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SUNCORP GROUP LIMITED Interim / Quarterly Report 2015

Nov 9, 2014

65879_rns_2014-11-09_87856f74-2870-4930-a2b9-390ce732bda1.pdf

Interim / Quarterly Report

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ASX announcement

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10 November 2014

SUNCORP BANK IMPROVES MARGIN, CREDIT QUALITY AND CAPITAL IN THE SEPTEMBER QUARTER

Suncorp today provided an update on Bank assets, credit quality and capital as at 30 September 2014, as required under Australian Prudential Standard 330.

Suncorp Bank has responded to an increasingly competitive mortgage lending market by focusing on credit quality and the net interest margin. Both have improved significantly over the quarter with impaired loans down 15.6% and the net interest margin increasing to the top of the target range of 1.75% to 1.85%. In addition, common equity tier one has increased to 8.7% at 30 September 2014.

Total lending reduced 0.9% over the quarter due to prudent and targeted mortgage lending in a low-rate environment, lower system growth in Suncorp Bank’s target segments, the planned exit of a large commercial exposure and ongoing customer deleveraging.The Bank expects to return to growth in the December quarter.

Suncorp Bank CEO John Nesbitt said: “Suncorp has had a strong focus on strengthening risk management in line with the Basel II Advanced Accreditation program. We have been successful in the September quarter in improving the quality and diversification of our lending assets. Importantly, we have a strong pipeline of profitable, low-risk lending that has re-positioned Suncorp Bank for growth in the December quarter.”

Impairment losses reduced to $20 million or 16 basis points of gross loans, within the target range of 10 to 20 basis points. Impaired assets reduced 15.6% to $281 million and past-due loans reduced 3.6% to $423 million. A conservative approach to provisioning resulted in an increase in the total provision coverage against impaired assets to 79.7% from 67.9%.

Mr Nesbitt said Suncorp maintained a prudent approach to credit quality given the challenging external environment.

“It was pleasing to see a significant reduction in impaired assets but given the ongoing drought across much of Queensland, Suncorp has maintained the additional drought overlay introduced in June,” he said.

“Suncorp Bank has also made good progress over the quarter in its other key project, the Banking Platform Replacement Program. This is on track to deliver benefits in the 2017 financial year.”

ENDS

For more information contact:

Media: Michelle Barry on 0402 892 789 Analysts/Investors: Mark Ley on 0411 139 134

1

Suncorp Group Ltd - ABN 66 145 290 124 - GPO Box 1453, Brisbane QLD 4001 www.suncorpgroup.com.au

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ABN 66 145 290 124 Suncorp Group Limited Suncorp Bank APS330 for the quarter ended 30 September 2014 Release date: 10 November 2014

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APS330 for the quarter ended 30 September 2014

Suncorp Bank

Basis of preparation

This document has been prepared by Suncorp Bank to meet the disclosure obligations under the Australian Prudential Regulation Authority (APRA) Australian Prudential Standard (APS) 330 Capital Adequacy: Public Disclosure of Prudential Information.

Suncorp Bank is represented by Suncorp-Metway Limited and its subsidiaries. Suncorp-Metway Limited is an authorised deposit-taking institution and a wholly owned subsidiary of Suncorp Group Limited. Suncorp Group is represented by Suncorp Group Limited and its subsidiaries.

Other than statutory information required by a regulator (including APRA), all financial information is measured in accordance with Australian Accounting Standards. All figures have been quoted in Australian dollars and have been rounded to the nearest million.

This document has not been audited nor reviewed in accordance with Australian Auditing Standards. It should be read in conjunction with Suncorp Group’s consolidated annual and interim financial reports which have been either audited or reviewed in accordance with Australian Auditing Standards.

Figures relate to the quarter ended 30 September 2014 (unless otherwise stated) and should be read in conjunction with other information concerning Suncorp Group filed with the Australian Securities Exchange (ASX).

Disclaimer

This report contains general information which is current as at 10 November 2014. It is information given in summary form and does not purport to be complete.

It is not a recommendation or advice in relation to the Suncorp Group and Suncorp Bank or any product or service offered by its entities. It is not intended to be relied upon as advice to investors or potential investors, and does not take into account the investment objectives, financial situation or needs of any particular investor. These should be considered, with or without professional advice, when deciding if an investment is appropriate.

The information in this report is for general information only. To the extent that the information may constitute forward-looking statements, the information reflects Suncorp Group’s intent, belief or current expectations with respect to our business and operations, market conditions, results of operations and financial condition, capital adequacy, specific provisions and risk management practices at the date of this report. Such forward-looking statements are not guarantees of future performance and involve known and unknown risks and uncertainties, many of which are beyond Suncorp Group’s control, which may cause actual results to differ materially from those expressed or implied.

