出或承擔或須履行的所有保證、陳述、聲明及責任,均視為申請人共同及個別地
( www.hkeipo.hk )向指定 網上白表 服務供應商發出 電子認購指示 提出申請; 提出、作出或承擔及須履行的保證、陳述、聲明及責任。閣下如作出虛假聲明,可遭檢控。
- (不論個別或與他人聯名)以一份(或多份) 白色 或 黃色 申請表格或通過中央結算系統向香港結 庚. 授權書
算(如 閣下為一名中央結算系統投資者戶口持有人或透過中央結算系統結算或託管商參與者 倘 閣下透過根據有效的授權書而獲得正式授權的人士提出申請,聯席全球協調人及彼等各自的代理
- 已申請或認購或表示有意認購或已獲、已經或將獲配售(包括有條件及╱或暫定)國際配售項請認購超過申請)或透過12,500,000 網上白表 股股份,即根據香港公開發售初步提呈以供公眾認購的股份的服務( www.hkeipo.hk )向指定 網上白表 服務供應商發出 電子認購指示 50%);或,申 辛. 酌情接納 閣下的申請。 發售價 發售價預期將由聯席全球協調人(為其本身及代表包銷商)與本公司在人及代名人,可在符合彼等認為合適的任何條件(包括出示 閣下代表的授權證明文件)的情況下,2012年3月9日或前後但最遲於
下的國際配售股份。 2012年3月14日以協議形式釐定。發售價將不會高於每股1.50港元,並預期不會低於每股1.10港元。
除上文所述者外,如為 閣下的利益遞交超過一份申請,則 閣下的 所有 香港發售股份申請(包括香 香港發售股份申請人須於申請時支付最高發售價每股香港發售股份1.50港元,連同1%經紀佣金、
港結算代理人按照 電子認購指示 所提交申請的部分)同樣將被視作重複申請而可遭拒絕受理。 0.003%證監會交易徵費及0.005%聯交所交易費(如發售價低於1.50港元則會退還多繳款項)。聯席全
如申請由非上市公司提出,且:-- 該公司主要從事證券買賣業務;及閣下對該公司行使法定控制權, 所列的範圍以下。在此情況下,調低發售股份數目及日上午或之前任何時間,調低全球發售下提呈的發售股份數目及球協調人(為其本身及代表包銷商)可在獲得本公司同意下,可在根據香港公開發售提交申請最後一 ╱ 或指示性發售價範圍的通告將在最遲於根據 ╱ 或指示性發售價範圍至招股章程
則該申請將被視作為 閣下本身利益而作出。 香港公開發售提交申請的最後一日上午在英文虎報(以英文)及香港經濟日報(以中文),以及在本公
非上市公司 指其股本證券並無在聯交所上市的公司。 司網站( www.trigiant.com.hk )及聯交所網站( www.hkexnews.hk )刊發。倘已在根據香港公開發售提交
--公司- 法定控制權 持有公司一半以上的已發行股本(不包括任何無權在分派溢利或資本中分享超出某指定金額的控制公司董事會的組成;或控制公司一半以上的投票權;或指 閣下: 香港發售股份的配發 申請最後一日前根據香港公開發售提交申請,則即使減少發售股份數目,該等申請亦不可隨後撤回。倘因任何理由聯席全球協調人(為其本身及代表包銷商)與本公司未能協定發售價,則全球發售(包括香港公開發售)將不會進行及將失效。
股本)。 視乎招股章程載列的條款及條件而定,本公司於截止辦理申請登記後,方會開始處理股份的申請及配發任
丁. 香港發售股份的分配-甲組及乙組 何該等股份。本公司於2012年3月16日後將不再配發任何股份。
經計及國際配售及香港公開發售之間發售股份數目的任何重新分配後,根據香港公開發售提呈發售 本公司預期將分別於2012年3月16日於英文虎報(以英文)、香港經濟日報(以中文)、本公司網站
的發售股份總數將平均分為兩組以供分配(取至最接近每手買賣單位):甲組及乙組。甲組的香港發 ( www.trigiant.com.hk )及聯交所網站 www.hkexnews.hk 發表及公佈發售價以及發表及公佈國際配售的踴躍程
售股份將按公平基準分配予申請總認購金額為500萬港元或以下(不包括應付的經紀佣金、證監會交 度、香港公開發售的申請踴躍程度及香港公開發售的分配基準。香港公開發售的分配結果,以及成功申請
