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Synertone Communication Corporation — Capital/Financing Update 2012
Mar 30, 2012
50038_rns_2012-03-30_944ea888-1ade-4979-a989-12d0845779d4.pdf
Capital/Financing Update
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HONG KONG PUBLIC OFFER – WHITE FORM 香港公開發售-白表
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in your name 如欲以 閣下的名義登記獲發行的香港發售股份,請使用本申請表格
NOTE: Unless otherwise defined herein, terms used in this Application Form bear the same meanings as defined in the prospectus of Synertone Communication Corporation (the “Company”) dated 30 March 2012 (the “Prospectus”) together with any supplement thereto. 注意: 除本申請表格另有界定外,本申請表格所用詞彙與協同通信集團有限公司(「本公司」)於二零一二年三月三十日刊發的招股章程(「招股章程」)連同其任何補充文件所界定者具相同涵義。
Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) and Hong Kong Securities Clearing Company Limited (“HKSCC”) take no responsibility for the contents of this Application Form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this Application Form. 香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)及香港中央結算有限公司(「香港結算」)對本申請表格的內容概不負責,對其準確性或完整性亦不發表任何聲明,並明確表示概不就因本申請表格全部或任何部分內容而產生或因 Please staple 依賴該等內容而引致的任何損失承擔任何責任。 A copy of this Application Form, together with a copy of the YELLOW and GREEN Application Forms, the Prospectus and the other documents specified in the paragraph entitled “Documents delivered to the registrar of companies and available for inspection” in your payment Appendix VI to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies Ordinance (Chapter 32 of the Laws of Hong Kong). The Securities and Futures Commission of Hong Kong (“SFC”) andthe Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents. here 本申請表格連同監會」)及香港公司註冊處處長對任何此等文件的內容概不負責。 黃色 及 綠色 申請表格、招股章程及招股章程附錄六「送呈公司註冊處處長及備查文件」一段所述的其他文件,已遵照香港法例第 32 章公司條例第 342C 條的規定,送呈香港公司註冊處處長登記。香港證券及期貨事務監察委員會(「證 請將股款 Nothing in this Application Form or the Prospectus constitutes an offer to sell or the solicitation of an offer to buy nor shall there be any sale of Hong Kong Offer Shares in any jurisdiction in which such offer, solicitation or sale would be unlawful. This Application Formand the Prospectus are not for distribution, directly or indirectly, in or into the United States, nor is this application an offer of Shares for sale in the United States. The Hong Kong Offer Shares have not been and will not be registered under the U.S. Securities Act of 1933, as amended and may not be offered or sold except pursuant to registration or an exemption from the registration requirements of the U.S. Securities Act. No public offering of the Hong Kong Offer Shares will be made in the United States. 緊釘於此 美國出售股份的要約。香港發售股份未曾亦不會根據一九三三年美國證券法(經修訂)登記,除根據或獲豁免美國證券法的登記規定外,概不可供提呈發售或出售。香港發售股份將不會在美國向公眾提呈發售。本申請表格或招股章程所載資料概不構成出售要約或要約購買的游說,而在任何作出有關要約、游說或出售即屬違法的司法權區內,概不得出售任何香港發售股份。本申請表格及招股章程不得於美國境內直接或間接派發,而此項申請亦不是在
This Application Form is not for publication , distribution or release in any manner whatsoever in any jurisdiction where such publication, distribution or release is not permitted under the law of that jurisdiction. 凡任何司法權區的法律禁止刊發、派送或發放本申請表格,則不得在該司法權區內以任何方式刊發、派送或發放本申請表格。
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SYNERTONE COMMUNICATION CORPORATION
協同通信集團有限公司
(Incorporated in the Cayman Islands with limited liability)
(於開曼群島註冊成立的有限公司)
GLOBAL OFFERING
Number of Offer Shares : 300,000,000 Shares (subject to the Over-allotment Option)
Number of Hong Kong Offer Shares : 30,000,000 Shares (subject to adjustment)
Number of International Placing Shares : 270,000,000 Shares (subject to adjustment and the Over-allotment Option)
Offer Price : Not more than HK$0.60 per Offer Share and expected to be not less than
HK$0.30 per Offer Share (payable in full on application in Hong Kong dollars,
subject to refund, plus brokerage of 1%, SFC transaction levy of 0.003% and Stock
Exchange trading fee of 0.005%)
Nominal value : HK$0.01 per Share
Stock code : 1613
全球發售
發售股份數目 : 300,000,000股股份(視乎超額配股權而定)
香港公開發售股份數目 : 30,000,000股股份(可予調整)
國際配售股份數目 : 270,000,000股股份(可予調整及視乎超額配股權而定)
發售價 : 不超過每股發售股份 0.60港元而預期不低於每股發售股份 0.30港元
(須於申請時以港元繳足及可予退還,另加 1%經紀佣金、
0.003%證監會交易徵費及 0.005%聯交所交易費)
面值 : 每股股份 0.01港元
股份代號 : 1613
Application Form for Hong Kong Offer Shares 香港發售股份申請表格
Applications will be accepted until 12:00 noon on 11 April 2012 截止接受申請時間為二零一二年四月十一日中午十二時正
You must read the conditions and instructions attached to this Application Form. 閣下必須細閱本申請表格所附載的條件及指示。
To be valid, you must complete all parts of this Application Form. 閣下必須填妥本申請表格各部分。
Please write clearly in ink. 請以墨水筆或原子筆清楚填妥,方為有效。
To: Synertone Communication Corporation 致: 協同通信集團有限公司
Emperor Capital Limited 英皇融資有限公司
Emperor Securities Limited 英皇證券(香港)有限公司
Hong Kong Underwriters 香港包銷商
I/We: 本人/吾等:
• apply for the number of Hong Kong Offer Shares set out below, on the terms and subject to the conditions of the Prospectus and this ‧ 按照招股章程及本申請表格的條款及受其條件所限,並在 貴公司的組織章程大綱及組織章程細則規限下,
• enclose Application Form, and subject to the Memorandum of Association and Articles of Association of the Company;payment in full for the Hong Kong Offer Shares applied for, including brokerage of 1%, SFC transaction levy of ‧ 夾附申請 申請香港發售股份所需的全數股款(包括以下數目的香港發售股份; 1%經紀佣金、0.003%證監會交易徵費及0.005%聯交所交易費);
•••• 0.003% and Stock Exchange trading fee of 0.005%; undertake undertake indicated any interest in or received or been placed or allocated (including conditionally and/or provisionally) and will not apply foror take up or indicate any interest in any Offer Shares under the International Placing nor otherwise participate in the InternationalPlacing; understand deciding whether or not to allocate any Hong Kong Offer Shares in response to this application; authorise the Company to place my/our name(s) on the register of members of the Company as the holder(s) of any Hong Kongand and that this declaration and representation will be relied upon by the Company and the Sole Global Coordinator in agree confirm to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to me/us on this application;that I/we and the person for whose benefit I am/we are applying have not applied for or taken up or ‧‧‧‧ 承諾 發售股份; 承諾 獲配售或分配(包括有條件及/或暫定)並且不會申請或認購或表示有意申請國際配售的任何發售股份,亦不會參與國際配售; 明白授權 的持有人,並授權 貴公司及/或彼等各自的代理(根據本申請表格各附頁及招股章程所載的條款及條件)以及及 貴公司將本人/吾等的姓名列入 貴公司股東名冊內,作為本人/吾等所獲分配的任何香港發售股份 貴公司及獨家全球協調人將依賴本聲明及陳述,以決定是否就是項申請分配任何香港發售股份; 同意確認 接納本人/吾等根據本申請所申請的香港發售股份,或本人/吾等獲分配的任何較少數目的香港本人/吾等及本人/吾等為其利益提出申請的人士並無申請或認購或表示有意申請或已接獲或已
Offer Shares to be allocated to me/us, and the Company and/or their respective agents (subject to the terms and conditions set out 普通郵遞方式按本申請表格所示地址將任何股票及/或任何退款支票(如適用)寄發予本人/名列首位的申請
on the pages attached to this Application Form and in the Prospectus) to send any Share certificate(s) and/or any refund cheque(s) 人(如屬聯名申請人),郵誤風險概由本人/吾等承擔(除非本人/吾等已申請 1,000,000股或以上香港發售股
(where applicable) by ordinary post at my/our own risk to me/the first-named of us (in case of joint applicants) to the address given 份,並已於本申請表格上表明本人/吾等擬按本申請表格及招股章程所規定的程序親身領取股票及/或退款
on this Application Form except where I/we have applied for 1,000,000 or more Hong Kong Offer Shares and have indicated in this 支票(如適用));
Application Form that I/we wish to collect any Share certificate(s) and/or refund cheque(s) (where applicable) in person in ‧ (倘此項申請是為本人╱吾等利益提出) 保證 此項申請乃為本人╱吾等利益以 白色 或 黃色 申請表格或根據 網上
•• this application is the only application which will be made for the benefit of that other person on a (if I am/we are an agent/agents for another person) accordance with the procedures prescribed in this Application Form and the Prospectus; HK eIPO White Form for my/our benefit on a (if this application is made for my/our own benefit) service ( WHITE www.hkeipo.hk or YELLOW Application Form or to the ) or by giving warrantwarrant that I/we have made reasonable enquiries of that other person that that this application is the only application which will be made electronic application instructionsHK eIPO White Form Service Provider under the to HKSCC via CCASS; WHITE or YELLOW ‧ (倘本人╱吾等為其他人士的代理人)一申請;他人士利益以算系統向香港結算發出 白表 服務 (www.hkeipo.hk)白色 或 黃色電子認購指示 申請表格或根據向 網上白表 提出的唯一申請,而本人╱吾等已獲正式授權,以該其他人士代理人的 保證 服務供應商或透過中央結算系統向香港結算發出 網上白表 本人╱吾等已向該其他人士作出合理查詢,證實此項申請是為該其服務 (www.hkeipo.hk) 向 網上白表 服務供應商或透過中央結 電子認購指示 提出的唯
(Application Form or to the www.hkeipo.hk ) or by giving HK eIPO White Formelectronic application instructions Service Provider under the to HKSCC via CCASS, and that I am/we are duly HK eIPO White Form service ‧ 要求 身份簽署申請表格或發出任何退款支票以本人(如屬聯名申請人,以本申請表格上排名首位的申請人)為抬頭人,並在遵守本申請 電子認購指示 ;
• request authorised to sign the Application Form or to give that any refund cheque(s) (where applicable) be made payable to me (or in the case of joint applicants, to the first- electronic application instructions as that other person’s agent; 表格所載的條款及條件的情況下,以普通郵遞方式寄往本申請表格上所示地址,郵誤風險概由本人╱吾等承擔,惟本人╱吾等申請 1,000,000股或以上香港發售股份,並已於本申請表格上表明本人╱吾等擬按本申請表
named applicant, in this Application Form be sent by ordinary post at my/our own risk to the address given on this Application 格及招股章程所訂明的手續親身領取任何退款支票者除外;
Form (except where I/we have applied for 1,000,000 or more Hong Kong Offer Shares and have indicated on this Application ‧ 聲明 、 保證 並 承諾 本人/吾等/吾等各人與本人/吾等/吾等各人為其利益提出申請的人士並非身處美國境
Form that I/we wish to collect any refund cheque in person in accordance with the procedures prescribed in this Application 內(定義見 S規例),並且會在離岸交易(定義見 S規例)中購入香港發售股份;
•• all such laws and none of the Company, the Sole Sponsor, the Sole Global Coordinator, and the Hong Kong Underwriters, norany of their respective officers or advisers will infringe any laws outside Hong Kong as a result of the acceptance of my/ourForm and the Prospectus); represent am/we are/each of us is applying is, within the United States (as defined in Regulation S) and will acquire the Hong KongOffer Shares in an offshore transaction (within the meaning of Regulation S); agree and , warrant warrant that if the laws of any place outside Hong Kong are applicable to this application, I/we have complied withand undertake that I am not/we are not/none of us is, and none of the other person(s) for whose benefit I ‧‧‧ 同意同意 獨家保薦人、獨家全球協調人、香港包銷商或彼等各自的高級職員或顧問不會因接納本人/吾等的購買要約或因應本人/吾等根據招股章程所載條款及條件應有的權利與責任而採取的行動而違反香港境外地區的任何法例; 已細閱 及本申請、申請獲接納及據此而訂立的合約將受香港法例管轄,並須按其詮釋。 保證 本申請表格各附頁及招股章程所載條款、條件及申請手續並如香港境外任何地區的法例適用於是項申請,則本人/吾等已遵守一切有關法例,而 貴公司、 同意 受其約束;及
offer to purchase, or any actions arising from my/our rights and obligations under the terms and conditions contained in the
• Prospectus; have read the terms and conditions and application procedures set out on the pages attached to this Application Form and in For Broker use 此欄供經紀填寫
• agree the Prospectus and that this application, any acceptance of it and the resulting contract, will be governed by and construed in accordance agree to be bound by them; and Lodged by 由以下經紀遞交
with the laws of Hong Kong.
Broker No.
Signed by (all) applicant(s) (all joint applicants must sign): 經紀號碼
由(所有)申請人簽署(所有聯名申請人必須簽署):
Broker’s Chop
...............................................................................................................................................................................................................Sample 經紀印章
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Date日期: ........................ / .................. / ....................
D 日 M 月 Y 年
Warning:
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It is important that you read the conditions and application procedures overleaf.
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You must complete this application in English unless otherwise stated and follow the application procedures overleaf, otherwise your application is liable to be rejected.
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•• All applicable boxes in this Application Form must be completed, otherwise the application is liable to be rejected.You must sign this application in writing (and not by way of personal chop), otherwise the application is liable to be rejected.
• Only one application may be made for the benefit of any person on a WHITE or YELLOW Application Form or by way of giving electronic application instructions to HKSCC via CCASS or to the HK eIPO White Form Service Provider under the HK eIPO White Form service www.hkeipo.hk . The following are liable to be rejected: Multiple or suspected multiple applications on WHITE and/or YELLOW Application Forms and/or by way of giving electronic application instructions to HKSCC via CCASS or to the HK eIPO White Form Service Provider under the HK eIPO White Form service www.hkeipo.hk , applications made by one applicant on either a WHITE or YELLOW Application Form or by way of giving electronic application instructions to HKSCC via CCASS or to the HK eIPO White Form Service Provider www.hkeipo.hk for more than 15,000,000 Hong Kong Offer Shares, (being 50% of the Offer shares initially available for subscription under Hong Kong Offer) and applications where cheques or • banker’s cashier orders are dishonoured upon first presentation will be rejected. You may be prosecuted if you make a false declaration.