Suncorp Group and Suncorp Bank undertake no obligation to update any forward-looking statement to reflect events or circumstances after the date of this report (subject to ASX disclosure requirements).

Registered Office

Level 28, 266 George Street Brisbane Queensland 4000 Telephone: (07) 3362 1222 www.suncorpgroup.com.au

Investor Relations

Mark Ley Head of Investor Relations Telephone: (02) 8121 1221 [email protected]

2

Suncorp Bank

APS330 for the quarter ended 30 September 2014

Table of contents

Basis of preparation .................................................................................................................................................... 2 Overview ................................................................................................................................................................... 4 Outlook ...................................................................................................................................................................... 4 Loans, advances and other receivables .................................................................................................................... 5 Retail Lending ........................................................................................................................................................... 5 Business Lending ...................................................................................................................................................... 6 Impairment losses on loans and advances ............................................................................................................... 6 Impaired assets ......................................................................................................................................................... 8 Past due loans (not shown as impaired) ................................................................................................................... 8 Provision for impairment ........................................................................................................................................... 9 Appendix 1 – Suncorp Bank updated slide information ........................................................................................ 10 Appendix 2 – APS 330 tables.................................................................................................................................... 16 Appendix 3 – Definitions ........................................................................................................................................... 23

3

APS330 for the quarter ended 30 September 2014

Suncorp Bank

Overview

Suncorp Bank’s September quarter results delivered improved returns as a result of a focus on improved risk management and an optimal funding profile following the repayment of the last tranche of expensive legacy Non-core Bank funding.

The Bank prioritised margin and credit quality over growth in an intensely competitive mortgage market. Suncorp’s key target markets of low loan to valuation ratio (LVR) owner-occupied lending were subdued and, particularly in Queensland, customer de-leveraging continued.

A short term consequence in the September quarter was a reduction in lending assets. Retail lending reduced 0.5% to $39.2 billion. Business lending reduced 2.4% or $257 million, primarily due to the exit of a large commercial Queensland exposure.

Credit quality improved on all key metrics during the September quarter. Impairment losses reduced to $20 million or 16 basis points (bps) (annualised) of gross loans and advances. Gross impaired assets decreased 15.6% to $281 million, representing just 0.6% of gross loans and advances. The Bank is conservatively provisioned and has maintained the drought overlay introduced in the June quarter.

The Bank’s Net Interest Margin (NIM) has increased to the top of its target range of 1.75% to 1.85% during the September quarter. This was a result of an improvement in the deposit mix and a reduction in the cost of term funding.

In conjunction with improved margin and credit quality, the Bank has taken the opportunity during this period of low growth to further improve the diversification and composition of its funding. In September, the Bank successfully issued £250 million in a three-year floating rate note into the European market. Additionally, in October, the Bank issued $950 million in a five-year covered bond transaction at 70 bps over 90 day BBSW.

In addition, the capital position of the Bank has been improved with the Common Equity Tier 1 (CET1) ratio increasing to 8.70% at 30 September 2014.

Outlook

The completion of a number of key growth initiatives is showing success, with the pipeline for new lending in the Bank’s chosen segments improving significantly in September and October. This will see the Bank return to growth in the December quarter.

In the short-term, the moderation in funding costs will result in the Bank’s NIM remaining at the top of the target range of 1.75% to 1.85%. Impairment losses should be in the range of 10 to 20 bps of gross loans and the Cost to Income ratio should be around 53% in the 2015 financial year.

Delivery of the Bank’s Platform Replacement Program (Project Ignite) and Basel II Advanced Accreditation programs remain key focuses. Both programs are on-track and will significantly change the way in which the Bank conducts business. They will enhance the Bank’s ability to meet the changing needs of customers within a robust risk management framework.

Despite an improvement in credit quality over the September quarter, the Agribusiness segment is still subject to widespread drought conditions and reduced property values. The provisioning overlay added in June 2014 remains on balance sheet and will be maintained into the December quarter.

Operating targets over the medium term remain unchanged. These are:

  • NIM of 1.75% to 1.85% underpinned by pricing discipline;

  • disciplined cost management and ongoing investment in strategic programs to drive the Cost to Income ratio towards 50% (53% in the 2015 financial year);

  • sustainable lending growth of 1 to 1.3 times system through measured expansion in housing and business markets supported by positive conversion of new customers to ‘connected customers’;

  • retail Deposit to Lending ratio of 60% to 70% supported by the Bank’s ability to leverage its A+/A1 credit rating to raise diverse wholesale funding; and

  • return on CET1 of 12% to 15%.