易徵費及聯交所交易費)的香港發售股份申請人。乙組的香港發售股份將按公平基準分配予申請總認 人的香港身份證╱護照╱香港商業登記號碼(如適用),將於2012年3月16日通過招股章程「如何申請香港
購金額為500萬港元以上(不包括應付的經紀佣金、證監會交易徵費及聯交所交易費)至最高達乙組 發售股份-分配結果」一節所述的多個渠道公佈。
價值的申請人。 閣下應注意,甲組申請與乙組申請所獲的分配比例或會有差異。倘其中一組香港發 倘 閣下的香港發售股份申請獲(全部或部分)接納
售股份(但非兩組)認購不足,剩餘的香港發售股份將轉撥至另一組,以滿足另一組的需求及作出相 倘 閣下的申請全部或部分獲接納,股票將以香港結算代理人名義發出,並於2012年3月16日(星期五)或
應分配。 閣下僅可獲分配甲組或乙組其中一組的香港發售股份,但不會兩者兼得。組別或組別間之 在突發情況下於香港結算或香港結算代理人指定的任何其他日期,按 閣下於本申請表格作出的指示直接
重複或疑屬重複申請,以及超過12,500,000股香港發售股份(即每組初步獲分配的香港發售股份數目) 存入中央結算系統,以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算
的申請,一概拒絕受理。香港公開發售項下分配予投資者的香港發售股份(甲組及乙組),將純粹按香港公開發售所接獲的有效申請數量而定。各組的分配基準或會因應申請香港發售股份的有效申請人 系統參與者的股份戶口內。- 倘 閣下透過指定的中央結算系統參與者(中央結算系統投資者戶口持有人除外)申請:
數目而有所不同。儘管如此,上述分配(如適用)可能包括抽籤,換而言之,部分申請人將獲分配的 就記存於 閣下指定的中央結算系統參與者(中央結算系統投資者戶口持有人除外)的股份戶口的香
股數或會較其他申請同一香港發售股份數目的人士為高,而未能中籤的申請人,可能不會獲發任何香港發售股份。 - 港發售股份, 閣下可向該中央結算系統參與者查閱 閣下所獲配發的香港發售股份數目。 倘 閣下以中央結算系統投資者戶口持有人的身份申請:
戊. 補充資料 本公司預期將於2012年3月16日按「分配結果」一段所述的方式公佈香港公開發售的結果,包括中央結2012年3月16日按「分配結果」一段所述的方式公佈香港公開發售的結果,包括中央結年3月16日按「分配結果」一段所述的方式公佈香港公開發售的結果,包括中央結3月16日按「分配結果」一段所述的方式公佈香港公開發售的結果,包括中央結月16日按「分配結果」一段所述的方式公佈香港公開發售的結果,包括中央結16日按「分配結果」一段所述的方式公佈香港公開發售的結果,包括中央結日按「分配結果」一段所述的方式公佈香港公開發售的結果,包括中央結
倘刊發招股章程的任何補充文件,已提交本申請表格的申請人可能會或可能不會(視乎補充文件所載 算系統投資者戶口持有人的申請的結果。 閣下應查閱本公司刊發的公佈,如有任何差誤,須於20122012
資料而定)獲通知彼等可以撤銷其申請。如申請人未獲通知,或申請人已獲通知但未有根據獲通知的 年3月16日下午5時正前或由香港結算或香港結算代理人指定的其他日期前向香港結算呈報。緊隨香港3月16日下午5時正前或由香港結算或香港結算代理人指定的其他日期前向香港結算呈報。緊隨香港月16日下午5時正前或由香港結算或香港結算代理人指定的其他日期前向香港結算呈報。緊隨香港16日下午5時正前或由香港結算或香港結算代理人指定的其他日期前向香港結算呈報。緊隨香港日下午5時正前或由香港結算或香港結算代理人指定的其他日期前向香港結算呈報。緊隨香港5時正前或由香港結算或香港結算代理人指定的其他日期前向香港結算呈報。緊隨香港時正前或由香港結算或香港結算代理人指定的其他日期前向香港結算呈報。緊隨香港
發售股份記存入 閣下的股份戶口後, 閣下可透過「結算通」電話系統及中央結算系統互聯網系統
程序撤銷彼等的申請,則所有已提交的申請將仍屬有效並可供接納。受上文及下文所規限,申請一經
(根據不時生效的香港結算「投資者戶口操作簡介」所載的程序)核對 閣下賬戶最新結餘。香港結算