警告: ‧ 閣下必須細閱背頁的條件及申請手續。 ‧ 除另有說明外, 閣下必須以英文填寫本申請表格及遵循背頁的申請手續,否則 閣下的申請可被拒絕受理。 ‧ 本申請表格內的所有適用欄位必須填寫,否則申請可被拒絕受理。 ‧ 閣下必須親自簽署本申請,不得以個人印章代替,否則申請可被拒絕受理。 ‧ 僅可為任何人士的利益以 白色 或 黃色 申請表格,或透過中央結算系統向香港結算或利用 網上白表 服務 www.hkeipo.hk 向 網上白表 服務供應商發出 電子認購指示 ,作出一次認購申請。倘出現下列情況,有關認購申 請可被拒絕受理:以 白色 及/或 黃色 申請表格及/或透過中央結算系統向香港結算或利用 網上白表 服務 www.hkeipo.hk 向 網上白表 服務供應商發出 電子認購指示 提出重複或疑屬重複申請、由一位申請人以 白色 或 黃 色 申請表格或透過中央結算系統向香港結算或利用 網上白表 服務 www.hkeipo.hk 向 網上白表 服務供應商發出 電 子認購指示 提出認購超過 15,000,000股香港發售股份即香港發售初步可供認購的發售股份總數的 50%,以及支 票或銀行本票於首次過戶時未能兌現的申請將一概拒絕受理。
‧ 閣下如作出虛假聲明,可能會被檢控。
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in your name 如欲以 閣下的名義登記獲發行的香港發售股份,請使用本申請表格
Number of Hong Kong Offer Shares applied for(not more than 15,000,000 Shares, being half of Cheque/banker’s
the Hong Kong Offer Shares initially made cashier order number available for subscription by the public in Hong
Kong under the Hong Kong Public Offer) 支票/銀行本票號碼 申請認購的香港發售股份數目(不得超過 15,000,000 股股份,即香港公開發售初步提呈可供香港公眾人士 認購的香港發售股份數目的一半) Total amount of payment Name of bank on which cheque/ 付款總額 HK$ 港元 banker’s cashier order is drawn * 支票/銀行本票的付款銀行名稱 *
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- Cheque(s) or banker’s cashier order(s) should be crossed “ Account Payee Only ” and made payable to “ Bank of China (Hong Kong) Nominees Limited - Synertone Communication Public Offer ”. * 支票或銀行本票須以「 只准入抬頭人賬戶 」方式劃線開出,並須註明抬頭人為「 中國銀行(香港)代理人有限公司-協同通信公開發售 」。 To be completed in BLOCK letters in English in ink, except as stated otherwise. Joint applicants should give the address of the first-named applicant only. 除另有說明外,請用墨水筆或原子筆以 英文正楷 填寫。聯名申請人只須填寫名列首位的申請人地址。
Name in English Family name or company name 姓氏或公司名稱 Forename(s) 名字 英文姓名/名稱 Name in Chinese Family name or company name 姓氏或公司名稱 Forename(s) 名字 中文姓名/名稱 Hong Kong Identity Card No./ Occupation Passport No./ (in English) Hong Kong Business 職業(以英文填寫) (Please delete as appropriate)Registration No. 香港身份證號碼/護照號碼/ 香港商業登記號碼(請刪去不適用者) Hong Kong Identity Card No./ Names of all otherjoint applicants (1) Hong Kong BusinessPassport No./ (1) in English (if any) (2) of all other joint applicantsRegistration No. (2) 所有其他聯名申請人 (Please delete as appropriate) 所有其他聯名申請人的 之英文姓名(如有) (3) 香港商業登記號碼(請刪去不適用者)香港身份證號碼/護照號碼/* (3) *Address (in English) (joint applicants should give the address and telephone number of the first-named applicant only) (Only an address in Hong Kong will be accepted) 地址(以英文填寫)(聯名 申請人只須填寫名列首位 申請人的地址及電話號碼) Telephone Number 電話號碼 (只接受香港地址)
For nominees: Please provide an account number or identification code for each (joint) beneficial owner(s). If you are a nominee and you do not complete this section, this application will be treated as being made for your benefit. 由代名人遞交:請填寫每名(聯名)實益擁有人的賬戶號碼或身份識別編碼。如 閣下為代名人,而並無填妥本節,則是項申請將被視作為 閣下本身利益提出。
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** (1) For individuals, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide your Hong Kong Identity Card number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如屬個別人士, 閣下必須填寫香港身份證號碼或護照號碼。如 閣下持有香港身份證,請填寫香港身份證號碼;否則,請填寫護照號碼。如屬法人團體,請填寫香港商業登記號碼。
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(2) Your Hong Kong Identity Card number/passport number/Hong Kong Business Registration number will be used for checking the validity of Application Forms and otherwise for processing the application for Offer Shares and such data would be transferred to third parties for such purpose. 閣下的香港身份證號碼/護照號碼/香港商業登記號碼將用作核實申請表格是否有效及處理發售股份申請,而有關資料會轉交第三者辦理上述事項。
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(3) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個人)彼等的香港身份證號碼或(如適用)護照號碼或(如屬法人團體)香港商業登記號碼。
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(4) Part of your Hong Kong Identity Card number/passport number, or, if you are joint applicants, part of the Hong Kong Identity Card number/passport number of the first-named applicant, provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purposes. Your banker may require verification of your Hong Kong Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/passport number may lead to delay in encashment of or may invalidate your refund cheque(s) (if any). 閣下所提供的香港身份證號碼/護照號碼,或如 閣下為聯名申請人,則名列首位的申請人的香港身份證號碼/護照號碼的部分字符可能會列印在退款支票(如有)上。有關資料亦會轉交第三 方以安排退款。 閣下的銀行在兌現 閣下的退款支票前可能要求核實 閣下的香港身份證號碼/護照號碼。 未有準確填寫 閣下的香港身份證號碼/護照號碼可能導致延誤兌現 閣下的退款支票(如有)或令 閣下的退款支票(如有)無效。 Applicants who have applied for 1,000,000 or more Hong Kong Offer Shares and wish to collect refund cheques and/or Share certificates (where applicable) in person from the Company’s Hong Kong Share Registrar, Tricor Investor Services Limited, 26th Floor, Tesbury Centre, 28 Queen’s Road East, Wanchai, Hong Kong on the date of collection of (where applicable) refund cheques and (where applicable) Share certificates, which is expected to be on Tuesday, 17 April 2012 should mark “√” in the box on the left. Please see the section overleaf headed “Refund of your money” for details of when, where and how to collect your refund cheques (if any). 申請人凡申請 1,000,000股或以上香港發售股份,並擬於領取(如適用)退款支票及(如適用)股票日期(預計為二零一二年四月十七日(星期二)親身前往本公司的香港股份過戶登記處卓佳證券登記 有限公司(地址為香港灣仔皇后大道東 28號金鐘匯中心 26樓)領取退款支票及/或股票(如適用),請在左方空格內填上「√」號。有關領取 閣下的退款支票(如有)的時間、地點及方法詳情,見背 頁「退還股款」一節。
ADDRESS LABEL 地址標貼
Please repeat your name(s) and address as set out above in BLOCK letters in English 請用英文正楷填寫上表所示姓名/名稱及地址
Name(s) 姓名/名稱
Address 地址
For Bank Use 此欄供銀行填寫
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in your name
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SYNERTONE COMMUNICATION CORPORATION 協同通信集團有限公司
(Incorporated in the Cayman Islands with limited liability)
GLOBAL OFFERING
agree that once your application is accepted, your application will be evidenced by the results of the Hong Kong Public Offer made available by the Company;
Conditions of your application
•
A. Who can apply
- **confirm** that you have read the terms and conditions and application procedures set out in the Prospectus and this Application Form and agree to be bound by them;
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You, the applicant(s), and any person(s) for whose benefit you are applying, must be 18 years of age or older and must have a Hong Kong address.
authorise the Company to place your name(s) on the register of members of the Company as the holder(s) of any Hong Kong Offer Shares allocated to you, and (subject to the terms and conditions set forth in the Prospectus) the Company and/or its agents to send any Share certificate(s) (where applicable) and/or refund cheques (if any) to you or (in the case of joint applicants) the first-named applicant in this Application Form by ordinary post at your own risk to the address stated on this Application Form (except if you have applied for 1,000,000 Hong Kong Offer Shares or more and have indicated on this Application Form you wish to collect your Share certificate(s) (where applicable) and/or refund cheque(s) (if any) in person and have provided all information required by this Application Form);
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If you are a firm , the application must be in the names of the individual members, not in the name of the firm. The number of joint applicants may not exceed 4.
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If you are a body corporate , this Application Form must be stamped with the company chop (bearing the company name) and signed by a duly authorised officer, who must state his or her representative capacity.
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Save under the circumstances permitted by the Listing Rules, you cannot apply for any Hong Kong Offer Shares if you are or any person(s) for whose benefit you are applying for are/is:
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an existing beneficial owner of Shares in the Company or any of its subsidiaries;
(if the application is made for your own benefit) warrant that this is the only application which will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC via CCASS or to the designated HK eIPO White Form Service Provider via the HK eIPO White Form service www.hkeipo.hk ;
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the chief executive or a director of the Company or any of its subsidiaries; •
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an associate of any of the above (as “associate” is defined in the Listing Rules); or
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• a Connected Person of the Company or a person who will become a Connected Person of the Company immediately upon completion of the Global Offering.
(if you are an agent for another person) warrant that reasonable enquiries have been made of that other person that this is the only application which will be made for the benefit of that other person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC via CCASS or to the designated HK eIPO White Form Service Provider via the HK eIPO White Form service www.hkeipo.hk , and that you are duly authorised to sign this Application Form or to give electronic application instructions as that other person’s agent;
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You cannot apply for any Hong Kong Offer Shares if you are or any person(s) for whose benefit you are • applying for are/is:
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a legal or natural person of the PRC (other than Hong Kong, Macau and Taiwan) except those who have complied with all relevant PRC laws and regulations in relation to such application, including but not limited to qualified domestic institutional investors;
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•• a U.S. person (as defined in Regulation S under the U.S. Securities Act);if you do not have a Hong Kong address; or •
(if the application is made by an agent on your behalf) warrant that you have validly and irrevocably conferred on your agent all necessary power and authority to make the application; undertake and confirm that, you (if the application is made for your benefit) or the person(s) for whose benefit you have made this application have not applied for or taken up or indicated an interest in or received or been placed or allocated (including conditionally and/or provisionally) and will not apply for or take up or indicate any interest in any Offer Shares under the International Placing; agree that your application, any acceptance of it and the resulting contract will be governed by and construed in accordance with the laws of Hong Kong; warrant the truth and accuracy of the information contained in this application; agree to disclose to the Company and/or its Hong Kong Share Registrar, receiving banker the Sole Global Coordinator and their respective advisers and agents any personal data and any other information which they require about you or the person(s) for whose benefit you have made this application; agree with the Company, for itself and for the benefit of each Shareholder (and so that the Company will be deemed by its acceptance in whole or in part of the application to have agreed, for itself and on behalf of each Shareholder) (and if applicable, with each CCASS Participant giving electronic application instructions ) to observe and comply with the Companies Law, the Companies Ordinance and the Memorandum of Association and the Articles of Association;
- have applied for or taken up, or indicated an interest for, or have been or will be placed(including conditionally and/or provisionally) International Placing Shares under the • International Placing.
B. If you are a nominee
If you are a nominee, you may make more than one application by: (1) giving electronic application instructions to • HKSCC via CCASS (if you are a CCASS Participant); or (2) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners. In the box on this • Application Form marked “For nominees”, you must include: •
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an account number; or
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some other identification code,
for each beneficial owner or, in the case of joint beneficial owners, for each such beneficial owner. • If you do not include this information, the application will be treated as being made for your benefit. A nominee who submits this Application Form on behalf of another person is deemed to have represented to and undertaken with the Company, the Sole Global Coordinator and the Hong Kong Underwriters that he/she has been duly authorised by such person for, if more than one, all of them to submit this application and to agree to the terms of thisApplication Form on behalf of such person/every such person. You further undertake to supply to the Company, theSole Global Coordinator and each of the Hong Kong Underwriters such information about such person/every such •• person as any of them may require for any of the purposes set out in the section below headed “Personal Data”.
agree with the Company and each Shareholder that Shares are freely transferable by the holders thereof; and authorise the Company to enter into a contract on your behalf with each of the Directors and officers of the Company whereby each such Director and officer undertakes to observe and comply with his obligations to the shareholders as stipulated in the Articles of Association.
C. Lodge only one application for your benefit (or for the benefit of you and any of your joint applicants) Multiple applications or suspected multiple applications will be rejected. Save as referred to in Section B above, all ofyour applications will be rejected as multiple applications if you, or you and your joint applicant(s) together:Application Form or by giving make more than one application (whether individually or jointly with others) on a designated your applications will be rejected as multiple applications if you, or you and your joint applicant(s) together:Application Form or by giving make more than one application (whether individually or jointly with others) on a designated
•Multiple applications or suspected multiple applications will be rejected. Save as referred to in Section B above, all ofyour applications will be rejected as multiple applications if you, or you and your joint applicant(s) together:Application Form or by giving make more than one application (whether individually or jointly with others) on a designated HK eIPO White Form electronic application instructions Service Provider through the to HKSCC via CCASS or to the HK eIPO White FormWHITE or YELLOW service The Company, the Sole Global Coordinator, the Sole Sponsor, the Hong Kong Underwriters, other parties involved inthe Global Offering and their respective directors, officers, employees, partners, agents and advisers are entitled to relyon any warranty, representation or declaration made by you in your application. In the event of the application beingmade by joint applicants, all the warranties, representations, declarations and obligations expressed to be made, given orassumed by or imposed on the joint applicants shall be deemed to have been made, given and assumed by and imposedon the applicants jointly and severally. • both apply (whether individually or jointly) on one www.hkeipo.hk ; WHITE Application Form and one YELLOW G. Power of attorney Application Form or on one WHITE or YELLOW Application Form and give electronic application If your application is made through a duly authorised attorney, the Company and the Sole Global Coordinator (or their instructions to HKSCC via CCASS or to the designated HK eIPO White Form Service Provider through respective agents and nominees) as agents for the Company may accept your application at their discretion, and subject the HK eIPO White Form service www.hkeipo.hk ; to any conditions they think fit, including production of evidence of the authority of your attorney. The Sole Global
If your application is made through a duly authorised attorney, the Company and the Sole Global Coordinator (or their respective agents and nominees) as agents for the Company may accept your application at their discretion, and subject to any conditions they think fit, including production of evidence of the authority of your attorney. The Sole Global Coordinator, in its capacity as agents for the Company, have full discretion to reject or accept any application, in full or in part, without assigning any reason.