4

Suncorp Bank

APS330 for the quarter ended 30 September 2014

Loans, advances and other receivables

SEP-14 SEP-14
SEP-14 JUN-14 **SEP-13 ** vs JUN-14 vs SEP-13
$M $M $M % %
Housing loans 32,777 32,540 30,134 0.7 8.8
Securitised and covered bondhousingloans 6,039 6,461 7,441 (6.5) (18.8)
Total housing loans 38,816 39,001 37,575 (0.5) 3.3
Consumer loans 413 431 452 (4.2) (8.6)
Retail loans 39,229 39,432 38,027 (0.5) 3.2
Commercial (SME) 5,576 5,772 5,553 (3.4) 0.4
Agribusiness 4,575 4,624 4,389 (1.1) 4.2
Total retailand business lending 49,380 49,828 47,969 (0.9) 2.9
Corporate and property 116 128 395 (9.4) (70.6)
Total lending 49,496 49,956 48,364 (0.9) 2.3
Other receivables 41 51 99 (19.6) (58.6)
Gross banking loans, advances and other receivables 49,537 50,007 48,463 (0.9) 2.2
Provision for impairment (224) (226) (239) (0.9) (6.3)
Loans, advances and other receivables 49,313 49,781 48,224 (0.9) 2.3
Credit risk weighted assets 25,625 25,903 24,944 (1.1) 2.7
Geographical breakdown - Total lending
Queensland 28,362 28,748 28,257 (1.3) 0.4
New South Wales 11,958 12,095 11,320 (1.1) 5.6
Victoria 4,470 4,436 4,286 0.8 4.3
Western Australia 3,134 3,139 3,080 (0.2) 1.8
South Australia and other 1,572 1,538 1,421 2.2 10.6
Outside ofQueenslandloans 21,134 21,208 20,107 (0.3) 5.1
Total lending 49,496 49,956 48,364 (0.9) 2.3

Retail Lending

The retail lending portfolio contracted 0.5% to $39.2 billion during the September 2014 quarter. The Bank remains focused on improving the quality of the book by concentrating on the origination of sub-80% LVR loans, driving better quality business and more optimal use of capital.

5

APS330 for the quarter ended 30 September 2014

Suncorp Bank

Business Lending

Commercial (SME)

The Bank’s SME portfolio contracted $196 million or 3.4% to $5.6 billion. This was primarily due to the planned exit of a large exposure which was deemed outside the Bank’s core service proposition. Subdued market conditions and heightened competitor activity both remain headwinds to near term growth. Notwithstanding this, the Bank will continue to pursue diversified growth within target market segments.

Agribusiness

The Agribusiness portfolio decreased 1.1% to $4.6 billion during the quarter. Growth moderated against the prior quarter in line with long term seasonality. Ongoing drought in key regions provides a challenging near term outlook and the Bank remains focused on appropriate risk selection in the current environment.

Impairment losses on loans and advances

SEP- 14
SEP- 14
QUARTER ENDED
SEP- 14
JUN- 14
MAR-14
vs JUN- 14
vs MAR-14
$M
$M
$M
%
%
Collective provision for impairment
Specific provision for impairment
Actual netwrite-offs
2
13
10
(84.6)
(80.0)
18
35
21
(48.6)
(14.3)
-
1
(1)
(100.0)
(100.0)
20
49
30
(59.2)
(33.3)
Impairment losses to gross loans
and advances (annualised)
0.16%
0.39%
0.24%
0.31%
0.76%
0.47%
Impairment losses to risk
weighted assets(annualised)

Impairment losses of $20 million or 16bps (annualised) of gross loans and advances were within the Bank’s target operating range of 10bps to 20bps.

The reduction in both the specific provision and collective provision charge reflect improvements in credit quality across the Bank’s lending portfolio.

Impairment losses are expected to remain at current levels given the challenging operating environment and ongoing economic uncertainty.