提交即不得撤銷,而申請人將被視為根據已作補充的招股章程提出申請。
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本公司預期將於2012年3月16日按「分配結果」一段所述的方式公佈香港公開發售的結果,包括中央結2012年3月16日按「分配結果」一段所述的方式公佈香港公開發售的結果,包括中央結年3月16日按「分配結果」一段所述的方式公佈香港公開發售的結果,包括中央結3月16日按「分配結果」一段所述的方式公佈香港公開發售的結果,包括中央結月16日按「分配結果」一段所述的方式公佈香港公開發售的結果,包括中央結16日按「分配結果」一段所述的方式公佈香港公開發售的結果,包括中央結日按「分配結果」一段所述的方式公佈香港公開發售的結果,包括中央結 算系統投資者戶口持有人的申請的結果。 閣下應查閱本公司刊發的公佈,如有任何差誤,須於20122012 年3月16日下午5時正前或由香港結算或香港結算代理人指定的其他日期前向香港結算呈報。緊隨香港3月16日下午5時正前或由香港結算或香港結算代理人指定的其他日期前向香港結算呈報。緊隨香港月16日下午5時正前或由香港結算或香港結算代理人指定的其他日期前向香港結算呈報。緊隨香港16日下午5時正前或由香港結算或香港結算代理人指定的其他日期前向香港結算呈報。緊隨香港日下午5時正前或由香港結算或香港結算代理人指定的其他日期前向香港結算呈報。緊隨香港5時正前或由香港結算或香港結算代理人指定的其他日期前向香港結算呈報。緊隨香港時正前或由香港結算或香港結算代理人指定的其他日期前向香港結算呈報。緊隨香港 發售股份記存入 閣下的股份戶口後, 閣下可透過「結算通」電話系統及中央結算系統互聯網系統 (根據不時生效的香港結算「投資者戶口操作簡介」所載的程序)核對 閣下賬戶最新結餘。香港結算 同時亦會向 閣下提供一份活動結單,列明已記存入 閣下股份戶口的香港發售股份數目。
- 己. 填妥及提交本申請表格的效用 本申請表格一經填妥及提交,即表明 閣下(如屬聯名申請人,則 閣下與聯名申請人共同及個別) 本身或(作為代理人或代名人)代表 閣下作為代理人或代名人的每名人士:
本公司不會發出任何臨時所有權文件或證明。已繳付的申請款項將不獲發收據。
僅當(i)全球發售在各方面已成為無條件;及(ii)並無包銷協議被終止,於2012年3月16日或之前發行的股票 方會於上市日期上午8時正(香港時間)生效。概不會就已付申請款項發出收據。倘發售價低於 閣下所支 付的每股發售股份價格,多出的申請股款(包括多出的申請款項應佔經紀佣金、證監會交易徵費及聯交所 交易費)將不計利息退還予 閣下。 導致 閣下不獲配發香港發售股份的情況
-
- 同意 將 閣下所獲配發的所有香港發售股份以香港結算代理人的名義登記,並直接存入香港結 算所操作的中央結算系統,以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下指定的中央結算系統參與者的股份戶口內(按 閣下在申請表格上的選擇而定);
-
- 指示 及 授權 本公司及╱或聯席全球協調人(或他們各自的代理人或代名人)(作為本公司的代理
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閣下可能基於下列任何理由而不獲配發香港發售股份:
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人),根據章程大綱及細則規定,代表 閣下簽署任何過戶表格、成交單據或其他文件,以及代 表 閣下辦理一切必需手續,務求以香港結算代理人名義登記任何配發予 閣下的香港發售股 份,並使招股章程及本申請表格所述各項安排生效;
1. 本公司、獨家保薦人、聯席全球協調人、聯席賬簿管理人或網上白表服務供應商或彼等各自的代理人 及代名人全權酌情拒絕受理 閣下的申請:
- 本公司及獨家保薦人、聯席全球協調人、聯席賬簿管理人或 **網上白表** 服務供應商或彼等各自的代理人 及代名人,可全權酌情決定拒絕或接納任何申請,或僅接納任何申請的部分。 拒絕或接納任何申請,均無須作出解釋。
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- 承諾 簽署所有必需文件及辦理所有必需手續,以便可按細則規定,將香港結算代理人登記成 為 閣下獲配發的香港發售股份的持有人;
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- 聲明、保證 及 承諾 (i)明白香港發售股份並無且不會根據美國證券法登記,而且 閣下填寫及遞 交申請表格時本身及 閣下為其利益提出認購申請的其他人士概非身處美國境內,或 閣下屬 於美國證券法S規例第902條(h)(3)段所述的人士,及將於境外交易(定義見S規例)中收購香港 發售股份;及(ii) 閣下將不會轉售香港發售股份(惟根據S規例或根據美國證券法登記規定的 豁免除外),以及同意除在符合美國證券法的情況外,不進行與該等股份有關的對沖交易;
2. 在下列情況 閣下不會獲得配發任何股份:
- - 閣下的申請重複或疑屬重複;
- - 閣下或 閣下為其利益作出申請的人士已申請或認購或表示有興趣申請或已獲或已經或將獲配 售或配發(包括有條件及╱或暫時)國際配售項下的國際配售股份;
- - 閣下未按正確方法付款;
- - 閣下以支票或銀行本票付款,而該支票或銀行本票於首次過戶時不獲兌現; - 閣下的申請表格未按申請表格所載指示填妥;
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- 倘香港境外任何地方的法律適用於 閣下的申請,則 閣下 同意 並 保證 , 閣下已遵守所有該 等法律,而本公司、獨家保薦人、聯席全球協調人、聯席賬簿管理人及包銷商以及彼等各自的 任何高級職員或顧問,概不會因接納 閣下的購股要約,或因 閣下在招股章程及本申請表格 所載條款及條件項下的權利與責任所產生的任何行動而觸犯任何香港境外法律;
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僅供識別
閣下如欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記 閣下將獲發行的香港發售股份,並直接存入中央結算及交收系統 (「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者的股份戶口內,請使用本申請表格。
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請認購1,000,000股或以上香港發售股份但未有在申請表格上表明欲親身領取退款支票(如有),則 閣下的 退款支票(如有)將於寄發日期(預期為2012年3月16日)以普通郵遞方式寄往 閣下申請表格所示地址, 郵誤風險概由 閣下承擔。
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- 本公司、獨家保薦人、聯席全球協調人、聯席賬簿管理人(代表包銷商)或 網上白表 服務供應商 或他們各自的代理人及代名人相信,接納 閣下的申請將觸犯 閣下填寫及╱或簽署 閣下申 請所在司法權區的適用證券法或其他法律、規則或法規;
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- 閣下申請認購招股章程「全球發售的架構」一節所述香港公開發售中初步提呈以供認購的香港發 售股份超過50%(即12,500,000股發售股份);
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本公司擬作出特別安排,以避免不適當地延誤退還申請款項、有關經紀佣金、證監會交易徵費及香港聯交 所交易費。
個人資料
- - 包銷協議未能成為無條件;或
個人資料收集聲明