• apply on one application instructionsWHITE or to HKSCC via CCASS or to the designated YELLOW Application Form (whether individually or jointly) or by giving HK eIPO White Form Service Provider electronic in part, without assigning any reason. via the HK eIPO White Form service www.hkeipo.hk for more than 15,000,000 Hong Kong Offer Shares, H. Determination of Offer Price being about 50% of the Shares being offered for public subscription under Hong Kong Public Offer; or
The Offer Price is expected to be fixed by agreement between the Company and the Sole Global Coordinator (on behalf of the Hong Kong Underwriters) on or around Thursday, 12 April 2012, and in any event no later than Friday, 13 April 2012. Applicants for the Hong Kong Offer Shares are required to pay, on application, the maximum Offer Price of HK$0.60 for each Offer Share together with brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%, subject to refund of any resulting surplus application monies to successful applicants, without interest, if the Offer Price should be lower than HK$0.60. If, based on the level of interest expressed by prospective institutional and professional investors and other investors during the book-building process, the Sole Global Coordinator (on behalf of the Hong Kong Underwriters and with the consent of the Company) consider the number of Offer Shares being offered under the Global Offering and/or the indicative Offer Price range inappropriate, the Sole Global Coordinator (on behalf of the Hong Kong Underwriters) may reduce the number of Offer Shares being offered under the Global Offering and/or the indicative Offer Price range below that stated in the Prospectus (which is HK$0.30 to HK$0.60 per Offer Share) at any time on or prior to the morning of the last day for lodging applications under the Hong Kong Public Offer. In such a case, the Company will, as soon as practicable following the decision to make such reduction, and in any event not later than the morning of the last day for lodging applications under the Hong Kong Public Offer, cause to be published in The Standard (in English) and the Hong Kong Daily News (in Chinese) notice of the reduction in the number of Offer Shares being offered under the Global Offering and/or the indicative Offer Price range. Such notice will also be available at the websites of the Stock Exchange at www.hkexnews.hk and the Company at www.synertone.net . Such notice will also include confirmation or revision, as appropriate, of the working capital statement and the offering statistic as currently set out in the section headed “Summary” in the Prospectus and any other financial information which may change as a result of such reduction. If for any reason, the Offer Price is not agreed on or before Friday, 13 April 2012 between the Sole Global Coordinator (on behalf of the Hong Kong Underwriters) and the Company, the Global Offering will not proceed and will lapse.
• have applied for or taken up, or indicated an interest for, or have been or will be placed (including conditionally and/or provisionally) International Placing Shares under the International Placing.
All of your applications will also be rejected as multiple applications if more than one application on a WHITE or YELLOW Application Form or by giving electronic instructions to HKSCC or to designated HK eIPO White Form Service Provider through the HK eIPO White Form service ( www.hkeipo.hk ) is made for your benefit (including the part of an application made by HKSCC Nominees acting on electronic application instructions) ;
If an application is made by an unlisted company and:
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the principal business of that company is dealing in securities; and
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you exercise statutory control over that company,
then the application will be treated as being made for your benefit.
Unlisted company means a company with no equity securities listed on the Stock Exchange.
Statutory control in relation to a company means you:
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control the composition of the board of directors of that company; or
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control more than half of the voting power of that company; or
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hold more than half of the issued share capital of that company (not counting any part of it which carries no right to participate beyond a specified amount in a distribution of either profits or capital).
D. Allocation of Hong Kong Offer Shares - Pools A and B
The total number of Offer Shares initially available under the Hong Kong Public Offer (subject to any adjustment of the Share between the Hong Kong Public Offer and the International Placing) will be divided equally into two pools for allocation purposes (to the nearest board lot): pool A comprising 15,000,000 Shares and pool B comprising 15,000,000 Shares. The Hong Kong Offer Shares in pool A will be allocated on an equitable basis to successful applicants who have I. applied for Hong Kong Offer Shares with a total subscription amount of HK$5 million or below (excluding brokerage, SFC transaction levy and Stock Exchange trading fee payable). The Hong Kong Offer Shares in pool B will be allocated on an equitable basis to successful applicants who have applied for the Hong Kong Offer Shares with a total subscription amount of more than HK$5 million (excluding brokerage, SFC transaction levy and Stock Exchange trading fee payable) and up to the value of pool B. You should be aware that applications in pool A and pool B may receive different allocation ratios. If the Hong Kong Offer Shares in one (but not both) of the pools are undersubscribed, the surplus Hong Kong Offer Shares will be transferred to the other pool to satisfy demand in that pool and be allocated accordingly. You can only receive an allocation of Hong Kong Offer Shares from either pool A or pool B but not from both pools. Multiple or suspected multiple applications within either pool or between pools, and any application for more than the number of Hong Kong Offer Shares initially allocated to each pool are liable to be rejected. Allocation of Hong Kong Offer Shares to investors under the Hong Kong Public Offer, both in relation to pool A and pool B, will be based solely on the level of valid applications received under the Hong Kong Public Offer. The basis of allocation in each pool may vary, depending on the number of Hong Kong Offer Shares validly applied for by each applicant. Such allocation could, where appropriate, consist of balloting, which would mean that some applicants may receive a higher allocation than others who have applied for the same number of Hong Kong Offer Shares, and those applicants who are not successful in the ballot may not receive any Hong Kong Offer Shares.
Allocation of Hong Kong Offer Shares
The applications for the Hong Kong Offer Shares will not be processed and no allocation of any such Hong Kong Offer Shares will be made until the closing of the application lists. The Company expects that the results of allocations of the Hong Kong Offer Shares under the Hong Kong Public Offer, including applications made under WHITE and YELLOW Application Forms and by giving electronic application instructions to HKSCC or the designated HK eIPO White Form Service Provider which will include the Hong Kong identity card numbers, passport numbers or Hong Kong business registration numbers of successful applicants and the number of the Hong Kong Offer Shares successfully applied for will be made available in the manner described in the section headed “How to Apply for the Hong Kong Offer Shares – Publication of Results”.
If your application for Hong Kong Offer Shares is successful (in whole or in part)
J.
If you apply for 1,000,000 Hong Kong Offer Shares or more and you have elected on your WHITE Application Form to collect your Share certificate(s) (where applicable) in person, you may collect your Share certificate(s) (where applicable) from the Company’s Hong Kong Share Registrar, Tricor Investor Services Limited, from 9:00 a.m. to 1:00 p.m. on Tuesday, 17 April 2012. If you are an individual, you must not authorise any other person to make collection on your behalf. If you are a corporate applicant, you must attend by your authorised representative bearing a letter of authorisation from your corporation stamped with your company chop. Both individuals and authorised representatives (if applicable) must produce, at the time of collection, evidence of identity acceptable to Tricor Investor Services Limited. If you do not collect your Share certificate(s) within the time period specified for collection, they will be despatched promptly thereafter to you by ordinary post to the address as specified in your Application Form at your own risk.
E. Supplemental information
- If any supplement to the Prospectus is issued, applicant(s) who have already submitted an application may or may not (depending on the information contained in the supplement) be notified that they can withdraw their applications. If applicant(s) have not been notified, or if applicant(s) have been notified but have not withdrawn their applications in accordance with the procedure to be notified, all applications that have been submitted remain valid and may be accepted. Subject to the above and below, an application once made is irrevocable and applicants shall be deemed to have applied on the basis of the Prospectus as supplemented.
If you apply for less than 1,000,000 Hong Kong Offer Shares or, if you apply for 1,000,000 Hong Kong Offer Shares or more but have not indicated on you Application Form that you will collect your Share certificates (where applicable) in person, your Share certificate(s) (where applicable) will be despatched to the address on your Application Form on or before Tuesday, 17 April 2012 by ordinary post and at your own risk.
Share certificates will only become valid certificates of title if the Global Offering has become unconditional in all respects and neither of the Underwriting Agreements has not been terminated in accordance with its terms, which is expected to be at or around 8:00 a.m., on Wednesday, 18 April 2012.
F.
Effect of completing and submitting this Application Form
- By completing and submitting this Application Form you (and if you are joint applicants, each of you jointly and severally) for yourself or as agent or nominee and on behalf of each person for whom you act as agent or nominee: • instruct and authorise the Company and/or the Sole Global Coordinator (or their respective agents or
The Company will not issue temporary documents of title. Share certificates will only become valid certificates of title at 8:00 a.m. on Wednesday, 18 April 2012, provided that the Hong Kong Public Offer has become unconditional in all respects and the right of termination under the Underwriting Agreements and described in the section entitled “Underwriting — Underwriting Arrangements and Expenses — Grounds for Termination” in the Prospectus has not been exercised. No receipt will be issued for application monies paid. In the event that the Offer Price is less than the price per Hong Kong Offer Share paid by you, the surplus application money (including the brokerage fee, the SFC transaction levy and the Stock Exchange trading fee attributable to such surplus) will be refunded to you without interest.
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nominees) to execute any transfer forms or other documents on your behalf and to do on your behalf all things necessary to register any Hong Kong Offer Shares allocated to you in your name(s), as required by the Articles of Association and otherwise to give effect to the arrangements described in the Prospectus and this Application Form;
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undertake to sign all documents and to do all things necessary to enable you to be registered as the holder of the Hong Kong Offer Shares allocated to you, and as required by the Articles of Association;
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represent , warrant and undertake that you understand that the Hong Kong Offer Shares have not been and will not be registered under the U.S. Securities Act and you are not, and none of the other person(s) for whose benefit you are applying is, within the United States (as defined in Regulation S under the U.S. Securities Act) and will acquire the Hong Kong Offer Shares in an offshore transaction (within the meaning of Regulation S under the U.S. Securities Act);
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• represent , warrant and undertake that if the laws of any place outside Hong Kong are applicable to this application, you have complied with all such laws and none of the Company, the Sole Global Coordinator and the Hong Kong Underwriters, nor any of their respective officers or advisers will infringe any laws outside Hong Kong as a result of the acceptance of your offer to purchase, or any actions arising from your rights and obligations under the terms and conditions contained in the Prospectus;
1. Full discretion to reject or accept your application:
The Company, the Sole Global Coordinator (as agents of the Company) or their respective agents have full discretion to reject or accept any application, or to accept only part of any application without having to give any reasons for any rejection or acceptance.
2. If your application is rejected: You will not receive any allotment if:
- •• you make multiple applications or suspected multiple applications;your Application Form is not filled in correctly;
your payment is not made correctly or you pay by cheque or banker’s cashier order and the cheque or banker’s cashier order is dishonored on its first presentation;
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confirm that you have received a copy of the Prospectus and have only relied on the information and representations in the Prospectus in making your application and will not rely on any other information and representations save as set forth in any supplement to the Prospectus;
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you or the person for whose benefit you apply for have applied for or taken up, or indicated an interest for, or received or have been or will be placed or allotted (including conditionally and/or provisionally) Offer Shares under the International Placing;
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agree that the Company, the Sole Sponsor, the Sole Global Coordinator, the Hong Kong Underwriters and their respective directors, officers, employees, partners, agents, advisers and any other parties involved in the Global Offering are liable only for the information and representations contained in the Prospectus and any supplement thereto (and only then to the extent such liability is held to exist by a court with competent jurisdiction);
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the Company and the Sole Global Coordinator (on behalf of the Company) believe that the acceptance of your application would violate the applicable securities or other laws, rules or regulations of the jurisdiction in which your application is completed and/or signed or your address appeared in this Application Form is located;
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agree (without prejudice to any other rights which you may have) that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;
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• undertake and agree to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to you under this application;
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any of the Underwriting Agreements does not become unconditional or is terminated in accordance with the terms thereof; or
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if you apply for more than 50% of the Hong Kong Offer Shares initially being offered in the public for subscription (i.e. 1,500,000 Shares).
K. Circumstances in which you will not be allocated Hong Kong Offer Shares You may not be allocated Hong Kong Offer Shares for any of the following reasons:
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in your name
M. Application by HKSCC Nominees Where this Application Form is signed by HKSCC Nominees on behalf of persons who have given electronic application instructions to apply for the Hong Kong Offer Shares, the provisions of this form which are inconsistent with those set out in the Prospectus shall not apply and the provisions in the Prospectus shall prevail. Without limiting the generality of this paragraph, the following sections of this Application Form are inapplicable where this form is signed by HKSCC Nominees:
3. If your application is revoked or withdrawn: By completing and submitting this Application Form or submitting electronic application instructions to HKSCC or the HK eIPO White Form Service Provider, you agree that your application cannot be revoked on or before the fifth day after the time of opening of the application list (excluding for this purpose any day which is not a Business Day). This agreement will take effect as a collateral contract with the Company and will become binding when you lodge your Application Form or submitting electronic application • instructions to HKSCC or the HK eIPO White Form Service Provider. This collateral contract will be in consideration of the Company agreeing that it will not offer any Hong Kong Offer Shares to any person on or before the fifth day after the time of the opening of the application lists (excluding for this purpose any • day which is not a business day), except by means of one of the procedures referred to in the Prospectus. • Your application may only be revoked before the fifth day after the time of the opening of the application • lists (excluding for this purpose any day which is not a Business Day), if a person responsible for the • Prospectus under section 40 of the Companies Ordinance gives a public notice under that section which excludes or limits the responsibility of that person for the Prospectus. If any supplement to the Prospectus is issued, applicant(s) who have already submitted an application may or may not (depending on the information contained in the supplement) be notified that they can withdraw •• their applications. If applicant(s) has/have not been so notified, or if applicant(s) has/have been notified but • has/have not withdrawn their applications in accordance with the procedure to be notified, all applications • that have been submitted remain valid and may be accepted. Subject to the above, an application once made is irrevocable and applicants shall be deemed to have applied on the basis of the Prospectus as supplemented.
all warranties on the first page, except the first warranty concerning application for Hong Kong Offer Shares on the terms and conditions of the Prospectus and this Application Form, and subject to the Articles of Association;
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“Warning” on the first page;
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“If you are a nominee”;
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“Lodge only one application for your benefit”;
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all representations and warranties under the section headed “Effect of completing and submitting this Application Form”, except the first two regarding registration of Hong Kong Offer Shares in the applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Hong Kong Offer Shares applied for;
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•• “If your application for Hong Kong Offer Shares is successful (in whole or in part)”;“Circumstances in which you will not be allocated Hong Kong Offer Shares”; and • “Refund of your money”.
Personal data
Personal Information Collection Statement
If your application has been accepted, it cannot be revoked. For this purpose, acceptance of applications which are not rejected will be constituted by notification in the press of the results of allocation, and where such basis of allocation is subject to certain conditions or provides for allocation by ballot, such acceptance will be subject to the satisfaction of such conditions or results of the ballot, respectively.
The main provisions of the Personal Data (Privacy) Ordinance (the “Ordinance”) came into effect in Hong Kong on December 20, 1996. This Personal Information Collection Statement informs the applicants for and holders of Hong Kong Offer Shares of the policies and practices of the Company and Tricor Investor Services Limited (the “Hong Kong Share Registrar”) in relation to personal data and the Ordinance.