6

Suncorp Bank

APS330 for the quarter ended 30 September 2014

SEP- 14 SEP- 14
SEP- 14 JUN- 14 MAR-14 vs JUN- 14 vs MAR-14
$M $M $M % %
Individually impaired loans
Gross impaired assets 281 333 485 (15.6) (42.1)
Specific provision for impairment (102) (106) (112) (3.8) (8.9)
Net impaired assets 179 227 373 (21.1) (52.0)
Size of gross individually impaired assets
Less than one million 25 22 32 13.6 (21.9)
Greater than one million but less than ten million 160 183 226 (12.6) (29.2)
Greaterthanten million 96 128 227 (25.0) (57.7)
281 333 485 (15.6) (42.1)
Past due loans not shownas impaired assets 423 439 478 (3.6) (11.5)
Gross non-performing loans 704 772 963 (8.8) (26.9)
Analysis of movements in gross individually
impaired assets
Balance at the beginning of the period 333 485 416 (31.3) (20.0)
Recognition of new impaired assets 26 45 148 (41.8) (82.4)
Increases in previously recognised impaired assets 2 1 3 57.7 (33.3)
Impaired assets written off/sold during the period (19) (37) (18) (48.6) 5.6
Impaired assets which have been reclassed as
performing assets or repaid (61) (161) (64) (62.1) (4.7)
Balance at the end of theperiod 281 333 485 (15.7) (42.1)
SEP- 14 SEP- 14
SEP- 14 JUN- 14 MAR-14 vs JUN- 14 vs MAR-14
$M $M $M % %
Gross balances of individually impaired loans
Retail lending 28 26 35 7.7 (20.0)
Agribusiness lending 163 208 210 (21.6) (22.4)
Commercial/SME lending 48 51 117 (5.9) (59.0)
Corporate and property 42 48 123 (12.5) (65.9)
Gross impaired assets 281 333 485 (15.6) (42.1)
Specific provision for impairment (102) (106) (112) (3.8) (8.9)
Net impaired assets 179 227 373 (21.1) (52.0)

7

APS330 for the quarter ended 30 September 2014

Suncorp Bank

Impaired assets

Gross impaired assets decreased $52 million or 15.6% to $281 million. Agribusiness impaired assets declined $45 million to $163 million, representing 3.6% of the portfolio. The reduction in impaired Agribusiness loans was driven by the final resolution of eight exposures. Impaired balances in the commercial (SME) and home lending portfolios reduced $3 million and $4 million respectively.

The number of impaired loan accounts remains relatively low despite the prolonged drought impacting the agribusiness sector. The Bank continues to closely monitor emerging issues on an individual exposure basis.

Past due loans (not shown as impaired)

Past due loans not shown as impaired decreased $16 million or 3.6% to $423 million. The result was driven by $45 million reduction in housing past due volumes to $313 million. This represents just 0.81% of the housing portfolio. Balances increased for agribusiness due to the ongoing drought conditions, whilst SME overdrafts contributed to a small increase in the Commercial (SME) portfolio.

8

Suncorp Bank

APS330 for the quarter ended 30 September 2014

Provision for impairment

Provision for impairment
SEP- 14 SEP- 14
SEP- 14 JUN- 14 MAR-14 vs JUN- 14 vs MAR-14
$M $M $M % %
Collective provision
Balance at the beginning of the period 120 107 97 12.1 23.7
Charge against contributionto profit 2 13 10 (84.6) (80.0)
Balance at the end ofthe period 122 120 107 1.7 14.0
Specific provision
Balance at the beginning of the period 106 112 113 (5.4) (6.2)
Charge against impairment losses 18 35 21 (48.6) (14.3)
Write-off of impaired assets (19) (37) (18) (48.6) 5.6
Unwind of interest (3) (4) (4) (25.0) (25.0)
Balance at the end ofthe period 102 106 112 (3.8) (8.9)
Total provision for impairment - Banking
activities 224 226 219 (0.9) 2.3
Equity reserve for credit loss
Balance at the beginning of the period 151 116 125 30.2 20.8
Transfertoretained earnings (2) 35 (9) (105.7) (77.8)
Balance at the end ofthe period 149 151 116 (1.3) 28.4
Pre-taxequivalent coverage 213 216 166 (1.4) 28.5
Total provision for impairment and equity reserve
for credit loss - Banking activities 437 442 385 (1.1) 13.6
% % %
Provision for impairment expressed as a
percentage of gross impaired assets are as
follows:
Collective provision 43.4 36.0 22.1
Specific provision 36.3 31.8 23.1
Total provision 79.7 67.9 45.2
Equity reserve for credit loss coverage 75.8 64.9 34.2
Total provision and equity reserve for credit loss
coverage 155.5 132.7 79.3

Total provision coverage increased to 156% of gross impaired assets. Provision coverage remains conservative and includes the additional drought overlay introduced in June 2014.