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- 包銷協議按各自的條款予以終止。
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3. 倘 閣下的申請被撤銷: 一經填妥及遞交申請表格,即表示 閣下同意不得在截止登記香港公開發售的申請後第五天(就此而 言不包括非營業日的任何日子)之前撤銷 閣下的申請,除非招股章程的負責人根據公司條例第40條 發出公告,免除或限制該人士對招股章程的責任。此協議將作為與本公司訂立的一項附屬合同,並將 在 閣下遞交申請表格時即具約束力。作為此附屬合同的代價,本公司同意,除按照招股章程所述其 中一項程序外,本公司不會在截止登記香港公開發售的申請後第五天(就此而言不包括非營業日的任 何日子)之前向任何人士提呈發售香港發售股份。
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個人資料(私隱)條例(「條例」)的主要條文於1996年12月20日在香港生效。此個人資料收集聲明乃向股份 申請人及持有人說明本公司及其香港證券登記處就個人資料及條例而制訂的政策及措施。 1. 收集 閣下個人資料的原因
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證券申請人在申請證券或證券登記持有人將證券轉入或轉出其名下,或要求香港證券登記處提供服務 時,須不時向本公司及其香港證券登記處提供彼等最新而準確的個人資料。
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倘未能提供所需資料,或會導致 閣下證券的申請不予受理或被延誤或本公司及其香港證券登記處無 法進行過戶或提供服務,亦可能阻礙或延誤登記或過戶 閣下已成功申請的香港發售股份及╱或寄 發股票及╱或寄發 閣下的退款支票(如有)。
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倘刊發招股章程的任何補充文件,已提交申請的申請人可能會或可能不會(視乎補充文件所載資料而 定)獲通知彼等可以撤銷其申請。倘 閣下未獲通知或倘 閣下已獲通知但未有根據獲通知的手續撤 2. 資料用途 銷 閣下的申請,則所有已提交的申請仍屬有效及可供接納。在上文的規限下,申請一經提出即不得 撤銷,而申請人將視為根據已作補充的招股章程提出申請。 -
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證券持有人所提供的個人資料如有任何不確,必須即時知會本公司及其香港證券登記處。
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申請人及證券持有人的個人資料可以任何方式被採用、持有及╱或保存,以作下列用途:
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- 處理 閣下的認購申請及退款支票(如適用)及核實是否遵守本申請表格及招股章程所載列的條 款及申請手續以及公佈香港發售股份的分配結果;
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閣下的申請一經接納,即不得撤銷。就此而言,在英文虎報(以英文)及香港經濟日報(以中文)刊登 款及申請手續以及公佈香港發售股份的分配結果;
分配結果作出通知即為接納未遭拒絕受理的申請。倘有關配發基準受若干條件所限或規定以抽籤方式 - 使香港及其他地區的所有適用法律及法規得到遵守;
進行配發,則申請獲接納與否分別視乎能否符合該等條件,或以抽籤結果為準。 - 登記新發行證券或為證券持有人將證券轉入或轉出其名下,包括(如適用)以香港結算代理人的
4. 倘香港發售股份的分配作廢: 名義進行;
倘香港聯交所上市委員會在下列任何一段期間並無批准香港發售股份上市,則向 閣下以香港結算代 - 保存或更新本公司的證券持有人名冊;