4. If you make applications under the Hong Kong Public Offer as well as under the International 1. Reasons for the collection of your personal data Placing: From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest By filling in any of the Application Forms or giving electronic application instructions to HKSCC or to correct personal data to the Company and the Hong Kong Share Registrar when applying for securities or transferring the HK eIPO White Form Service Provider, you agree not to apply for International Placing Shares under securities into or out of their names or in procuring the services of the Hong Kong Share Registrar. the International Placing. Reasonable steps will be taken to identify and reject applications under the Hong Failure to supply the requested data may result in your application for securities being rejected or in delay or inability Kong Public Offer from investors who have received International Placing Shares in the InternationalPlacing, and to identify and reject indications of interest in the International Placing from investors whohave received Offer Shares under the Hong Kong Public Offer. of the Company and the Hong Kong Share Registrar to effect transfers or otherwise render their services. It may alsoprevent or delay registration or transfer of the Hong Kong Offer Shares which you have successfully applied for and/orthe dispatch of Share certificate(s) and/or the dispatch of refund cheque(s) and/or e-Auto Refund payment instructionsto which you are entitled. It is important that holders of securities inform the Company and the Hong Kong Share
5. If your allocation of Hong Kong Offer Shares is void: Registrar immediately of any inaccuracies in the personal data supplied. Your allocation of the Hong Kong Offer Shares will be void if the Listing Committee of the Stock Exchange 2. Purposes does not grant approval for the listing of, and permission to deal in the Shares either:•• within 3 weeks from the closing of the application lists; orwithin a longer period of up to 6 weeks if the Listing Committee of the Stock Exchange notifies The personal data of the applicants and holders of securities may be used, held and/or stored (by whatever means) forthe following purposes:• processing of your application, refund cheque and e-Auto Refund payment instructions where applicable, the Company of that longer period within 3 weeks of the closing date of the application lists.
From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct personal data to the Company and the Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar.
- processing of your application, refund cheque and e-Auto Refund payment instructions where applicable, and verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocations of the Hong Kong Offer Shares; enabling compliance with all applicable laws and regulations in Hong Kong and elsewhere;registering new issues or transfers into or out of the name of holders of securities including, where
L. Refund of your money Your application monies, or the appropriate portion thereof, together with the related brokerage of 1%, SFC transaction •• enabling compliance with all applicable laws and regulations in Hong Kong and elsewhere;registering new issues or transfers into or out of the name of holders of securities including, where ••levy of 0.003% and Stock Exchange trading fee of 0.005%, will be refunded if:your application is rejected, not accepted or accepted in part only or if you do not receive any Hong KongOffer Shares for any of the above reasons;the Offer Price as finally determined is less than the Offer Price of HK$0.60 per Share (excluding brokerage, ••• applicable, in the name of HKSCC Nominees;maintaining or updating the register of holders of securities of the Company;conducting or assisting to conduct signature verifications, any other verification or exchange of information;establishing benefit entitlements of holders of securities of the Company, such as dividends, rights issues •No interest will be paid thereon. All interest accrued on such monies prior to the date of refund will be retained for theSFC transaction levy and Stock Exchange trading fee thereon) paid on application;any application is revoked or any allotment pursuant thereto has become void. •• and bonus issues;distributing communications from the Company and its subsidiaries;compiling statistical information and shareholder profiles; benefit of the Company.In a contingency situation involving a substantial over-subscription, at the discretion of the Company and the SoleGlobal Coordinator, cheques for applications for certain small denominations of Hong Kong Offer Shares (apart from ••• making disclosures as required by laws, rules or regulations (whether statutory or otherwise);disclosing identities of successful applicants by way of press announcement(s) or otherwise;disclosing relevant information to facilitate claims on entitlements; and successful applications) may not be cleared. Refund of your application monies (if any) will be made on Tuesday, 17 • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong April 2012 in accordance with the various arrangements as described above. Refund cheques will be crossed “Account Kong Share Registrar to discharge their obligations to holders of securities and/or regulators and/or any Payee Only” and made out to you, or if you are joint applicants, to the first-named applicant on the Application Form. other purposes to which the holders of securities may from time to time agree. Part of your Hong Kong identity card number or passport number, or, if you are joint applicants, part of the Hong Kongidentity card number or passport number of the first-named applicant, provided by you may be printed on your refund 3. Transfer of personal data cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may requireverification of your Hong Kong identity card number or passport number before encashment of your refund cheque.Inaccurate completion of your Hong Kong identity card number or passport number may lead to delay in encashment ofor may invalidate your refund cheque.If you have applied for 1,000,000 or more Hong Kong Offer Shares and have indicated on your Application Form thatyou wish to collect your refund cheque in person and have provided all information required by your Application Form,you may collect it in person from Hong Kong Share Registrar: Personal data held by the Company and the Hong Kong Share Registrar relating to the applicants and the holders ofsecurities will be kept confidential but the Company and the Hong Kong Share Registrar, to the extent necessary forachieving the above purposes or any of them, may make such enquiries as they consider necessary to confirm theaccuracy of the personal data and in particular, they may disclose, obtain, transfer (whether within or outside HongKong) the personal data of the applicants and the holders of securities to, from or with any and all of the followingpersons and entities:•• the Company or its respective appointed agents such as financial advisers and receiving bankers;HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS (in Tricor Investor Services Limited26th Floor, Tesbury Centre, 28 Queen’s Road East, Wanchai, Hong Kong • cases where the applicants have requested for the Hong Kong Offer Shares to be deposited into CCASS);any agents, contractors or third party service providers who offer administrative, telecommunications, computer, payment or other services to the Company and/or the Hong Kong Share Registrar in connection between 9:00 a.m. and 1:00 p.m. on the date or any other dates as notified by the Company in the newspapers as thedate of dispatch of refund cheques. The date of dispatch is expected to be Tuesday, 17 April 2012.If you are an individual who has opted for personal collection, you must not authorise any other person to make •• with the operation of their businesses;the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; andany other persons or institutions with which the holders of securities have or propose to have dealings, such collection on your behalf. If you are a corporate applicant which has opted for personal collection, your authorised as their bankers, solicitors, accountants or stockbrokers. representative must attend bearing a letter of authorisation from your corporation stamped with your corporation’s chop.Both individuals and authorised representatives (if applicable) must produce, at the time of collection, evidence of 4. Access and correction of personal data identity acceptable to Tricor Investor Services Limited. The Ordinance provides the applicants and the holders of securities with rights to ascertain whether the Company or the If you do not collect your refund cheque(s) in person within the time specified for collection, it/they will be despatched Hong Kong Share Registrar holds their personal data, to obtain a copy of that data, and to correct any data that is promptly to you by ordinary post to the address as specified in the Application Form at your own risk. inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Share Registrar have the right to charge If you have applied for less than 1,000,000 Hong Kong Offer Shares or if you have applied for 1,000,000 Hong Kong a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for Offer Shares or more but have not indicated on your Application Form that you will collect your refund cheque(s) in information regarding policies and practices and kinds of data held should be addressed to the Company, at its person, your refund cheque(s) (where relevant) will be despatched promptly to you by ordinary post to the address asspecified in the Application Form at your own risk.It is intended that special efforts will be made to avoid any undue delay in refunding application monies whereappropriate. By signing this Application Form, you agree to all of the above. registered address disclosed in the “Corporate Information” section in the Prospectus or as notified from time to time inaccordance with applicable law, for the attention of the company secretary, or the Company’s Hong Kong ShareRegistrar for the attention of the privacy compliance officer.
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How to make your application 4. Tear off the Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the
1. Use the table set out below to calculate how much you must pay for the number of Hong Kong Offer Shares you want to following branches of Bank of China (Hong Kong) Limited:
subscribe for. Your application must be for a minimum of 8,000 Hong Kong Offer Shares. Applications must be in one of Branch Name Address
the numbers set out in the table below. No application for any other number of Hong Kong Offer Shares will be consideredand any such application is liable to be rejected. The table also sets out the total amount payable for such Hong Kong Offer Hong Kong Island Bank of China Tower BranchNorth Point (King’s Centre) Branch 3/F, 1 Garden Road193-209 King’s Road, North Point
Shares. On application, you must pay the maximum offer price of HK$0.60 per Share, plus brokerage of 1%, SFC Johnston Road Branch 152-158 Johnston Road, Wanchai
transaction levy of 0.003% and Stock Exchange trading fee of 0.005%. Quarry Bay Branch Parkvale, 1060 King’s Road, Quarry Bay
2.3. Complete the form and sign it. Only written signatures will be accepted. one cheque Staple your cheque or banker’s cashier order to the form. You must pay for the Hong Kong Offer Shares applied for byor by one banker’s cashier order . Kowloon Humphrey’s Avenue BranchMong Kok (President CommercialCentre) Branch 608 Nathan Road, Mong Kok4-4A Humphrey’s Avenue, Tsim Sha Tsui
If you pay by cheque, the cheque must: Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom
• be in Hong Kong dollars; Metro City Branch Shop 209, Level 2, Metro City Phase 1,
• not be post-dated; Tseung Kwan O
•• be drawn on your Hong Kong dollar bank account with a licensed bank in Hong Kong;show your account name. This name must either be pre-printed on the cheque, or be endorsed on the back by New Territories Sheung Shui Branch SecuritiesServices Centre 136 San Fung Avenue, Sheung Shui
a person authorised by the bank. This account name must correspond with your name. If it is a joint Castle Peak Road (Yuen Long) Branch 162 Castle Peak Road, Yuen Long
••Each application must be accompanied by either a separate cheque or banker’s cashier order.•• Your application will be rejected if your cheque: does not meet all these requirements; oris dishonoured on its first presentation.application, the account name must be that of the first-name applicant;be made payable to “ Offer be crossed “Account Payee Only”.”; and Bank of China (Hong Kong) Nominees Limited - Synertone Communication Public 5.6. Your Application Form can be lodged at these times:The latest time for lodging your application is 12:00 noon on Wednesday, 11 April 2012, or if the application lists are Wednesday, 11 April 2012Saturday, 31 March 2012Thursday, 5 April 2012Tuesday, 10 April 2012Friday, 30 March 2012Tuesday, 3 April 2012Monday, 2 April 2012 ——————— 9:00 a.m. to 1:00 p.m.9:00 a.m. to 5:00 p.m.9:00 a.m. to 5:00 p.m.9:00 a.m. to 5:00 p.m.9:00 a.m. to 5:00 p.m.9:00 a.m. to 5:00 p.m.9:00 a.m. to 12:00 noon
If you pay by banker’s cashier order: not open on that day, by the time and date stated below. The application lists will be open from 11:45 a.m. and 12:00
•• be in Hong Kong dollars;the banker’s cashier order must be issued by a licenced bank in Hong Kong, and have your name certified onthe back by a person authorised by the bank. The name certified on the back of the banker’s cashier order noon on Wednesday, 11 April 2012, subject only to the weather conditions. The application lists will not open if thereis:•• a tropical cyclone warning signal number 8 or above, ora “black” rainstorm warning signal
and the name on the Application Form must be the same. If it is a joint application, the name on the back of in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on Wednesday, 11 April 2012. Instead they will be
the banker’s cashier order must be the same as the name of the first-name applicant; open between 11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force in
• the banker’s cashier order must be made payable to “ Bank of China (Hong Kong) Nominees Limited - Hong Kong at any time between 9:00 a.m. and 12:00 noon. Business day means a day that is not a Saturday, Sunday or
• the banker’s cashier order must be crossed “Account Payee Only”; and Synertone Communication Public Offer ”; 7. The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order willpublic holiday in Hong Kong.
• the banker’s cashier order must not be post-dated. not be presented for payment before 12:00 noon on Wednesday, 11 April 2012. The Company will not give you a receiptfor your payment. The Company shall keep all interest accrued on your application monies (up until, in the case offor your payment. The Company shall keep all interest accrued on your application monies (up until, in the case of
Your application will be rejected if your banker’s cashier order does not meet all these requirements. monies to be refunded, the date of dispatch of refund cheques). The right is also reserved to retain any Share certificates
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not be presented for payment before 12:00 noon on Wednesday, 11 April 2012. The Company will not give you a receiptfor your payment. The Company shall keep all interest accrued on your application monies (up until, in the case offor your payment. The Company shall keep all interest accrued on your application monies (up until, in the case of monies to be refunded, the date of dispatch of refund cheques). The right is also reserved to retain any Share certificates and/or any surplus application monies or refunds pending clearance of your cheque or banker’s cashier order.
NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
| In a contingency situation involving a substantial over-subscription, at the discretion of the Company and the Sole Global Coordinator, cheques for applications for certain small denominations of Hong Kong Offer Shares (apart from successful applications) may not be cleared. Refund of your application monies (if any) will be made on Tuesday, 17 April 2012 in accordance with the various arrangements as described above. Refund cheques will be crossed “Account Payee Only” and made out to you, or if you are joint applicants, to the first-named applicant on the Application Form. Part of your Hong Kong identity card number or passport number, or, if you are joint applicants, part of the Hong Kong identity card number or passport number of the first-named applicant, provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification of your Hong Kong identity card number or passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong identity card number or passport number may lead to delay in encashment of or may invalidate your refund cheque. If you have applied for 1,000,000 or more Hong Kong Offer Shares and have indicated on your Application Form that you wish to collect your refund cheque in person and have provided all information required by your Application Form, you may collect it in person from Hong Kong Share Registrar: Tricor Investor Services Limited 26th Floor, Tesbury Centre, 28 Queen’s Road East, Wanchai, Hong Kong between 9:00 a.m. and 1:00 p.m. on the date or any other dates as notified by the Company in the newspapers as the date of dispatch of refund cheques. The date of dispatch is expected to be Tuesday, 17 April 2012. If you are an individual who has opted for personal collection, you must not authorise any other person to make collection on your behalf. If you are a corporate applicant which has opted for personal collection, your authorised representative must attend bearing a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives (if applicable) must produce, at the time of collection, evidence of identity acceptable to Tricor Investor Services Limited. If you do not collect your refund cheque(s) in person within the time specified for collection, it/they will be despatched promptly to you by ordinary post to the address as specified in the Application Form at your own risk. If you have applied for less than 1,000,000 Hong Kong Offer Shares or if you have applied for 1,000,000 Hong Kong Offer Shares or more but have not indicated on your Application Form that you will collect your refund cheque(s) in person, your refund cheque(s) (where relevant) will be despatched promptly to you by ordinary post to the address as specified in the Application Form at your own risk. It is intended that special efforts will be made to avoid any undue delay in refunding application monies where appropriate. • disclosing identities of successful applicants by way of press announcement(s) or otherwise; • disclosing relevant information to facilitate claims on entitlements; and • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to holders of securities and/or regulators and/or any other purposes to which the holders of securities may from time to time agree. 3. Transfer of personal data Personal data held by the Company and the Hong Kong Share Registrar relating to the applicants and the holders of securities will be kept confidential but the Company and the Hong Kong Share Registrar, to the extent necessary for achieving the above purposes or any of them, may make such enquiries as they consider necessary to confirm the accuracy of the personal data and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to, from or with any and all of the following persons and entities: • the Company or its respective appointed agents such as financial advisers and receiving bankers; • HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS (in cases where the applicants have requested for the Hong Kong Offer Shares to be deposited into CCASS); • any agents, contractors or third party service providers who offer administrative, telecommunications, computer, payment or other services to the Company and/or the Hong Kong Share Registrar in connection with the operation of their businesses; • the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and • any other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers. 4. Access and correction of personal data The Ordinance provides the applicants and the holders of securities with rights to ascertain whether the Company or the Hong Kong Share Registrar holds their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for information regarding policies and practices and kinds of data held should be addressed to the Company, at its registered address disclosed in the “Corporate Information” section in the Prospectus or as notified from time to time in accordance with applicable law, for the attention of the company secretary, or the Company’s Hong Kong Share Registrar for the attention of the privacy compliance officer. By signing this Application Form, you agree to all of the above. How to make your application 1. Use the table set out below to calculate how much you must pay for the number of Hong Kong Offer Shares you want to subscribe for. Your application must be for a minimum of 8,000 Hong Kong Offer Shares. Applications must be in one of the numbers set out in the table below. No application for any other number of Hong Kong Offer Shares will be considered and any such application is liable to be rejected. The table also sets out the total amount payable for such Hong Kong Offer Shares. On application, you must pay the maximum offer price of HK$0.60 per Share, plus brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%. 2. Complete the form and sign it. Only written signatures will be accepted. 3. Staple your cheque or banker’s cashier order to the form. You must pay for the Hong Kong Offer Shares applied for by one chequeor byone banker’s cashier order. If you pay by cheque, the cheque must: • be in Hong Kong dollars; • not be post-dated; • be drawn on your Hong Kong dollar bank account with a licensed bank in Hong Kong; • show your account name. This name must either be pre-printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be that of the first-name applicant; • be made payable to “Bank of China (Hong Kong) Nominees Limited - Synertone Communication Public Offer”; and • be crossed “Account Payee Only”. Each application must be accompanied by either a separate cheque or banker’s cashier order. Your application will be rejected if your cheque: • does not meet all these requirements; or • is dishonoured on its first presentation. If you pay by banker’s cashier order: • be in Hong Kong dollars; • the banker’s cashier order must be issued by a licenced bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name certified on the back of the banker’s cashier order and the name on the Application Form must be the same. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the name of the first-name applicant; • the banker’s cashier order must be made payable to “Bank of China (Hong Kong) Nominees Limited - Synertone Communication Public Offer”; • the banker’s cashier order must be crossed “Account Payee Only”; and • the banker’s cashier order must not be post-dated. Your application will be rejected if your banker’s cashier order does not meet all these requirements. 4. Tear off the Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following branches of Bank of China (Hong Kong) Limited: Branch Name Address Hong Kong Island Bank of China Tower Branch 3/F, 1 Garden Road North Point (King’s Centre) Branch 193-209 King’s Road, North Point Johnston Road Branch 152-158 Johnston Road, Wanchai Quarry Bay Branch Parkvale, 1060 King’s Road, Quarry Bay Kowloon Humphrey’s Avenue Branch 4-4A Humphrey’s Avenue, Tsim Sha Tsui Mong Kok (President Commercial 608 Nathan Road, Mong Kok Centre) Branch Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom Metro City Branch Shop 209, Level 2, Metro City Phase 1, Tseung Kwan O New Territories Sheung Shui Branch Securities 136 San Fung Avenue, Sheung Shui Services Centre Castle Peak Road (Yuen Long) Branch 162 Castle Peak Road, Yuen Long 5. Your Application Form can be lodged at these times: Friday, 30 March 2012 — 9:00 a.m. to 5:00 p.m. Saturday, 31 March 2012 — 9:00 a.m. to 1:00 p.m. Monday, 2 April 2012 — 9:00 a.m. to 5:00 p.m. Tuesday, 3 April 2012 — 9:00 a.m. to 5:00 p.m. Thursday, 5 April 2012 — 9:00 a.m. to 5:00 p.m. Tuesday, 10 April 2012 — 9:00 a.m. to 5:00 p.m. Wednesday, 11 April 2012 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Wednesday, 11 April 2012, or if the application lists are not open on that day, by the time and date stated below. The application lists will be open from 11:45 a.m. and 12:00 noon on Wednesday, 11 April 2012, subject only to the weather conditions. The application lists will not open if there is: • a tropical cyclone warning signal number 8 or above, or • a “black” rainstorm warning signal in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on Wednesday, 11 April 2012. Instead they will be open between 11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon. Business day means a day that is not a Saturday, Sunday or public holiday in Hong Kong. 7. The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be presented for payment before 12:00 noon on Wednesday, 11 April 2012. The Company will not give you a receipt for your payment. The Company shall keep all interest accrued on your application monies (up until, in the case of monies to be refunded, the date of dispatch of refund cheques). The right is also reserved to retain any Share certificates and/or any surplus application monies or refunds pending clearance of your cheque or banker’s cashier order. Sample樣 |
In a contingency situation involving a substantial over-subscription, at the discretion of the Company and the Sole Global Coordinator, cheques for applications for certain small denominations of Hong Kong Offer Shares (apart from successful applications) may not be cleared. Refund of your application monies (if any) will be made on Tuesday, 17 April 2012 in accordance with the various arrangements as described above. Refund cheques will be crossed “Account Payee Only” and made out to you, or if you are joint applicants, to the first-named applicant on the Application Form. Part of your Hong Kong identity card number or passport number, or, if you are joint applicants, part of the Hong Kong identity card number or passport number of the first-named applicant, provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification of your Hong Kong identity card number or passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong identity card number or passport number may lead to delay in encashment of or may invalidate your refund cheque. If you have applied for 1,000,000 or more Hong Kong Offer Shares and have indicated on your Application Form that you wish to collect your refund cheque in person and have provided all information required by your Application Form, you may collect it in person from Hong Kong Share Registrar: Tricor Investor Services Limited 26th Floor, Tesbury Centre, 28 Queen’s Road East, Wanchai, Hong Kong between 9:00 a.m. and 1:00 p.m. on the date or any other dates as notified by the Company in the newspapers as the date of dispatch of refund cheques. The date of dispatch is expected to be Tuesday, 17 April 2012. If you are an individual who has opted for personal collection, you must not authorise any other person to make collection on your behalf. If you are a corporate applicant which has opted for personal collection, your authorised representative must attend bearing a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives (if applicable) must produce, at the time of collection, evidence of identity acceptable to Tricor Investor Services Limited. If you do not collect your refund cheque(s) in person within the time specified for collection, it/they will be despatched promptly to you by ordinary post to the address as specified in the Application Form at your own risk. If you have applied for less than 1,000,000 Hong Kong Offer Shares or if you have applied for 1,000,000 Hong Kong Offer Shares or more but have not indicated on your Application Form that you will collect your refund cheque(s) in person, your refund cheque(s) (where relevant) will be despatched promptly to you by ordinary post to the address as specified in the Application Form at your own risk. It is intended that special efforts will be made to avoid any undue delay in refunding application monies where appropriate. • disclosing identities of successful applicants by way of press announcement(s) or otherwise; • disclosing relevant information to facilitate claims on entitlements; and • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to holders of securities and/or regulators and/or any other purposes to which the holders of securities may from time to time agree. 