Equity reserve
Total provision
Sep-14 Past due Impaired Specific Collective for credit loss
(pre-tax


coverage to
gross non-
loans assets provision provision equivalent) performing loans
$M $M $M $M $M %
Retail lending 321 28 6 31 59 27.5
Agribusiness lending 41 163 58 49 78 90.7
Commercial/SME lending 61 48 17 38 71 115.6
Corporate andproperty - 42 21 4 5 71.4
Total 423 281 102 122 213 62.1

9

APS330 for the quarter ended 30 September 2014

Suncorp Bank

Appendix 1 – Suncorp Bank updated slide information

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10

Suncorp Bank

APS330 for the quarter ended 30 September 2014

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11

APS330 for the quarter ended 30 September 2014

Suncorp Bank

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12

Suncorp Bank

APS330 for the quarter ended 30 September 2014

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13

APS330 for the quarter ended 30 September 2014

Suncorp Bank

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14

Suncorp Bank

APS330 for the quarter ended 30 September 2014

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15

APS330 for the quarter ended 30 September 2014

Appendices

Appendix 2 - APS 330 tables

TABLE 3: CAPITAL ADEQUACY

CARRYING VALUE AVG RISK
WEIGHT

RISK-WEIGHTED ASSETS
SEP-14
JUN-14
SEP-14
SEP-14
JUN-14
$M
$M
%
$M
$M
On-balance sheet credit risk-weighted assets
Cash Items
Claims on Australian and foreign Governments
Claims on central banks, international banking agencies,
regional development banks, ADIs and overseas banks
Claims on securitisation exposures
Claims secured against eligible residential mortgages
Past due claims
684
723
0
3
2
2,261
1,733
-
0
-
4,710
4,162
21
984
891
1,153
1,208
20
231
242
36,522
36,494
40
14,450
14,553
624
673
96
601
631
Other retail assets 573
568
81
466
458
Corporate
Other assets and claims
8,752
8,961
100
8,734
8,942
159
186
98
156
184
Total Banking assets(1) 55,438
54,708
46
25,625
25,903

(1) Total Banking assets differ from Banking segment assets due to the adoption of APRA classification of intangible assets, deferred tax, incorporation of trading book in the market risk capital charge and general reserve for credit losses for capital adequacy purposes.

NOTIONAL
AMOUNT

CREDIT
EQUIVALENT

AVG RISK
WEIGHT

RISK-WEIGH
TED ASSETS
SEP-14 SEP-14 SEP-14 SEP-14
Off-balance sheet positions
Guarantees entered into in the normal course of business
Commitments to provide loans and advances
Foreign exchange contracts
Interest rate contracts
Securitisation exposures
CVA capital charge
302
299
70
210
208
7,291
1,770
55
970
975
6,199
282
26
73
56
61,849
150
55
82
93
3,006
38
87
33
36
- - -
141
128
Total off-balance sheetpositions 78,646
2,539
59
1,509
1,496
Market risk capital charge
Operational risk capital charge
Total on-balance sheet credit risk-weighted assets
221
333
3,265
3,265
25,625
25,903
Total Assessed Risk 30,620
30,997
Risk-weighted capital ratios %
%
Common Equity Tier 1
Tier 1
Tier 2
8.70
8.53
10.18
9.99
3.20
3.15
Total risk-weighted capital ratio 13.38
13.14

16

Appendices

APS330 for the quarter ended 30 September 2014

TABLE 4: CREDIT RISK

Table 4A: Credit risk by gross credit exposure – outstanding as at 30 September 2014

RECEIV ABLES
DUE FROM
OTHER BANKS
( 4 )
TRADING
SECURITIES
INV ESTM ENT
SECURITIES
LOANS,
ADV ANCES
AND OTHER
RECEIV ABLES
( 3 )
CREDIT
COM M ITM ENTS
( 2 )
DERIV ATIV E
INSTRUM ENTS
( 2 )



TOTAL
CREDIT RISK
IM PAIRED
ASSETS
PAST DUE
NOT
IM PAIRED >
9 0 DAY S
TOTAL NOT
PAST DUE OR
IM PAIRED
SPECIFIC
PROV ISIONS
Agribusiness
Construction &
development
Financial services
Hospitality
Manufacturing
Professional services
Property investment
Real estate - Mortgage
Personal
Government/public
authorities
Other commercial &
industrial
$M
$M
$M
$M
$M
$M
$M
$M
$M
$M
$M
-
-
-
4,245
200
-
4,445
155
25
4,265
48
-
-
-
668
168
-
836
29
5
802
11
676
1,499
5,672
248
188
432
8,715
-
-
8,715
-
-
-
-
1,091
46
-
1,137
33
1
1,103
14
-
-
-
398
29
-
427
12
15
400
10
-
-
-
279
10
-
289
10
1
278
2
-
-
-
1,405
78
-
1,483
2
15
1,466
-
-
-
-
35,935
1,226
-
37,161
18
313
36,830
4
-
-
-
413
11
-
424
-
8
416
-
-
-
-
1
-
-
1
-
-
1
-
-
-
-
2,099
113
-
2,212
22
40
2,150
13
Total gross credit risk
Securitisation
Exposures(1)
676
1,499
5,672
46,782
2,069
432
57,130
281
423
56,426
102
-
-
1,153
2,883
28
10
4,074
-
-
4,074
-
Total including
Securitisation
Exposures
Impairment provision
TOTAL
676
1,499
6,825
49,665
2,097
442
61,204
281
423
60,500
102
(224)
(102)
(31)
(91)
60,980
179
392
60,409

(1) The securitisation exposures of $2,883 million included under “Loans advances and other receivables” qualify for regulatory capital relief under APS 120 and therefore do not contribute to the Bank’s Total gross credit risk. The remaining securitisation exposures carry credit risk commensurate with their respective asset classes in accordance with APS 120.