理人名義的分配的股份將會作廢:- 截止辦理申請登記日期後三星期內;或 -- 核對或協助核對簽署或任何資料核對或交換;確定本公司證券持有人享有股息、供股及紅股發行等權利;
- 香港聯交所上市委員會在截止辦理申請登記日期後三星期內通知本公司的較長期限(最多為六 - 寄發本公司及其附屬公司的通訊;
星期)。 - 編製統計資料及股東資料;
退還申請款項 - 遵照法例、規則或規例的要求作出披露;
倘 閣下的申請全部不獲接納,本公司將向 閣下退還 閣下的申請款項,包括有關1%經紀佣金、0.003% - 透過報章公佈或其他方式披露成功申請人的身份;
下的申請僅獲部分接納,本公司將不計利息向 閣下退還適當部分的申請款項,包括有關的證監會交易徵費及0.005%聯交所交易費。 閣下將不會獲得利息,而所有利息將撥歸本公司所有 1%經紀佣金、。倘 閣 -- 披露有關資料以便作出權利索償;及與上述有關的任何其他附帶或相關用途及╱或使本公司及其香港證券登記處可對證券持有人
0.003%證監會交易徵費及0.005%聯交所交易費。倘最終釐定的發售價低於申請認購時首次支付的每股股份 及╱或監管機構履行其責任的用途,以及╱或證券持有人可能不時同意的任何其他用途。
1.50港元,則本公司將不計利息向 閣下退還 閣下多繳的申請款項(連同多繳申請款項應佔的有關1%經 3. 轉交個人資料
紀佣金、0.003%證監會交易徵費及0.005%聯交所交易費)。在寄發退款支票前的該等款項的所有應計利息 本公司及其香港證券登記處會將其持有的申請人及證券持有人的個人資料保密,但本公司及其香港證
將撥歸本公司所有。 券登記處可能會作出彼等認為必要的查詢,以確定個人資料的準確性,以便資料可作任何上述用途,
退款支票將劃線註明「只准入抬頭人賬戶」,並以 閣下為抬頭人,或如屬聯名申請人,則以 閣下申請表 尤其可能向下列任何及所有人士及實體披露、取得、轉交(不論在香港還是外地)申請人及證券持有
格內排名首位的申請人為抬頭人。 閣下所提供的香港身份證號碼╱護照號碼(或如屬聯名申請人,則為排名首位申請人的香港身份證號碼╱護照號碼)的一部分或會印列於 閣下的退款支票(如有)。該等資料 人的個人資料:- 本公司或其委任的代理人,例如財務顧問、收款銀行及主要股份過戶登記處及香港證券登記
亦可能轉交第三方作退款用途。於兌現 閣下的退款支票前, 閣下的銀行或須核實 閣下的香港身份證號碼╱護照號碼。倘 閣下的香港身份證號碼╱護照號碼並不準確,或會延遲或無法兌現 閣下的退款支 - (如股份申請人要求將股份存入中央結算系統)香港結算及香港結算代理人,上述公司就操作中處;
票。倘 閣下已申請認購有), 閣下可於 卓佳證券登記有限公司 20121,000,000年3月16日上午股或以上的香港發售股份,並在申請表格上表明欲親身領取退款支票(如9時正至下午1時正,親身前往以下地點領取: --- 電腦、付款或其他服務的代理人、承包商或第三方服務供應商;聯交所、證監會及任何其他法定、監管或政府機關;及與證券持有人已有或計劃進行買賣的任何其他人士或機構,例如彼等的銀行、律師、會計師或央結算系統而使用個人資料;任何向本公司或其附屬公司及╱或香港證券登記處提供與其各自業務運作有關的行政、電訊、
香港 股票經紀等。
皇后大道東28號 4. 查閱及更正個人資料
金鐘匯中心26 樓 條例賦予申請人及證券持有人權利審查本公司及╱或其香港證券登記處是否持有彼等的個人資料、
倘 閣下屬個人申請人並選擇親身領取,則不得授權任何其他人士代為領取。倘 閣下屬公司申請人並選 索取該等資料的副本及更正任何不確的資料。根據條例,本公司及其香港證券登記處有權就處理任何
擇親身領取,則須由授權代表攜同蓋上公司印章的授權書代為領取。個人申請人或授權代表(如適用)於領 查閱資料的要求收取合理費用。所有關於查閱資料或更正資料或詢問關於政策及措施的資料或所持的
取時必須出示卓佳證券登記有限公司接納的身份證明文件及(如適用)授權文件。倘 閣下未於本申請表格 資料類別的要求,應向本公司的公司秘書或香港證券登記處(視乎情況而定)屬下的私隱條例事務主