3. Transfer of personal data Personal data held by the Company and the Hong Kong Share Registrar relating to the applicants and the holders of securities will be kept confidential but the Company and the Hong Kong Share Registrar, to the extent necessary for achieving the above purposes or any of them, may make such enquiries as they consider necessary to confirm the accuracy of the personal data and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to, from or with any and all of the following persons and entities: • the Company or its respective appointed agents such as financial advisers and receiving bankers; • HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS (in cases where the applicants have requested for the Hong Kong Offer Shares to be deposited into CCASS); • any agents, contractors or third party service providers who offer administrative, telecommunications, computer, payment or other services to the Company and/or the Hong Kong Share Registrar in connection with the operation of their businesses; • the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and • any other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers. 4. Access and correction of personal data The Ordinance provides the applicants and the holders of securities with rights to ascertain whether the Company or the Hong Kong Share Registrar holds their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for information regarding policies and practices and kinds of data held should be addressed to the Company, at its registered address disclosed in the “Corporate Information” section in the Prospectus or as notified from time to time in accordance with applicable law, for the attention of the company secretary, or the Company’s Hong Kong Share Registrar for the attention of the privacy compliance officer. By signing this Application Form, you agree to all of the above. How to make your application 1. Use the table set out below to calculate how much you must pay for the number of Hong Kong Offer Shares you want to subscribe for. Your application must be for a minimum of 8,000 Hong Kong Offer Shares. Applications must be in one of the numbers set out in the table below. No application for any other number of Hong Kong Offer Shares will be considered and any such application is liable to be rejected. The table also sets out the total amount payable for such Hong Kong Offer Shares. On application, you must pay the maximum offer price of HK$0.60 per Share, plus brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%. 2. Complete the form and sign it. Only written signatures will be accepted. 3. Staple your cheque or banker’s cashier order to the form. You must pay for the Hong Kong Offer Shares applied for by one chequeor byone banker’s cashier order. If you pay by cheque, the cheque must: • be in Hong Kong dollars; • not be post-dated; • be drawn on your Hong Kong dollar bank account with a licensed bank in Hong Kong; • show your account name. This name must either be pre-printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be that of the first-name applicant; • be made payable to “Bank of China (Hong Kong) Nominees Limited - Synertone Communication Public Offer”; and • be crossed “Account Payee Only”. Each application must be accompanied by either a separate cheque or banker’s cashier order. Your application will be rejected if your cheque: • does not meet all these requirements; or • is dishonoured on its first presentation. If you pay by banker’s cashier order: • be in Hong Kong dollars; • the banker’s cashier order must be issued by a licenced bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name certified on the back of the banker’s cashier order and the name on the Application Form must be the same. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the name of the first-name applicant; • the banker’s cashier order must be made payable to “Bank of China (Hong Kong) Nominees Limited - Synertone Communication Public Offer”; • the banker’s cashier order must be crossed “Account Payee Only”; and • the banker’s cashier order must not be post-dated. Your application will be rejected if your banker’s cashier order does not meet all these requirements. 4. Tear off the Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following branches of Bank of China (Hong Kong) Limited: Branch Name Address Hong Kong Island Bank of China Tower Branch 3/F, 1 Garden Road North Point (King’s Centre) Branch 193-209 King’s Road, North Point Johnston Road Branch 152-158 Johnston Road, Wanchai Quarry Bay Branch Parkvale, 1060 King’s Road, Quarry Bay Kowloon Humphrey’s Avenue Branch 4-4A Humphrey’s Avenue, Tsim Sha Tsui Mong Kok (President Commercial 608 Nathan Road, Mong Kok Centre) Branch Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom Metro City Branch Shop 209, Level 2, Metro City Phase 1, Tseung Kwan O New Territories Sheung Shui Branch Securities 136 San Fung Avenue, Sheung Shui Services Centre Castle Peak Road (Yuen Long) Branch 162 Castle Peak Road, Yuen Long 5. Your Application Form can be lodged at these times: Friday, 30 March 2012 — 9:00 a.m. to 5:00 p.m. Saturday, 31 March 2012 — 9:00 a.m. to 1:00 p.m. Monday, 2 April 2012 — 9:00 a.m. to 5:00 p.m. Tuesday, 3 April 2012 — 9:00 a.m. to 5:00 p.m. Thursday, 5 April 2012 — 9:00 a.m. to 5:00 p.m. Tuesday, 10 April 2012 — 9:00 a.m. to 5:00 p.m. Wednesday, 11 April 2012 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Wednesday, 11 April 2012, or if the application lists are not open on that day, by the time and date stated below. The application lists will be open from 11:45 a.m. and 12:00 noon on Wednesday, 11 April 2012, subject only to the weather conditions. The application lists will not open if there is: • a tropical cyclone warning signal number 8 or above, or • a “black” rainstorm warning signal in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on Wednesday, 11 April 2012. Instead they will be open between 11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon. Business day means a day that is not a Saturday, Sunday or public holiday in Hong Kong. 7. The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be presented for payment before 12:00 noon on Wednesday, 11 April 2012. The Company will not give you a receipt for your payment. The Company shall keep all interest accrued on your application monies (up until, in the case of monies to be refunded, the date of dispatch of refund cheques). The right is also reserved to retain any Share certificates and/or any surplus application monies or refunds pending clearance of your cheque or banker’s cashier order. Sample樣 |
In a contingency situation involving a substantial over-subscription, at the discretion of the Company and the Sole Global Coordinator, cheques for applications for certain small denominations of Hong Kong Offer Shares (apart from successful applications) may not be cleared. Refund of your application monies (if any) will be made on Tuesday, 17 April 2012 in accordance with the various arrangements as described above. Refund cheques will be crossed “Account Payee Only” and made out to you, or if you are joint applicants, to the first-named applicant on the Application Form. Part of your Hong Kong identity card number or passport number, or, if you are joint applicants, part of the Hong Kong identity card number or passport number of the first-named applicant, provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification of your Hong Kong identity card number or passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong identity card number or passport number may lead to delay in encashment of or may invalidate your refund cheque. If you have applied for 1,000,000 or more Hong Kong Offer Shares and have indicated on your Application Form that you wish to collect your refund cheque in person and have provided all information required by your Application Form, you may collect it in person from Hong Kong Share Registrar: Tricor Investor Services Limited 26th Floor, Tesbury Centre, 28 Queen’s Road East, Wanchai, Hong Kong between 9:00 a.m. and 1:00 p.m. on the date or any other dates as notified by the Company in the newspapers as the date of dispatch of refund cheques. The date of dispatch is expected to be Tuesday, 17 April 2012. If you are an individual who has opted for personal collection, you must not authorise any other person to make collection on your behalf. If you are a corporate applicant which has opted for personal collection, your authorised representative must attend bearing a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives (if applicable) must produce, at the time of collection, evidence of identity acceptable to Tricor Investor Services Limited. If you do not collect your refund cheque(s) in person within the time specified for collection, it/they will be despatched promptly to you by ordinary post to the address as specified in the Application Form at your own risk. If you have applied for less than 1,000,000 Hong Kong Offer Shares or if you have applied for 1,000,000 Hong Kong Offer Shares or more but have not indicated on your Application Form that you will collect your refund cheque(s) in person, your refund cheque(s) (where relevant) will be despatched promptly to you by ordinary post to the address as specified in the Application Form at your own risk. It is intended that special efforts will be made to avoid any undue delay in refunding application monies where appropriate. • disclosing identities of successful applicants by way of press announcement(s) or otherwise; • disclosing relevant information to facilitate claims on entitlements; and • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to holders of securities and/or regulators and/or any other purposes to which the holders of securities may from time to time agree. 