(2)

“Credit commitments” and “Derivative instruments” represent the credit equivalent amount of the Bank’s off-balance sheet exposures calculated in accordance with APS 112.

(3) Total loans, advances and other receivables include receivables due from related parties.

(4) Receivables due from other Banks include collateral deposits provided to derivative counterparties.

17

APS330 for the quarter ended 30 September 2014

Appendices

TABLE 4: CREDIT RISK (continued)

Table 4A: Credit risk by gross credit exposure – outstanding as at 30 June 2014

RECEIV ABLES
DUE FROM
OTHER BANKS
( 4 )
TRADING
SECURITIES
INV ESTM ENT
SECURITIES
LOANS,
ADV ANCES
AND OTHER
RECEIV ABLES
( 3 )
CREDIT
COM M ITM ENTS
( 2 )
DERIV ATIV E
INSTRUM ENTS
( 2 )



TOTAL
CREDIT RISK
IM PAIRED
ASSETS
PAST DUE
NOT
IM PAIRED >
9 0 DAY S
TOTAL NOT
PAST DUE OR
IM PAIRED
SPECIFIC
PROV ISIONS
Agribusiness
Construction &
development
Financial services
Hospitality
Manufacturing
Professional services
Property investment
Real estate - Mortgage
Personal
Government/public
authorities
Other commercial &
industrial
$M
$M
$M
$M
$M
$M
$M
$M
$M
$M
$M
-
-
-
4,269
172
-
4,441
197
8
4,236
50
-
-
-
606
142
-
748
36
4
708
12
927
1,593
5,292
341
187
358
8,698
-
-
8,698
-
-
-
-
1,002
60
-
1,062
29
-
1,033
11
-
-
-
364
24
-
388
11
15
362
10
-
-
-
258
10
-
268
5
2
261
2
-
-
-
1,995
81
-
2,076
12
14
2,050
9
-
-
-
35,844
1,237
-
37,081
22
358
36,701
4
-
-
-
431
10
-
441
-
8
433
-
-
-
-
1
-
-
1
-
-
1
-
-
-
-
1,939
109
-
2,048
21
30
1,997
8
Total gross credit risk
Securitisation
Exposures(1)
927
1,593
5,292
47,050
2,032
358
57,252
333
439
56,480
106
-
-
1,208
3,103
30
12
4,353
-
-
4,353
-
Total including
Securitisation
Exposures
Impairment provision
TOTAL
927
1,593
6,500
50,153
2,062
370
61,605
333
439
60,833
106
(226)
(106)
(34)
(86)
61,379
227
405
60,747

(1) The securitisation exposures of $3,103 million included under “Loans advances and other receivables” qualify for regulatory capital relief under APS 120 and therefore do not contribute to the Bank’s Total gross credit risk. The remaining securitisation exposures carry credit risk commensurate with their respective asset classes in accordance with APS 120.

(2)

“Credit commitments” and “Derivative instruments” represent the credit equivalent amount of the Bank’s off-balance sheet exposures calculated in accordance with APS 112. (3) Total loans, advances and other receivables include receivables due from related parties.

(4) Receivables due from other Banks include collateral deposits provided to derivative counterparties.

18

Appendices

APS330 for the quarter ended 30 September 2014

TABLE 4: CREDIT RISK (continued)

Table 4A: Credit risk by gross credit exposure – average gross exposure over period 1 July to 30 September 2014

RECEIV ABLES
DUE FROM
OTHER BANKS
( 4 )
TRADING
SECURITIES
INV ESTM ENT
SECURITIES
LOANS,
ADV ANCES
AND OTHER
RECEIV ABLES
( 3 )
CREDIT
COM M ITM ENTS
( 2 )
DERIV ATIV E
INSTRUM ENTS
( 2 )