指定領取時間內親身領取退款支票(如有),則退款支票將在其後立即以普通郵遞方式寄往 閣下申請表格 任提出。
所示地址,郵誤風險概由 閣下承擔。倘 閣下申請認購1,000,000股以下的香港發售股份,或倘 閣下申 閣下簽署本申請表格,即表示同意上述各項。
申請手續 分行名稱 地址
1. 請按照下表計算 閣下擬申請香港發售股份的數目及應繳款項。申請認購香港發售股份的數目最少為2,000股。
申請認購須為載於下表的數目。申請認購任何其他數目的香港發售股份,將不獲考慮,而該等認購申請亦不 九龍區 觀塘開源道分行 觀塘開源道63號福昌大廈地下
予受理。 閣下須繳付每股香港發售股份最高發售價1.50港元,另加1%經紀佣金、0.003%證監會交易徵費及 尖沙咀分行 尖沙咀加連威老道10號地下
0.005%聯交所交易費。下表列出認購若干數目的香港發售股份(最多為12,500,000股香港發售股份)的應繳款項 樂富中心分行 樂富中心商場地下G101號舖
2. 總額。閣下作為申請人必須按下列所示填妥,並在申請表首頁簽署。 只 接納 親筆簽名 。 美孚一期分行 美孚新邨一期百老匯街1C地下
- 倘 閣下透過指定的中央結算系統參與者(中央結算系統投資者戶口持有人除外)申請: 指定的中央結算系統參與者必須於本申請表格適當方格內蓋上其公司印鑑(印鑑印列公司名稱),及填寫 新界區 新都會廣場分行元朗分行 葵涌興芳道元朗元朗大街223140號新都會廣場號 175-176號舖
其參與者編號。 大埔分行 大埔廣福道23及25號
倘 閣下以中央結算系統個人投資者戶口持有人身份申請:
-- 必須在本申請表格內填上 閣下的姓名及香港身份證號碼;及必須在本申請表格適當的空格內填上 閣下的參與者編號。 交通銀行股份有限公司香港分行
倘 閣下以中央結算系統聯名個人投資者戶口持有人身份申請: - 必須在本申請表格內填上所有聯名中央結算系統投資者戶口持有人的姓名及香港身份證號碼;及 分行名稱 地址
- 必須在本申請表格適當的空格內填上 閣下的參與者編號。 港島區 香港分行 中環畢打街20號
倘 閣下以中央結算系統公司投資者戶口持有人身份申請: -- 必須在本申請表格內填上 閣下的公司名稱及香港商業登記號碼;及必須在本申請表格適當的空格內填上 閣下的參與者編號及蓋上公司印鑑(印鑑印列公司名稱)。 北角支行灣仔支行 英皇道莊士敦道442-44432-34號地下號
倘若中央結算系統參與者的資料不確或不全(包括參與者編號及╱或公司印鑑(印鑑印列公司名稱)或其他類 九龍區 九龍支行 彌敦道563號地下
似事宜,均可導致申請無效。 觀塘支行 康寧道55號康寧閣地下A舖
3. 每份認購申請必須附有一張支票或一張銀行本票。 紅磡支行 黃埔新邨德民街1-3號永貴大廈地下A6號舖
4. 付款支票須緊釘於表格上。 閣下必須以一張 支票 或一張 銀行本票 支付香港發售股份的款項。
如以支票付款,該支票必須: --- 為港元支票;由 閣下在香港的港元銀行賬戶開出;顯示 閣下的賬戶名稱,而該賬戶名稱必須已預印在支票上,或由有關銀行授權簽署的人士在該支票背 新界區 將軍澳支行屯門支行上水支行 新都城商場一期仁政街上水中心商場地下2-4號青山年旺大廈地下253-25510-14號舖號舖 7-8號舖
面加簽。該賬戶必須為 閣下名下賬戶。如屬聯名認購申請,則該賬戶名稱必須與排名首位的申請人的
- 姓名相同;註明抬頭人為「 浩豐代理人有限公司-俊知集團公開發售 」; 6. 閣下可於下列時間內提交申請表格:
-- 劃線註明「並非期票。 只准入抬頭人賬戶 」;及 20122012年年33月月67日(星期二)-上午日(星期三)-上午99時正至下午時正至下午55時正時正
下列情況將導致認購申請或-- 支票未能符合所有上述規定;或支票於首次過戶時不獲兌現。 不予受理 : 20122012年年33月月89日(星期四)-上午日(星期五)-上午99時正至下午時正至中午512時正時正