3. Transfer of personal data Personal data held by the Company and the Hong Kong Share Registrar relating to the applicants and the holders of securities will be kept confidential but the Company and the Hong Kong Share Registrar, to the extent necessary for achieving the above purposes or any of them, may make such enquiries as they consider necessary to confirm the accuracy of the personal data and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to, from or with any and all of the following persons and entities: • the Company or its respective appointed agents such as financial advisers and receiving bankers; • HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS (in cases where the applicants have requested for the Hong Kong Offer Shares to be deposited into CCASS); • any agents, contractors or third party service providers who offer administrative, telecommunications, computer, payment or other services to the Company and/or the Hong Kong Share Registrar in connection with the operation of their businesses; • the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and • any other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers. 4. Access and correction of personal data The Ordinance provides the applicants and the holders of securities with rights to ascertain whether the Company or the Hong Kong Share Registrar holds their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for information regarding policies and practices and kinds of data held should be addressed to the Company, at its registered address disclosed in the “Corporate Information” section in the Prospectus or as notified from time to time in accordance with applicable law, for the attention of the company secretary, or the Company’s Hong Kong Share Registrar for the attention of the privacy compliance officer. By signing this Application Form, you agree to all of the above. How to make your application 1. Use the table set out below to calculate how much you must pay for the number of Hong Kong Offer Shares you want to subscribe for. Your application must be for a minimum of 8,000 Hong Kong Offer Shares. Applications must be in one of the numbers set out in the table below. No application for any other number of Hong Kong Offer Shares will be considered and any such application is liable to be rejected. The table also sets out the total amount payable for such Hong Kong Offer Shares. On application, you must pay the maximum offer price of HK$0.60 per Share, plus brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%. 2. Complete the form and sign it. Only written signatures will be accepted. 3. Staple your cheque or banker’s cashier order to the form. You must pay for the Hong Kong Offer Shares applied for by one chequeor byone banker’s cashier order. If you pay by cheque, the cheque must: • be in Hong Kong dollars; • not be post-dated; • be drawn on your Hong Kong dollar bank account with a licensed bank in Hong Kong; • show your account name. This name must either be pre-printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be that of the first-name applicant; • be made payable to “Bank of China (Hong Kong) Nominees Limited - Synertone Communication Public Offer”; and • be crossed “Account Payee Only”. Each application must be accompanied by either a separate cheque or banker’s cashier order. Your application will be rejected if your cheque: • does not meet all these requirements; or • is dishonoured on its first presentation. If you pay by banker’s cashier order: • be in Hong Kong dollars; • the banker’s cashier order must be issued by a licenced bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name certified on the back of the banker’s cashier order and the name on the Application Form must be the same. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the name of the first-name applicant; • the banker’s cashier order must be made payable to “Bank of China (Hong Kong) Nominees Limited - Synertone Communication Public Offer”; • the banker’s cashier order must be crossed “Account Payee Only”; and • the banker’s cashier order must not be post-dated. Your application will be rejected if your banker’s cashier order does not meet all these requirements. 4. Tear off the Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following branches of Bank of China (Hong Kong) Limited: Branch Name Address Hong Kong Island Bank of China Tower Branch 3/F, 1 Garden Road North Point (King’s Centre) Branch 193-209 King’s Road, North Point Johnston Road Branch 152-158 Johnston Road, Wanchai Quarry Bay Branch Parkvale, 1060 King’s Road, Quarry Bay Kowloon Humphrey’s Avenue Branch 4-4A Humphrey’s Avenue, Tsim Sha Tsui Mong Kok (President Commercial 608 Nathan Road, Mong Kok Centre) Branch Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom Metro City Branch Shop 209, Level 2, Metro City Phase 1, Tseung Kwan O New Territories Sheung Shui Branch Securities 136 San Fung Avenue, Sheung Shui Services Centre Castle Peak Road (Yuen Long) Branch 162 Castle Peak Road, Yuen Long 5. Your Application Form can be lodged at these times: Friday, 30 March 2012 — 9:00 a.m. to 5:00 p.m. Saturday, 31 March 2012 — 9:00 a.m. to 1:00 p.m. Monday, 2 April 2012 — 9:00 a.m. to 5:00 p.m. Tuesday, 3 April 2012 — 9:00 a.m. to 5:00 p.m. Thursday, 5 April 2012 — 9:00 a.m. to 5:00 p.m. Tuesday, 10 April 2012 — 9:00 a.m. to 5:00 p.m. Wednesday, 11 April 2012 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Wednesday, 11 April 2012, or if the application lists are not open on that day, by the time and date stated below. The application lists will be open from 11:45 a.m. and 12:00 noon on Wednesday, 11 April 2012, subject only to the weather conditions. The application lists will not open if there is: • a tropical cyclone warning signal number 8 or above, or • a “black” rainstorm warning signal in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on Wednesday, 11 April 2012. Instead they will be open between 11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon. Business day means a day that is not a Saturday, Sunday or public holiday in Hong Kong. 7. The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be presented for payment before 12:00 noon on Wednesday, 11 April 2012. The Company will not give you a receipt for your payment. The Company shall keep all interest accrued on your application monies (up until, in the case of monies to be refunded, the date of dispatch of refund cheques). The right is also reserved to retain any Share certificates and/or any surplus application monies or refunds pending clearance of your cheque or banker’s cashier order. Sample樣 |
|---|---|---|
| NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
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| Number of Hong Kong Amount payable Offer Shares applied for on application |
Number of Hong Kong Amount payable Offer Shares applied for on application |
Number of Hong Kong Amount payable Offer Shares applied for on application |
| 8,000 4,848.38 16,000 9,696.77 24,000 14,545.15 32,000 19,393.54 40,000 24,241.92 48,000 29,090.30 56,000 33,938.69 64,000 38,787.07 72,000 43,635.46 80,000 48,483.84 160,000 96,967.68 240,000 145,451.52 320,000 193,935.36 400,000 242,419.20 480,000 290,903.04 HK$ |
560,000 339,386.88 640,000 387,870.72 720,000 436,354.56 800,000 484,838.40 1,000,000 606,048.00 1,200,000 727,257.60 1,400,000 848,467.20 1,600,000 969,676.80 1,800,000 1,090,886.40 2,000,000 1,212,096.00 2,200,000 1,333,305.60 2,400,000 1,454,515.20 3,200,000 1,939,353.60 4,000,000 2,424,192.00 4,800,000 2,909,030.40 HK$ |
HK$ 5,600,000 3,393,868.80 6,400,000 3,878,707.20 7,200,000 4,363,545.60 8,000,000 4,848,384.00 9,000,000 5,454,432.00 10,000,000 6,060,480.00 11,000,000 6,666,528.00 12,000,000 7,272,576.00 13,000,000 7,878,624.00 14,000,000 8,484,672.00 15,000,000 9,090,720.00 Maximum number of Hong Kong Offer Shares you may apply for |
如欲以 閣下的名義登記獲發行的香港發售股份,請使用本申請表格
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SYNERTONE COMMUNICATION CORPORATION 協同通信集團有限公司 (於開曼群島註冊成立的有限公司)
全球發售
申請條件
申請條件 ‧ 確認 閣下已細閱招股章程及本申請表格所載的條款與條件及申請手續,並同意受其約束; ‧ 授權 本公司將 閣下的姓名列入本公司的股東名冊,以登記為 閣下獲分配的任何香港發售 甲、 申請人資格 股份的持有人,並 授權 (須受招股章程所載列的條款及條件規限)本公司及/或其代理將任何 1. 閣下作為申請人及 閣下為其利益提出申請的任何人士,必須年滿18 歲或以上並須擁有香港18 歲或以上並須擁有香港歲或以上並須擁有香港 股票(如適用)及/或退款支票(如有),以普通郵遞方式按 閣下所遞交的申請表格上填寫的 地址。 地址寄予 閣下,或(如屬聯名申請人)在本申請表格上排名首位的申請人, 郵誤風險概由 2. 如 閣下屬 商號 ,則須以個人成員而非以商號的名義提出申請。聯名申請人數目不得超過四 閣下承擔, 惟倘 閣下已申請1,000,000股或以上香港發售股份,並已在本申請表格上註明 名。 閣下欲親自領取股票(如適用)及/或退款支票(如有)並已提供本申請表格所需的一切資料; 3. 如 閣下屬職員簽署,並須註明簽署人的職銜。 法人團體 ,本申請表格須蓋有公司印章(附有公司名稱)並由一名正式授權的高級 ‧ (如是項申請乃為 閣 下本身的利益而提出) 保證 是項申請乃為 閣下利益以 白色 或 黃色 申請 職員簽署,並須註明簽署人的職銜。 表格或透過中央結算系統向香港結算或利用 網上白表 服務 www.hkeipo.hk 向指定 網上白表 服 4. 除非是在獲得上市規則批准的情況下,如 閣下或 閣下為其利益提出申請的任何人士屬下 務供應商發出 電子認購指示 而提出的唯一申請; 列身份,則‧‧‧‧ 本公司或其任何附屬公司股份的現有實益擁有人;本公司或其任何附屬公司的最高行政人員或董事;本公司的關連人士或於緊隨全球發售完成後將成為本公司關連人士的人士。上述任何人士的聯繫人(「聯繫人」一詞的定義見上市規則);或 不得 申請任何香港發售股份: ‧‧ (如申請由代理代表 閣下提出)(如 閣下為他人的代理)向指定權以該位人士代理的身份簽署申請表格;以 白色網上白表 或 黃色 申請表格或透過中央結算系統向香港結算或利用服務供應商發出 保證 已向該位人士作合理查詢,確定是項申請乃為該位人士的利益 電子認購指示保證 閣下已有效及不可撤回地賦予 閣下的代理一切所需而將會提出的唯一申請,而 閣下已獲正式授 網上白表 服務 www.hkeipo.hk 5. 如 閣下或 閣下為其利益提出申請的任何人士屬下列身份,則‧ 中國(不包括香港、澳門和台灣)的法人或自然人(惟已遵守一切有關該申請的中國法律 不得 申請任何香港發售股份: ‧ 的權力及授權以提出申請; 承諾 及 確認 閣 下(如是項申請乃為 閣下利益而提出)或 閣下為其利益提出是項申請的人 ‧‧‧ 如 閣下並無香港地址;或美籍人士(定義見美國證券法已申請或認購或已表明有意認購或已經或將會獲配售(包括有條件及/或暫定)國際配售及法規的人士,包括但不限於合資格境內機構投資者除外);S規例); ‧ 士並無申請或認購或表示有意申請或已獲或將獲配售或分配(包括有條件及/或暫定)並且不會申請或認購或表示有意申請國際配售的任何配售股份; 同意 釋; 閣下的申請、任何對申請的接納及據此而訂立的合約將受香港法例規管,並須按其詮 的國際配售股份。 ‧ 保證 是項申請所載資料乃真實準確; 乙、 如 閣下為代名人 ‧ 同意 向本公司及/或其香港股份過戶登記處、收款銀行、獨家全球協調人及彼等各自的顧問 如 閣下為代名人,則 閣下可以本身名義代表不同實益擁有人提出超過一份申請:(1)透過中央結算 及代理披露個人資料及所需的 閣下或 閣下為其利益而提出申請的人士的任何其他資料; 系統向香港結算發出 電子認購指示 (如 閣 下為中央結算系統參與者);或(2)使用 白色 或 黃色 申請表格 ‧ 向本公司(為其本身及各股東的利益(及因此本公司將因其接納全部或部分申請而被視為已為 遞交超過一份申請表格,惟須於申請表格上「由代名人遞交」方格內填寫每名實益擁有人(或如屬聯名實 其本身及代表各股東向各申請人(包括每位發出 電子認購指示 的中央結算系統參與者))表示 同 益擁有人的情況而言,則填寫每名有關實益擁有人)的以下資料: 意 ,遵守和符合公司法,公司條例及組織章程大網及組織章程細則; ‧ 賬戶號碼;或 ‧ 向本公司及各股東表示 同意 股份持有人可自由轉讓其股份;及 ‧ 其他身份識別編碼。 ‧ 授權 本公司代表 閣下與本公司各董事及高級人員訂立合約,據此,該等董事及高級人員各 如未有填妥以上資料,則該項申請將被視作為 閣下本身的利益而提出。 自承諾遵照及遵守章程細則訂明對股東的責任。 凡代其他人士遞交本申請表格的代名人一概被視作向本公司、獨家全球協調人及香港包銷商聲明及承 本公司、獨家全球協調人、獨家保薦人、香港包銷商、參與全球發售的其他各方及彼等各自的董事、 諾,彼已獲該位人士(如超過一名,則每位人士)正式授權代該位人士/每名該等人士遞交是項申請並 高級職員、合作夥伴、代理及顧問,均有權依賴 閣下在 閣下的申請中作出的任何保證、陳述或聲 同意本申請表格的條款。 閣下進一步承諾會向本公司、獨家全球協調人及每名香港包銷商提供彼等 明。聯名申請人作出、提供或承擔或須履行的所有保證、陳述、聲明及責任,均視為申請人共同及個 任何一方所需有關該名人士/每位該等人士的資料,以便用作下文「個人資料」一節所載的任何用途。 別作出、提供或承擔或須履行的保證、陳述、聲明及責任。 丙、 僅可為 閣下本身的利益(或為 閣下或 閣下的聯名申請人的利益)遞交一份申請 庚、 授權書 重複申請或疑屬重複的申請將遭拒絕受理。除非符合上文B節所述的規定,如 閣下或 閣下連同 閣 如 閣下透過正式授權代表提出申請,則本公司及獨家全球協調人(或彼等各自的代理及代名人)(作為 下的聯名申請人作出以下任何一項行為,則 閣下的所有申請將被視為重複申請而概不受理: 本公司代理)可按彼等認為適合的任何條件下(包括出示 閣下代表的授權證明)接受 閣下的申請。獨 ‧ (不論個人或與他人聯名)以 白色 或 黃色 申請表格或透過中央結算系統向香港結算或利用 網上 家全球協調人(以本公司代理的身份)可全權拒絕或接納任何全部或部分申請,而毋須說明任何理由。 白表 服務 www.hkeipo.hk 向指定 網上白表 服務供應商發出 電子認購指示 提出超過一份申請; 辛、 發售價的釐定 ‧ (不論個人或與他人聯名)同時以一份 白色 及一份 黃色 申請表格或以一份 白色 或一份 黃色 申請 發售價預期由本公司與獨家全球協調人(代表香港包銷商)於二零一二年四月十二日(星期四)或前後協 表格及透過中央結算系統向香港結算或利用 網上白表 服務 www.hkeipo.hk 向指定 網上白表 服 定,無論如何不得遲於二零一二年四月十三日(星期五)。申請香港發售股份的申請人於申請時須支付 務供應商發出 電子認購指示 提出申請; 每股發售股份的最高發售價0.60港元,另加1%經紀佣金、0.003%證監會交易徵費及0.005%聯交所交易 ‧ (不論個人或與他人聯名)以一份 白色 或 黃色 申請表格或透過中央結算系統向香港結算或利用 費,如發售價低於0.60港元,則多繳的申請股款會不計息退回予成功申請人。如獨家全球協調人(代表 網上白表 服務 www.hkeipo.hk 向 網上白表 服務供應商發出 電子認購指示 申請超過15,000,000 香港包銷商並獲本公司同意)根據有意投資的機構及專業投資者以及其他投資者在累計投標過程中表示 股香港發售股份,根據香港公開發售提呈可供公眾人士認購的股份約50%;或 的認購意向而認為全球發售提呈的發售股份數目及╱或指示性發售價範圍並不適當,獨家全球協調人 ‧ 已申請或認購或已表明有意認購或已經或將會獲配售(包括有條件及/或暫定)國際配售的國 (代表香港包銷商)可於遞交香港公開發售申請的截止日期當日上午或之前隨時將全球發售提呈的發售 際配售股份。 股份數目及╱或指示性發售價範圍下調至低於招股章程所述者(即每股發售股份0.30港元至0.60港元)。 如為 閣下的利益而以 白色 或 黃色 申請表格或透過向香港結算或透過 網上白表 服務 (www.hkeipo.hk) 向 在此情況下,本公司將會在作出有關調減的決定後,在實際可行情況下盡快且無論如何不遲於遞交香 指定 網上白表 服務供應商發出電子認購指示提出多於一份申請(包括香港結算代理人根據 電子認購指示 港公開發售申請的截止日期當日上午,在英文虎報(以英文)及新報(以中文)刊登有關調減全球發售提 提出申請的部分),則 閣下的所有申請亦會被視為重複申請而遭拒絕受理。 呈的發售股份數目及╱或指示性發售價範圍的通告。該通告亦將會在聯交所網站 www.hkexnews.hk 及 ‧如申請由非上市公司作出,而:該公司主要從事證券買賣;及 及發售統計數字及因該下調而可能變動的任何其他財務資料的確認或修訂(如適當)。如獨家全球協調本公司網站 www.synertone.net 可供查閱。該通告亦將包括現載於招股章程「概要」一節的營運資金說明 ‧ 閣下對該公司可行使法定控制權, 人(代表香港包銷商)與本公司基於任何理由未能於二零一二年四月十三日(星期五)或之前協定發售 則是項申請將視作為 閣下利益而提出。 價,則全球發售將不會進行,並將失效。 非上市公司 ‧‧一家公司的控制該公司一半以上的投票權;或控制該公司董事會的組成;或 法定控制權 指其股本證券概無在聯交所上市的公司。指 閣下: 壬、 香港發售股份的分配 登記申請結束前概不會處理香港發售股份的申請,亦不會分配任何該等香港發售股份。本公司預期以 白色 及 黃色 申請表格以及透過向香港結算或指定 網上白表 服務供應商發出 電子認購指示 申請香港公開 ‧ 持有該公司一半以上的已發行股本(不包括無權分享超逾特定金額的溢利分派或資本分派的任 發售項下香港發售股份的分配結果,其中包括成功申請人的香港身份證號碼、護照號碼或香港商業登 何部分)。 