TOTAL
CREDIT RISK
IM PAIRED
ASSETS
PAST DUE
NOT
IM PAIRED >
9 0 DAY S
TOTAL NOT
PAST DUE OR
IM PAIRED
SPECIFIC
PROV ISIONS
Agribusiness
Construction &
development
Financial services
Hospitality
Manufacturing
Professional services
Property investment
Real estate - Mortgage
Personal
Government/public
authorities
Other commercial &
industrial
$M
$M
$M
$M
$M
$M
$M
$M
$M
$M
$M
-
-
-
4,257
186
-
4,443
176
17
4,250
48
-
-
-
637
155
-
792
33
5
754
11
802
1,546
5,482
294
187
395
8,706
-
-
8,706
-
-
-
-
1,047
53
-
1,100
31
1
1,068
13
-
-
-
381
27
-
408
12
15
381
10
-
-
-
269
10
-
279
8
2
269
2
-
-
-
1,700
80
-
1,780
7
15
1,758
5
-
-
-
35,890
1,232
-
37,122
20
336
36,766
4
-
-
-
422
11
-
433
-
8
425
-
-
-
-
1
-
-
1
-
-
1
-
-
-
-
2,019
111
-
2,130
22
35
2,073
11
Total gross credit risk
Securitisation
Exposures(1)
802
1,546
5,482
46,917
2,052
395
57,194
309
434
56,451
104
-
-
1,181
2,993
29
11
4,214
-
-
4,214
-
Total including
Securitisation
Exposures
Impairment provision
TOTAL
802
1,546
6,663
49,910
2,081
406
61,408
309
434
60,665
104
(226)
(104)
(33)
(89)
61,182
205
401
60,576

(1) The securitisation exposures of $2,993 million included under “Loans advances and other receivables” qualify for regulatory capital relief under APS 120 and therefore do not contribute to the Bank’s Total gross credit risk. The remaining securitisation exposures carry credit risk commensurate with their respective asset classes in accordance with APS 120.

(2) “Credit commitments” and “Derivative instruments” represent the credit equivalent amount of the Bank’s off-balance sheet exposures calculated in accordance with APS 112.

(3) Total loans, advances and other receivables include receivables due from related parties.

(4) Receivables due from other Banks include collateral deposits provided to derivative counterparties

19

APS330 for the quarter ended 30 September 2014

Appendices

TABLE 4: CREDIT RISK (continued)

Table 4A: Credit risk by gross credit exposure – average gross exposure over period 1 April to 30 June 2014

RECEIV ABLES
DUE FROM
OTHER BANKS
( 4 )
TRADING
SECURITIES
INV ESTM ENT
SECURITIES
LOANS,
ADV ANCES
AND OTHER
RECEIV ABLES
( 3 )
CREDIT
COM M ITM ENTS
( 2 )
DERIV ATIV E
INSTRUM ENTS
( 2 )



TOTAL
CREDIT RISK
IM PAIRED
ASSETS
PAST DUE
NOT
IM PAIRED >
9 0 DAY S
TOTAL NOT
PAST DUE OR
IM PAIRED
SPECIFIC
PROV ISIONS
Agribusiness
Construction &
development
Financial services
Hospitality
Manufacturing
Professional services
Property investment
Real estate - Mortgage
Personal
Government/public
authorities
Other commercial &
industrial
$M
$M
$M
$M
$M
$M
$M
$M
$M
$M
$M
-
-
-
4,228
175
-
4,403
199
9
4,195
46
-
-
-
625
147
-
772
47
10
715
13
868
1,603
5,204
330
187
328
8,520
-
-
8,520
-
-
-
-
996
52
-
1,048
32
-
1,016
12
-
-
-
378
21
-
399
20
15
364
9
-
-
-
260
11
-
271
6
2
263
2
-
-
-
2,007
84
-
2,091
42
14
2,035
10
-
-
-
35,578
1,267
-
36,845
25
376
36,444
5
-
-
-
439
11
-
450
-
9
441
-
-
-
-
1
-
-
1
-
-
1
-
-
-
-
1,959
117
-
2,076
41
26
2,009
11
Total gross credit risk
Securitisation
Exposures(1)
868
1,603
5,204
46,801
2,072
328
56,876
412
461
56,003
108
-
-
1,269
3,231
32
13
4,545
-
-
4,545
-
Total including
Securitisation
Exposures
Impairment provision
TOTAL
868
1,603
6,473
50,032
2,104
341
61,421
412
461
60,548
108
(223)
(109)
(39)
(75)
61,198
303
422
60,473

(1) The securitisation exposures of $3,231 million included under “Loans advances and other receivables” qualify for regulatory capital relief under APS 120 and therefore do not contribute to the Bank’s Total gross credit risk. The remaining securitisation exposures carry credit risk commensurate with their respective asset classes in accordance with APS 120.

(2) “Credit commitments” and “Derivative instruments” represent the credit equivalent amount of the Bank’s off-balance sheet exposures calculated in accordance with APS 112.

(3) Total loans, advances and other receivables include receivables due from related parties.

(4) Receivables due from other Banks include collateral deposits provided to derivative counterparties.