如以銀行本票付款,該銀行本票必須: - 由香港持牌銀行發出,並由該銀行的授權人士在銀行本票背面簽署核證 閣下的姓名。銀行本票背面所 7. 午申請表格最遲必須於12時正期間接受登記,惟須視乎天氣情況而定。倘香港在 2012年3月9日中午12時正 遞交,認購申請將於2012年32012月9日上午年3月99日(星期五)上午時正至中午12時正期間內任何11時45分至中
示名稱必須與申請表格所示的名稱相同。如屬聯名認購申請,則銀行本票所示名稱必須與排名首位申請 時間懸掛下列警告訊號,將不會登記認購申請:
---- 人的名稱相同;註明抬頭人為「劃線註明「為港元本票;及並非期票。 只准入抬頭人賬戶浩豐代理人有限公司-俊知集團公開發售 」; 」; ‧‧並改為下一個在上午中午 營業日 12「黑色」暴雨警告訊號八號或以上熱帶氣旋警告訊號;或指星期六、星期日或香港公眾假期以外的日子。時正辦理申請登記。9時正至中午12時正期間任何時間在香港再無懸掛上述任何警告的營業日上午11時45分至
下列情況將導致認購申請或- 銀行本票未能符合所有上述規定。 不予受理 : 8. 現。 閣下將不獲發付款收據。 本公司保留兌現所有或任何款項的權利。 閣下的支票或銀行本票將不會於 閣下的申請款項的任何利息將撥歸本公司所有。本公司亦有權在 閣下的支 2012年3月9日中午12時正前兌
5. 請撕下申請表格,對摺一次,然後投入渣打銀行(香港)有限公司及交通銀行股份有限公司香港分行下列任何 票或銀行本票過戶之前保留任何股票及╱或任何超額申請款項或退款。
一間分行的特備收集箱內:
渣打銀行(香港)有限公司
分行名稱 地址
港島區 德輔道分行 中環德輔道中4-4A號渣打銀行大廈
88德輔道中分行 中環德輔道中88號地下
鰂魚涌分行 鰂魚涌英皇道1027號惠安苑地下
恩平道分行 銅鑼灣恩平道4-48號恩平中心地下至二樓
香港仔分行 香港仔南寧街6號香港仔中心第五期地下4A舖
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| 可申購香港發售股份數目及股款 | 可申購香港發售股份數目及股款 | 可申購香港發售股份數目及股款 | 可申購香港發售股份數目及股款 |
|---|---|---|---|
| 申請香港發售 股份數目 申請時應繳股款 港元 |
申請香港發售 股份數目 申請時應繳股款 港元 |
申請香港發售 股份數目 申請時應繳股款 港元 |
申請香港發售 股份數目 申請時應繳股款 港元 |
| 2,000 4,000 6,000 8,000 10,000 20,000 30,000 40,000 50,000 3,030.24 6,060.48 9,090.72 12,120.96 15,151.20 30,302.40 45,453.60 60,604.80 75,756.00 |
60,000 70,000 80,000 90,000 100,000 200,000 300,000 400,000 500,000 90,907.20 106,058.40 121,209.60 136,360.80 151,512.00 303,024.00 454,536.00 606,048.00 757,560.00 |
600,000 700,000 800,000 900,000 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 909,072.00 1,060,584.00 1,212,096.00 1,363,608.00 1,515,120.00 3,030,240.00 4,545,360.00 6,060,480.00 7,575,600.00 |
6,000,000 7,000,000 8,000,000 9,000,000 10,000,000 12,500,000+ 9,090,720.00 10,605,840.00 12,120,960.00 13,636,080.00 15,151,200.00 18,939,000.00 + 閣下可認購的香港發售股份數目上限。 |