記號碼,以及成功申請香港發售股份的數目,將可通過招股章程「如何申請香港發售股份-公佈結果」一節所述的方式查看。一節所述的方式查看。 丁、 香港發售股份的分配—甲組及乙組 癸、 如成功申請香港發售股份(全部或部分) 就分配而言,香港公開發售初步提呈的發售股份總數(視乎香港公開發售與國際配售之間所作出的任何股份調整而定),將平均分為兩組(取至最接近每手買賣單位):甲組及乙組各自包括 15,000,000股股 票(如適用),可於二零一二年四月十七日(星期二)上午九時正至下午一時正,親臨本公司的香港股份閣下如申請認購 1,000,000股或以上的香港發售股份,並已在 閣下的 白色 申請表格上選擇親自領取股 份。甲組的香港發售股份將按公平基準分配予成功申請總認購金額為5百萬港元或以下(不包括應付的 過戶登記處卓佳證券登記有限公司領取 閣下的股票(如適用)。如 閣下為個人申請人,則不得授權 經紀佣金、證監會交易徵費及聯交所交易費)的香港發售股份申請人。乙組的香港發售股份將按公平基 任何其他人士代表 閣下領取。如 閣下為公司申請人,則必須委派授權代表攜同加蓋公司印章的公 準分配予成功申請總認購金額為5百萬港元以上(不包括應付的經紀佣金、證監會交易徵費及聯交所交 司授權書領取。個人和授權代表(如適用)於領取時均須出示卓佳證券登記有限公司接納的身份證明文 易費)至最高達乙組價值的申請人。 閣下應注意,甲組與乙組的申請所獲的分配比例或會有差異。如 件。如 閣下未於指定領取時間內領取股票,則該等股票隨後將盡快以普通郵遞方式寄往 閣下申請 其中一組香港發售股份(但非兩組)認購不足,則餘下的香港發售股份將轉撥至另一組,以滿足另一組 表格所示的地址,郵誤風險概由 閣下自行承擔。 的需求及作出相應分配。 閣下僅可獲分配甲組或乙組其中一組的香港發售股份,但不會兩者兼得。組別或組別間的重複或疑屬重複申請,及超過每組初步獲分配的香港發售股份數目的申請,一概遭拒 如 閣下申請無在 閣下的申請表格註明將親自領取股票(如適用),則 閣下的股票(如適用)將於二零一二年四月1,000,000股以下的香港發售股份,或如 閣下申請1,000,000股或以上香港發售股份但並 絕受理。香港公開發售分配予投資者的香港發售股份(甲組及乙組),將純粹按所接獲的有效香港公開 十七日(星期二)或之前以普通郵遞方式寄往 閣下申請表格所示的地址,郵誤風險概由 閣下自行承 發售申請數量而定。各組的分配基準或會因應每名申請人有效申請的香港發售股份數目而有所不同。 擔。 上述分配(如適用)可能包括抽籤,即意味着部分申請人將獲分配的股數或會較其他申請同一香港發售 股票僅會在全球發售在各方面成為無條件;及包銷協議並無根據其條款終止的情況下,方會成為有效 股份數目的人士為高,而未能中籤的申請人,則可能不會收取任何香港發售股份。 的所有權憑證,預期於二零一二年四月十八日(星期三)上午八時正前後。 戊、 補充資料 本公司將不會發出任何臨時所有權文件。 僅當香港公開發售在各方面已成為無條件,且包銷協議訂明 如就招股章程刊發任何補充文件,已遞交申請的申請人可能會亦可能不會(視乎補充文件所載的資料) 及招股章程中「包銷-包銷安排及開支-終止的理由」一節所述終止權未獲行使,股票方會於二零一二 獲通知可撤回彼等的申請。如申請人未獲通知或申請人已獲通知但未有根據所通知的手續撤回申請, 年四月十八日(星期三)上午八時正成為有效的所有權證書。概不會就已付申請款項發出收據。倘發售 則所有已遞交的申請仍屬有效及可供接納。除上下文所述情況外,申請一經提出即不可撤回,而申請 價低於 閣下所支付的每股香港發售股份價格,多出的申請款項(包括因此而多繳的經紀佣金、證監會 人亦視作根據經補充的招股章程提出申請。 交易徵費及聯交所交易費)將不計利息退還予 閣下。 己、 填妥及遞交本申請表格的效用 子、 導致 閣下不獲分配香港發售股份的情況 本申請表格一經填妥及遞交,即表明 閣 下(如屬聯名申請人,即各聯名申請人個別及共同)就閣下本 閣下可能基於下列任何理由不獲分配香港發售股份: 身或作為代理或代名人及代表 閣下作為代理或代名人所代表的各位人士: 1. 全權決定拒絕或接納 閣下的申請: ‧ 指示 及 授權 本公司及/或獨家全球協調人(或彼等各自的代理或代名人)根據組織章程細則的 本公司、獨家全球協調人(作為本公司的代理)或彼等各自的代理,可全權酌情決定拒絕或接 規定,代表 閣下簽署任何過戶表格或其他文件和代表 閣下進行所有必要事宜,以 閣下 納任何申請或僅接納任何申請的部分,而毋須說明任何拒絕或接納理由。 的名義登記分配予 閣 下的任何香港發售股份,以及以其他方式使得招股章程及本申請表格 所述的安排得以進行; 2. 如 閣下的申請遭拒絕: ‧‧ 與 閣下代為申請的受益人並非身處美國境內(定義見美國證券法 承諾 為 閣下獲分配的香港發售股份的持有人; 聲明 簽署所有必要文件及進行所有必要事宜,以及根據組織章程細則規定,令 閣下登記、 保證 並 承諾 閣下明白香港發售股份並無且不會根據美國證券法登記,而且 閣下S規例)的人士,並且會在離 在下列情況下, 閣下將不獲配發股份:‧‧‧ 閣下提出重複申請或疑屬重複申請;閣下並無正確填妥申請表格;閣下未按規定方式付款或 閣下以支票或銀行本票繳款,惟該支票或銀行本票未能 ‧ 岸交易(定義見美國證券法 聲明 、 保證 並 承諾 如香港境外任何地區的法例適用於本申請,則 閣下已遵守一切有關法S規例)中購入香港發售股份; ‧ 於首次過戶時兌現;閣下或 閣下為其利益提出申請的人士已申請或認購或表示有意申請或已收取或已 例,而本公司、獨家全球協調人、香港包銷商及彼等各自的高級職員或顧問不會因接納 閣下的認購申請或因應 閣下在招股章程所載條款及條件下的權利與責任而採取的行動而違反 ‧ 獲或將獲配售或配發(包括有條件及/或暫定)國際配售的配售股份;本公司及獨家全球協調人(代表本公司)相信接納 閣下的申請會觸犯填寫及/或簽本公司及獨家全球協調人(代表本公司)相信接納 閣下的申請會觸犯填寫及/或簽 香港境外地區的任何法例; 署 閣下申請表格或 閣下於申請表格上所示地址的所在司法管轄區任何適用證券
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甲、 申請人資格 1. 閣下作為申請人及 閣下為其利益提出申請的任何人士,必須年滿18 歲或以上並須擁有香港18 歲或以上並須擁有香港歲或以上並須擁有香港 地址。
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- 如 閣下屬 商號 ,則須以個人成員而非以商號的名義提出申請。聯名申請人數目不得超過四 名。
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- 如 閣下屬職員簽署,並須註明簽署人的職銜。 法人團體 ,本申請表格須蓋有公司印章(附有公司名稱)並由一名正式授權的高級 ‧
香港發售股份的分配 登記申請結束前概不會處理香港發售股份的申請,亦不會分配任何該等香港發售股份。本公司預期以 白色 及 黃色 申請表格以及透過向香港結算或指定 網上白表 服務供應商發出 電子認購指示 申請香港公開 發售項下香港發售股份的分配結果,其中包括成功申請人的香港身份證號碼、護照號碼或香港商業登 記號碼,以及成功申請香港發售股份的數目,將可通過招股章程「如何申請香港發售股份-公佈結果」一節所述的方式查看。一節所述的方式查看。
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‧ 閣下或 閣下為其利益提出申請的人士已申請或認購或表示有意申請或已收取或已 ‧ 獲或將獲配售或配發(包括有條件及/或暫定)國際配售的配售股份;本公司及獨家全球協調人(代表本公司)相信接納 閣下的申請會觸犯填寫及/或簽本公司及獨家全球協調人(代表本公司)相信接納 閣下的申請會觸犯填寫及/或簽 署 閣下申請表格或 閣下於申請表格上所示地址的所在司法管轄區任何適用證券 或其他法例、規則或法規;
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‧ 確認 閣 下已收取招股章程,並僅依賴招股章程所載的資料及陳述提出申請,而將不會依賴 任何其他資料及陳述(招股章程的任何補充文件所載者除外);
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‧ 任何包銷協議並無成為無條件或根據其條款終止;或 ‧ 閣下申請超過向公眾初步提呈認購的香港發售股份50%以上(即1,500,000股股份)。
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- 如 閣下的申請遭撤銷或撤回:
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‧ 同意 本公司、獨家保薦人、獨家全球協調人、香港包銷商及彼等各自的董事、高級職員、員 工、合作夥伴、代理、顧問及任何其他參與全球發售的各方僅須對招股章程及其任何補充文 件所載的資料及陳述負責(而僅限於具司法管轄權法院裁定存在的該等責任);
閣下一經填妥並遞交本申請表格或向香港結算或 網上白表 服務供應商發出 電子認購指示 ,即 表示 閣下同意於開始辦理申請登記後第五日(就此而言,不包括非營業日)或之前不可撤 回 閣下的申請。該協議成為與本公司訂立的附屬合約,於 閣下遞交申請表格或向香港結 算或 網上白表 服務供應商發出 電子認購指示 時生效,對 閣下具有約束力。而該附屬合約的 條件為本公司同意,除按招股章程所述任何一項程序外,不得於開始登記認購申請起計第五 日或之前(就此而言不包括任何非營業日)向任何人士發售任何香港發售股份。
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‧ 同意 (在不損害 閣下可能擁有的任何其他權利的情況下)閣 下的申請一經接納, 閣下不得 因無意的失實陳述而撤銷申請;
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‧ 承諾 及 同意 接納 閣下所申請認購的香港發售股份,或接納獲分配的任何較是次申請數目為 少的香港發售股份;
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‧ 同意 閣下的申請一經接納, 閣下獲接納的申請將以本公司公佈的香港公開發售結果為依 據;
如欲以 閣下的名義登記獲發行的香港發售股份,請使用本申請表格
如根據公司條例第40條須對招股章程負責的人士根據該條發出公告,免除或限制該人士對招 股章程的責任,則 閣下僅可於開始辦理申請登記後第五日(就此而言不包括非營業日)前撤 回申請。 如就招股章程刊發任何補充文件,已遞交申請的申請人可能會亦可能不會(視乎補充文件所載 資料)獲通知可撤回彼等的申請。如申請人未獲知會或申請人已獲知會但未有根據所通知的手 續撤回申請,則所有已遞交的申請仍屬有效及可供接納。除上文所述情況外,申請一經提出 即不可撤回,而申請人亦視作根據經補充的招股章程提出申請。
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‧ 第一頁的「警告」; ‧ 「如 閣下為代名人」;
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‧ 「僅可為 閣 下本身的利益遞交一份申請」;
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‧ 「填妥及遞交本申請表格的效用」一節的所有陳述及保證,惟首兩項有關以申請人的名義登記 香港發售股份及簽署文件使申請人可登記成為所申請香港發售股份持有人的部分除外;
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‧ 「如成功申請香港發售股份(全部或部分)」;
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‧ 「導致 閣下不獲分配香港發售股份的情況」;及
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閣下的申請一經接納即不可撤銷。於報章公佈分配結果通知,即代表未經拒絕受理的申請已 獲接納。如有關分配基準須符合若干條件或規定以抽籤形式分配,則接納是否有效,須視乎 有關條件能否達成或抽籤結果而定。
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‧ 「退還股款」。
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個人資料
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倘 閣下在香港公開發售及國際配售中均有提出申請: 個人資料收集聲明 一經填妥任何申請表格或向香港結算或 網上白表 服務供應商發出 電子認購指示 ,即表示 閣 個人資料(私隱)條例(「條例」)中的主要條文已於一九九六年十二月二十日在香港生效,此項個人資料收集聲明是 下同意不會根據國際配售申請國際配售股份。有關方面將採取合理措施以識別及拒絕來自已 向香港發售股份的申請人及持有人說明本公司及卓佳證券登記有限公司(「香港股份過戶登記處」)就個人資料及條 例而制訂的政策及措施。
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一經填妥任何申請表格或向香港結算或 網上白表 服務供應商發出 電子認購指示 ,即表示 閣 下同意不會根據國際配售申請國際配售股份。有關方面將採取合理措施以識別及拒絕來自已 取得國際配售下的國際配售股份的投資者在香港公開發售中提出的申請,以及識別及拒絕來 自已取得香港公開發售下發售股份的投資者對國際配售所表示的興趣。
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自已取得香港公開發售下發售股份的投資者對國際配售所表示的興趣。 1. 收集 閣下個人資料的原因
5. 如 閣下的香港發售股份的分配失效: 證券申請人申請證券時或證券登記持有人將證券轉往其名下,或將證券轉讓予他人,或要求香港股份
如聯交所上市委員會未能於下列時間內批准股份上市及買賣,則 閣下的香港發售股份的分 過戶登記處提供服務時,須不時向本公司及香港股份過戶登記處提供其最新的準確個人資料。
配將告失效: 若未能提供所需資料,會導致 閣下的證券申請遭拒絕受理或延誤或本公司及香港股份過戶登記處無
‧ 截止辦理申請登記日期後三星期內;或 法進行過戶或提供服務,亦可能妨礙或延誤 閣下成功申請的香港發售股份的登記或過戶及/或 閣
‧ 聯交所上市委員會於截止辦理申請登記日期後三星期內通知本公司的較長期限,該 下有權收取的股票的寄發及/或退款支票的寄發及/或電子自動退款指示的發送。證券持有人所提供
期限最長不超過六星期。 的個人資料如有任何不確,必須即時知會本公司及香港股份過戶登記處。
寅、 退還股款 2. 用途
如出現下列情況, 閣下的申請款項或其適當部分,連同相關的1%經紀佣金、0.003%證監會交易徵費 申請人及證券持有人的個人資料可以任何方式採用、持有及/或保存,以作下列用途:
‧及0.005%聯交所交易費將會退還:閣下的申請遭拒絕受理、不獲接納或僅獲部分接納或如 閣下就上述任何原因並無收取任何 ‧ 股章程所載條款及申請手續以及公佈香港發售股份的分配結果;處理 閣下的申請,退款支票及電子自動退款指示(如適用)及核實是否遵守本申請表格及招
‧ 香港發售股份;於申請時支付的發售價最終釐定為少於每股股份0.60港元(不包括經紀佣金、證監會交易徵費 ‧‧ 使符合香港及其他地方的全部適用法律及法規;登記新發行的證券或為證券持有人登記轉往其名下或由其名下轉讓予他人的證券,包括(如適
‧ 任何申請遭撤回或據此作出的任何配發無效。及聯交所交易費); ‧ 保存或更新本公司證券持有人名冊;用)以香港結算代理人的名義登記;
不會支付相關利息。所有有關款項於退款日期前應計的利息將撥歸本公司所有。 ‧ 進行或協助進行簽名核對或任何其他核對或交換資料;
如出現涉及大量超額認購的特殊情況,按本公司及獨家全球協調人的酌情決定,申請若干小額香港發 ‧ 確定本公司證券持有人可獲取的利益,例如股息、供股及紅股等的資格;
出,如屬聯名申請人,則以申請表格上排名首位申請人為收款人。 閣下所提供部分香港身份證號碼或護照號碼,或(如屬聯名申請人)排名首位申請人的部分香港身份證號碼或護照號碼或會印列於 閣下的退款支票(如有)上。上述數據亦會轉交第三方以安排退款。在兌現 閣下的退款支票前, 閣下售股份的支票(成功申請者除外)可能不予過戶。本公司預期將於二零一二年四月十七日(星期二)按照上文所述各項安排退回 閣下的申請款項(如有)。退款支票將會以「只准入抬頭人賬戶」劃線方式開的銀行或須核實 閣下的香港身份證號碼或護照號碼。如 閣下填寫的香港身份證號碼或護照號碼並不準確,可能會延遲或無法兌現 閣下的退款支票。 ‧‧‧‧‧‧ 以報章公佈或其他方式披露成功申請人的身份;披露有關資料以便作出權利索償;及寄發本公司及其附屬公司的公司通訊;編製統計資料及股東資料;遵照法例、規則或法規(不論法定或其他)的規定作出披露;與上述有關的任何其他附帶或相關用途及/或以便本公司及香港股份過戶登記處能夠履行其
如 閣下已申請1,000,000股或以上香港發售股份並在 閣下的申請表格上註明擬親自領取退款支票及 對證券持有人及/或監管機構的責任及/或證券持有人不時同意的任何其他用途。
已提供申請表格上列明的一切所需資料, 閣下可於本公司在報章上公佈有關寄發退款支票的日期當 3. 向他人提供個人資料
日或任何其他日期上午九時正至下午一時正期間,親自前往香港股份過戶登記處領取退款支票: 本公司及香港股份過戶登記處會將申請人及證券持有人的個人資料保密,但本公司及香港股份過戶登
卓佳證券登記有限公司 記處可能會作出必要的查詢以確定個人資料的準確性,以便資料可用作上述任何用途,尤其可能會向
香港灣仔皇后大道東28號金鐘匯中心26樓 下列任何或所有人士及實體披露、索取或提供(不論在香港或外地)申請人及證券持有人的個人資料:
預期寄發退款支票的日期為二零一二年四月十七日(星期二)。 ‧ 本公司或其委任的代理,例如財務顧問及收款銀行;
‧ 當申請人要求將香港發售股份存入中央結算系統時,香港結算及香港結算代理人將為中央結
如 閣下為選擇親身領取的個別申請人,則不得授權任何其他人士代 閣下領取。如 閣下為選擇派 算系統的運作而使用個人資料;
人領取的公司申請人,則必須由其授權代表持有加蓋公司印章的授權書方可領取。個人及授權代表(如適用)須在領取時出示卓佳證券登記有限公司接納的身份證明文件。 ‧ 任何向本公司及/或香港股份過戶登記處提供與其各自業務運作有關的行政、電訊、電腦、
如 閣下未有在指定領取時間內領取 閣下的退款支票,則 閣下的退款支票將以普通郵遞方式,寄往 閣下在申請表格上所示的地址,郵誤風險概由 閣下承擔。如 閣下申請少於格上註明 閣下將親身領取 閣下的退款支票,則 閣下的退款支票將以普通郵遞方式,寄往 閣下1,000,000股香港發售股份,或申請1,000,000股或以上香港發售股份但並無於申請表 ‧‧ 聯交所、證監會及任何其他法定、監管及政府機構;及付款或其他服務的代理、承包商或第三方服務供應商;或股票經紀等。與證券持有人有業務往來或擬有業務往來的任何其他人士或機構,例如銀行、律師、會計師
在申請表格上所示的地址,郵誤風險概由 閣下承擔。 4. 查閱及更正個人資料
本公司擬作出特別安排,以盡全力避免不當延遲退還申請款項(如適用)。 條例賦予申請人及證券持有人權利查證本公司或香港股份過戶登記處是否持有其個人資料,並索取有
卯、 以香港結算代理人的名義提出申請 關資料副本及更正任何不確的資料。依據條例,本公司及香港股份過戶登記處有權就處理任何查閱資
如本申請表格乃由香港結算代理人代表發出 電子認購指示 申請香港發售股份的人士簽署,則本表格與 料的要求收取合理費用。根據適用條例,所有關於查閱資料或更正資料或查詢個人資料政策及措施及
招股章程不符的一切條文將不適用,而以招股章程的條文為準。在不限制此段的一般性原則的前提 持有資料類別的要求,應向本公司的公司秘書提出或通過香港股份過戶登記處向私隱條例事務主任提
下,本申請表格以下部分在香港結算代理人作為簽署人的情況下並不適用: 出。
‧ 第一頁所載的所有保證,惟第一項有關表示根據招股章程及本申請表格的條款與條件,並在
組織章程細則的規限下,申請香港發售股份的保證除外; 簽署本申請表格後,即表示 閣下同意上述各項。
如何提出申請 4. 撕下申請表格,對摺一次,然後投入中國銀行(香港)有限公司下列任何一間分行的特設收集箱內:
1. 請按照下表計算 閣下擬認購的香港發售股份數目所應繳的股款。申請股數最少須為8,000股香港發售 分行名稱 地址
股份,並須按照下表載列的數目提出申請。申請任何其他數目的香港發售股份將不予考慮,而任何有 港島區 中銀大廈分行 花園道1號3樓
關申請將一概拒絕受理。下表亦列出申請各香港發售股份股數的應付股款總額。 閣下須於申請時繳 北角英皇中心分行 北角英皇道193-209號
付每股股份的最高發售價0.60港元,另加1%經紀佣金、0.003%證監會交易徵費及0.005%聯交所交易 莊士敦道分行 灣仔莊士敦道152-158號
費。 朂魚涌分行 朂魚涌英皇道1060號柏惠苑
2. 請填妥並簽署申請表格。只接納親筆簽名。 九龍區 堪富利士道分行 尖沙咀堪富利士道4-4A
旺角總統商業大廈分行 旺角彌敦道608號
3. 付款支票或銀行本票須緊釘於表格上。 閣下必須以 一張支票 或 一張銀行本票 支付香港發售股份的申 黃埔花園分行 紅磡黃埔花園第一期商場G8B號
請款項。 新都城分行 將軍澳新都城一期二樓209號
如以支票付款,該支票必須: 新界區 上水分行證券服務中心 上水新豐路136號
‧ 為港元支票; 元朗青山道分行 元朗青山公路162號
‧ 不是期票;
‧ 從 閣下在香港持牌銀行的港元銀行賬戶付款; 5. 閣下可於下列時間內遞交申請表格:
‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必須已預印在支票上,或由有關銀行授權人在該支票 二零一二年三月三十日(星期五)- 上午九時正至下午五時正
背面加簽證明。該賬戶名稱必須與 閣下姓名相同。如屬聯名申請,該賬戶名稱必須與名列 二零一二年三月三十一日(星期六)- 上午九時正至下午一時正
二零一二年四月二日(星期一)- 上午九時正至下午五時正
首位申請人的姓名相同; 二零一二年四月三日(星期二)- 上午九時正至下午五時正
‧ 註明抬頭人為「 中國銀行(香港)代理人有限公司-協同通信公開發售 」;及 二零一二年四月五日(星期四)- 上午九時正至下午五時正
‧ 劃線註明「只准入抬頭人賬戶」。 二零一二年四月十日(星期二)- 上午九時正至下午五時正
每份申請必須附有獨立開出的支票或銀行本票。 二零一二年四月十一日(星期三)- 上午九時正至中午十二時正
下列情況將導致 閣下的申請不獲接納: 6. 閣下最遲須於二零一二年四月十一日(星期三)中午十二時正或(如該日並無開始辦理申請登記)下述日
‧ 支票未能符合所有上述規定;或 期及時間前遞交 閣下的申請。本公司將於二零一二年四月十一日(星期三)上午十一時四十五分至中
‧ 支票首次過戶時未能兌現。 午十二時正期間登記申請,惟須視乎當日天氣情況而定。如於二零一二年四月十一日(星期三)上午九
時正至中午十二時正任何時間內香港發出下列警告訊號:
如以銀行本票付款: ‧ 八號或以上熱帶氣旋警告訊號,或
‧ 為港元銀行本票; ‧ 「黑色」暴雨警告訊號,
‧ 銀行本票必須由香港持牌銀行發出,並由有關銀行的授權人士在該銀行本票背面簽署證明 則不會辦理申請登記,如下一個營業日上午九時正至中午十二時正期間任何時間香港並無發出上述任
閣下姓名。銀行本票背頁所示姓名必須與申請表格所示的姓名相同,如屬聯名申請,該銀行 何警告訊號,則改為於該日上午十一時四十五分至中午十二時正辦理申請登記。營業日指星期六、星
本票背面所示姓名必須與名列首位申請人的姓名相同; 期日或香港公眾假期以外的日子。
‧ 必須註明銀行本票抬頭人為「 中國銀行(香港)代理人有限公司-協同通信公開發售 」; 7. 本公司保留將所有或任何申請款項過戶的權利。然而, 閣下的支票或銀行本票將不會於二零一二年
‧ 必須在銀行本票上劃線註明「只准入抬頭人賬戶」;及 四月十一日(星期三)中午十二時正前過戶。本公司不會向 閣下發出付款收據。本公司將保留 閣 下
‧ 銀行本票不得為期票。 申請款項(如屬退款,則直至退款支票寄發日期止)的所有利息。本公司亦保留權利在 閣下的支票或
如 閣下的銀行本票不符合上述所有要求, 閣下的申請將一概拒絕受理。 銀行本票過戶之前保留任何股票及/或任何多繳的申請款項或退款。
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可申請認購的香港發售股份數目及應繳款項一覽表
申請認購的香港 申請時 申請認購的香港 申請時 申請認購的香港 申請時
發售股份數目 應繳款項 發售股份數目 應繳款項 發售股份數目 應繳款項
港元 港元 港元
8,000 4,848.38 560,000 339,386.88 5,600,000 3,393,868.80
16,000 9,696.77 640,000 387,870.72 6,400,000 3,878,707.20
24,000 14,545.15 720,000 436,354.56 7,200,000 4,363,545.60
32,000 19,393.54 800,000 484,838.40 8,000,000 4,848,384.00
40,000 24,241.92 1,000,000 606,048.00 9,000,000 5,454,432.00
48,000 29,090.30 1,200,000 727,257.60 10,000,000 6,060,480.00
56,000 33,938.69 1,400,000 848,467.20 11,000,000 6,666,528.00
64,000 38,787.07 1,600,000 969,676.80 12,000,000 7,272,576.00
72,000 43,635.46 1,800,000 1,090,886.40 13,000,000 7,878,624.00
80,000 48,483.84 2,000,000 1,212,096.00 14,000,000 8,484,672.00
160,000 96,967.68 2,200,000 1,333,305.60 15,000,000 9,090,720.00
240,000 145,451.52 2,400,000 1,454,515.20
320,000 193,935.36 3,200,000 1,939,353.60 * 閣下可申請認購的香港發售股份數目上限。
400,000 242,419.20 4,000,000 2,424,192.00
480,000 290,903.04 4,800,000 2,909,030.40
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