20

Appendices

APS330 for the quarter ended 30 September 2014

TABLE 4: CREDIT RISK (continued)

Table 4B: Credit risk by portfolio – 30 September 2014

GROSS
CREDIT
RISK
EXPOSURE
AVERAGE
GROSS
EXPOSURE
IMPAIRED
ASSETS
PAST DUE
NOT
IMPAIRED >
90 DAYS
SPECIFIC
PROVISIONS
CHARGES
FOR
SPECIFIC
PROVISIONS
& WRITE
OFFS
LOSSES ON
DISPOSAL
OF LOANS
AND
ADVANCES
Claims secured against eligible residential
mortgages
Other retail
Financial services
Government and public authorities
Corporate and other claims
$M
$M
$M
$M
$M
$M
**$M **

37,161 37,122 18 313 4 1 -
424 433 - 8 - 2 -
8,715 8,706 - - - - -
1 1 - - - - -
10,829 10,932 263 102 98 15 -
Total 57,130 57,194 281 423 102 18 -

Table 4B: Credit risk by portfolio – 30 June 2014

GROSS
CREDIT
RISK
EXPOSURE
AVERAGE
GROSS
EXPOSURE
IMPAIRED
ASSETS
PAST DUE
NOT
IMPAIRED >
90 DAYS
SPECIFIC
PROVISIONS
CHARGES
FOR
SPECIFIC
PROVISIONS
& WRITE
OFFS
LOSSES ON
DISPOSAL
OF LOANS
AND
ADVANCES
Claims secured against eligible residential
mortgages
Other retail
Financial services
Government and public authorities
Corporate and other claims
$M
$M
$M
$M
$M
$M
**$M **

37,081 36,845 22 358 4 1 -
441 450 - 8 - 2 -
8,698 8,520 - - - - -
1 1 - - - - -
11,031 11,060 311 73 102 33 -
Total 57,252 56,876 333 439 106 36 -

Table 4C: General reserves for credit losses

SEP-14
JUN-14
Collective provision for impairment
Ineligible Collective Provisions on Past Due not Impaired
$M
$M
122
120
(31)
(34)
Eligible Collective Provisions
EquityReserve for credit losses
91
86
149
151
General Reserve for Credit losses 240
237

21

APS330 for the quarter ended 30 September 2014

Appendices

TABLE 5: SECURITISATION EXPOSURES

Table 5A: Summary of securitisation activity for the period

EXPOSURES SECURITISED EXPOSURES SECURITISED RECOGNISED GAIN OR(LOSS) ON SALE RECOGNISED GAIN OR(LOSS) ON SALE
SEP-14 JUN-14 SEP-14 JUN-14
$M
$M
$M
$M
Residential mortgages -
-
-
-
Total exposures securitised during theperiod -
-
-
-

Table 5B(i): Aggregate of on-balance sheet securitisation exposures by exposure type

EXPOSURE EXPOSURE
Exposure type SEP-14
JUN-14
$M
$M
Debt securities 1,153
1,208
Total on-balance sheet securitisation exposures 1,153
1,208

Table 5B(ii): Aggregate of off-balance sheet securitisation exposures by exposure type

PRINCIPAL OR
NOTIONAL
EXPOSURE
PRINCIPAL OR
NOTIONAL
EXPOSURE
Exposure type SEP-14
JUN-14
$M
$M
Liquidity facilities
Derivative exposures
56
60
2,950
3,180
Total off-balance sheet securitisation exposures 3,006
3,240

22

Appendices

APS330 for the quarter ended 30 September 2014

Appendix 3 – Definitions

Capital adequacy ratio Capital base divided by total assessed risk, as defined by APRA
Common Equity Tier 1 Common Equity Tier 1 includes ordinary shareholder equity and
retained profits less tier 1 and tier 2 regulatory deductions
Common equity tier 1 ratio Common Equity tier 1 divided by total assessed risk
Deposit to loan ratio Total retail deposits divided by total loans and advances, excluding
other receivables
Equity reserve for credit The equity reserve for credit losses represents the difference between
losses the collective provisions for impairment and the estimate of credit
losses across the credit cycle based on guidance provided by APRA
Gross non-performing Gross impaired assets plus past due loans
loans
Impairment losses to gross Impairment losses on loans and advances divided by gross banking
loans and advances loans, advances and other receivables
Impairment losses to risk Impairment losses on loans and advances divided by risk weighted
weighted assets assets
Past due Loans outstanding for more than 90 days
Risk weighted assets Total of the carrying value of each asset class multiplied by their
assigned risk weighting, as defined by APRA
Total assessed risk Risk weighted assets, off balance sheet positions and market risk
capital charge and operational risk charge, as defined by APRA

23